Highland Investment Advisors Llc
- Regulatory AUM
- $368M
- Discretionary
- $367M
- Clients
- 605
- Avg AUM / client
- $609K
- Accounts
- 1,412
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Jun 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 533 | $232M | 63.0% |
| High net worth individuals | 60 | $114M | 31.0% |
| Pension and profit sharing plans | 5 | $17.3M | 4.71% |
| Charitable organizations | 3 | $3.4M | 0.93% |
| Corporations and other businesses | 4 | $1.3M | 0.36% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Adam Sean Drake | Managing Member/Investment Advisor Representative/Chief Compliance Officer | CFA | Jan 2009 (18y) | 75% or more |
| Beverly Patrick Whitman | Registered representative | CFP | Feb 2020 (6y) | |
| Robert Terrence Dignan | Registered representative | CFP | Jan 2021 (6y) | |
| Adam Russell Stoeckler | Registered representative | CFP | Dec 2022 (4y) | |
| William David Morrison | Registered representative | May 2024 (2y) | ||
| Anastasiya Kolodiy | Registered representative | Jun 2024 (2y) | ||
| Scott John Keipper | Registered representative | Personal Financial Specialist | Jul 2024 (2y) | |
| Ryan M. Moran | Registered representative | CFP CFA | Jul 2024 (2y) | |
| Mark Monroe Whitman | Registered representative | CFP | Mar 2025 (1y) | |
| Abbigail Kuna | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 955 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $298M (81% of AUM) Jun 2026
- Sei $36.0M (10% of AUM) Jun 2026
- Fidelity Institutional $29.2M (9% of AUM) Feb 2025
- National Financial Services (Fidelity) $27.3M (17% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗