Pks Investment Advisors Llc
- Regulatory AUM
- $367M
- Discretionary
- $261M
- Clients
- 500
- Avg AUM / client
- $734K
- Accounts
- 986
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 384 | $75.1M | 20.5% |
| High net worth individuals | 73 | $205M | 55.7% |
| Pension and profit sharing plans | 34 | $80.4M | 21.9% |
| Corporations and other businesses | 9 | $7.0M | 1.9% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Genevee Geneva Lekites | Member | CFP | Sep 2009 (17y) | 10% – 25% |
| Daniel Michael O'connell | Managing Partner / President/Chief Compliance Officer | Personal Financial Specialist | Oct 2010 (16y) | Less than 5% |
| John Michael Stern | Registered representative | Personal Financial Specialist | Jan 2000 (27y) | |
| Colton J Hastings | Registered representative | CFP | Feb 2019 (7y) | |
| Kyle Mitchell Banks | Registered representative | Nov 2023 (3y) | ||
| William Edwin Booth | Registered representative | Dec 2023 (3y) | ||
| Samuel Michael Lekites | Registered representative | Apr 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pks & Company, P.A. | Owner | Aug 1999 | A | 75% or more |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $288M (78% of AUM) Mar 2026
- Ascensus Broker Dealer Services, Llc $41.2M (11% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗