Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9351 | Monorail Securities Llc CRD 285309 | Sarasota, FL | Investment Adviser · Small ($100M–$1B) | $389M | 2,402 | 2,403 | 7 | 03/31/2026 | ☆ |
| 9352 | James Reed Financial Services, Inc. CRD 112179 | Cleveland, OH | Insurance-Affiliated · Small ($100M–$1B) | $389M | 351 | 1,166 | 10 | 03/05/2026 | ☆ |
| 9353 | Costello Asset Management, Inc. CRD 123249 | Feasterville, PA | Wealth Manager · Small ($100M–$1B) | $389M | 390 | 988 | 3 | 03/09/2026 | ☆ |
| 9354 | Socotra Management, Inc. CRD 328954 | Sacramento, CA | Private Fund Manager · Small ($100M–$1B) | $389M | 5 | 5 | 4 | 03/24/2026 | ☆ |
| 9355 | Pathways Advisory Group, Inc. CRD 143817 | Fresno, CA | Wealth Manager · Small ($100M–$1B) | $388M | 186 | 1,013 | 10 | 09/24/2026 | ☆ |
| 9356 | Trinity Investment Advisors, Llc CRD 141039 | West Chester, PA | Institutional / Pension Advisor · Small ($100M–$1B) | $388M | 34 | 34 | 3 | 03/18/2026 | ☆ |
| 9357 | Wheelhouse Advisory Group, Llc CRD 312806 | St. Louis, MO | Insurance-Affiliated · Small ($100M–$1B) | $388M | 548 | 2,042 | 28 | 03/26/2026 | ☆ |
| 9358 | N CRD 121300 | Wealth Manager · Small ($100M–$1B) | $388M | 178 | 748 | 7 | 10/07/2025 | ☆ | |
| 9359 | Brian D. Lowder, Inc. CRD 105972 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $388M | 195 | 643 | 3 | 01/22/2026 | ☆ |
| 9360 | Joseph P. Lucia & Associates, Llc CRD 147625 | Yorktown Heights, NY | Wealth Manager · Small ($100M–$1B) | $388M | 662 | 1,645 | 5 | 03/25/2026 | ☆ |
| 9361 | Ridgeview Asset Management Partners, Llc CRD 283786 | Stamford, CT | Wealth Manager · Small ($100M–$1B) | $388M | 135 | 137 | 3 | 03/23/2026 | ☆ |
| 9362 | Collaborative Capital Advisors Llc CRD 337588 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $388M | 18 | 40 | 5 | 07/13/2026 | ☆ |
| 9363 | Resolute Wealth Strategies, Llc CRD 318599 | Jackson, MS | Insurance-Affiliated · Small ($100M–$1B) | $388M | 301 | 703 | 7 | 03/20/2026 | ☆ |
| 9364 | Orso Partners, Lp CRD 304196 | South San Francisco, CA | Investment Adviser · Small ($100M–$1B) | $387M | 1 | 1 | 3 | 03/06/2026 | ☆ |
| 9365 | Hassell Wealth Management, L.L.C. CRD 297892 | Houma, LA | Wealth Manager · Small ($100M–$1B) | $387M | 414 | 1,227 | 9 | 09/11/2026 | ☆ |
| 9366 | Braeswood Carbon Management, Llc CRD 311686 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $387M | 2 | 2 | 4 | 07/08/2026 | ☆ |
| 9367 | Soundview Advisors, Inc. CRD 114437 | Olympia, WA | Wealth Manager · Small ($100M–$1B) | $387M | 190 | 842 | 11 | 03/24/2026 | ☆ |
| 9368 | Macroview Investment Management Llc CRD 149621 | Bethesda, MD | Wealth Manager · Small ($100M–$1B) | $387M | 249 | 830 | 5 | 09/25/2026 | ☆ |
| 9369 | Lewis Asset Management, Llc CRD 143409 | Lafayette, CA | Insurance-Affiliated · Small ($100M–$1B) | $387M | 282 | 631 | 5 | 05/20/2026 | ☆ |
| 9370 | Archvest Wealth Advisors, Inc. CRD 172087 | Concord, CA | Wealth Manager · Small ($100M–$1B) | $387M | 339 | 316 | 7 | 03/19/2026 | ☆ |
| 9371 | Otus Capital Management Limited CRD 284879 | London | Private Fund Manager · Small ($100M–$1B) | $387M | 7 | 7 | 13 | 06/30/2026 | ☆ |
| 9372 | Southwest Investment Advisors, Inc. CRD 312685 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $387M | 1,161 | 1,162 | 5 | 03/30/2026 | ☆ |
| 9373 | Missionpoint Partners Llc CRD 171282 | Multi-Family Office · Small ($100M–$1B) | $387M | 4 | 4 | 6 | 03/16/2026 | ☆ | |
| 9374 | New Wave Wealth Advisors Llc CRD 323414 | Springdale, AR | Wealth Manager · Small ($100M–$1B) | $387M | 516 | 1,256 | 7 | 02/06/2026 | ☆ |
| 9375 | Vermillion Financial Advisors, Inc. CRD 119239 | South Barrington, IL | Wealth Manager · Small ($100M–$1B) | $387M | 279 | 1,021 | 10 | 03/27/2026 | ☆ |
| 9376 | Balance Wealth Partners Llc CRD 329589 | Worthington, OH | Wealth Manager · Small ($100M–$1B) | $387M | 553 | 2,236 | 12 | 07/15/2026 | ☆ |
| 9377 | Camac Partners, Llc CRD 173002 | Private Fund Manager · Small ($100M–$1B) | $387M | 2 | 2 | 2 | 07/02/2026 | ☆ | |
| 9378 | 1836 Asset Management, Llc CRD 313389 | Garland, TX | Wealth Manager · Small ($100M–$1B) | $387M | 48 | 326 | 3 | 03/25/2026 | ☆ |
| 9379 | Canter Strategic Wealth Management, Llc CRD 167828 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $386M | 280 | 280 | 12 | 08/10/2026 | ☆ |
| 9380 | Skyline Advisors, Inc. CRD 188511 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $386M | 369 | 1,204 | 8 | 01/29/2026 | ☆ |
| 9381 | Ostrofe Financial Consultants Inc CRD 110064 | Grass Valley, CA | Insurance-Affiliated · Small ($100M–$1B) | $386M | 568 | 1,625 | 9 | 02/03/2026 | ☆ |
| 9382 | Ds Investment Advisors CRD 319351 | Grand Rapids, MI | Institutional / Pension Advisor · Small ($100M–$1B) | $386M | 174 | 274 | 4 | 03/31/2026 | ☆ |
| 9383 | Hd Money, Inc. CRD 167623 | Sarasota, FL | Wealth Manager · Small ($100M–$1B) | $386M | 484 | 998 | 12 | 03/31/2026 | ☆ |
| 9384 | Evexia Wealth, Llc CRD 323788 | Stevens Point, WI | Wealth Manager · Small ($100M–$1B) | $386M | 421 | 1,452 | 18 | 05/20/2026 | ☆ |
| 9385 | Cannon Capital Management, Inc. CRD 144247 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $386M | 243 | 243 | 8 | 08/20/2026 | ☆ |
| 9386 | Fiscal Wisdom Wealth Management Llc CRD 168299 | Canton, CT | Insurance-Affiliated · Small ($100M–$1B) | $386M | 2,828 | 2,828 | 18 | 08/27/2026 | ☆ |
| 9387 | Tapp Finance, Inc. CRD 327980 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $386M | 4 | 4 | 2 | 06/02/2026 | ☆ | |
| 9388 | Upstart Wealth Management, Llc CRD 173728 | Wealth Manager · Small ($100M–$1B) | $386M | 91 | 207 | 4 | 07/30/2026 | ☆ | |
| 9389 | Alternative Investment Advisors, Llc CRD 160108 | Maitland, FL | Wealth Manager · Small ($100M–$1B) | $386M | 1,424 | 2,817 | 15 | 03/27/2026 | ☆ |
| 9390 | Lowery Thomas, Llc CRD 110058 | Wealth Manager · Small ($100M–$1B) | $386M | 184 | 617 | 6 | 03/12/2026 | ☆ | |
| 9391 | Brightlight Capital Management Lp CRD 171109 | Westport, CT | Private Fund Manager · Small ($100M–$1B) | $386M | 2 | 2 | 3 | 04/15/2026 | ☆ |
| 9392 | Wills Financial Group, Llc CRD 334431 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $386M | 254 | 753 | 5 | 02/27/2026 | ☆ |
| 9393 | Alden Investment Advisors, Llc CRD 317077 | Wayne, PA | Wealth Manager · Small ($100M–$1B) | $386M | 1,460 | 1,460 | 43 | 09/02/2026 | ☆ |
| 9394 | Squadron Capital Management Llc CRD 334296 | Oak Brook, IL | Private Fund Manager · Small ($100M–$1B) | $386M | 2 | 2 | 4 | 06/29/2026 | ☆ |
| 9395 | Ranch Capital Advisors Inc. CRD 300966 | Sarasota, FL | Insurance-Affiliated · Small ($100M–$1B) | $386M | 425 | 1,147 | 7 | 09/21/2026 | ☆ |
| 9396 | Elevate Wealth Advisory, Inc. CRD 149713 | Athens, GA | Wealth Manager · Small ($100M–$1B) | $386M | 635 | 1,706 | 13 | 03/19/2026 | ☆ |
| 9397 | Realta Investment Advisors, Inc CRD 134952 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $385M | 1,231 | 1,231 | 61 | 08/06/2026 | ☆ |
| 9398 | N CRD 105986 | Wealth Manager · Small ($100M–$1B) | $385M | 301 | 301 | 6 | 03/10/2025 | ☆ | |
| 9399 | Wealth Management Resources, Inc. CRD 45452 | Smithfield, RI | Insurance-Affiliated · Small ($100M–$1B) | $385M | 622 | 1,508 | 9 | 09/21/2026 | ☆ |
| 9400 | Wittenberg Investment Management Inc CRD 105792 | Wealth Manager · Small ($100M–$1B) | $385M | 49 | 126 | 1 | 03/27/2026 | ☆ |