Collaborative Capital Advisors Llc
SEC-registered
Multi-Family Office · Small ($100M–$1B)
CRD 337588
· SEC file 801-134166
· New York, NY
· www.collaborativecapitaladvisors.com
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ADV data as of Jul 13, 2026
- Regulatory AUM
- $388M
- Discretionary
- $237M
- Clients
- 18
- Avg AUM / client
- $21.5M
- Accounts
- 40
- Employees
- 5
AUM over time
$0
$388M
Jul 2025
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 | $917K | 0.24% |
| High net worth individuals | 17 | $382M | 98.5% |
| Pooled investment vehicles (non-investment companies) | 1 | $5.0M | 1.29% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jonathan Michael Bergman | Registered representative | CFP | Aug 2025 (1y) | |
| Andrew Michael Niemoeller | Registered representative | CFP | Sep 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/13/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $196M (50% of AUM) Jul 2026
- Goldman Sachs $51.4M (13% of AUM) Jul 2026
- Folio Investments, Inc. $51.4M (13% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 13, 2026.
View current Form ADV (SEC/IAPD) ↗