Trinity Investment Advisors, Llc
- Regulatory AUM
- $388M
- Discretionary
- $388M
- Clients
- 34
- Avg AUM / client
- $11.4M
- Accounts
- 34
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 34 | $388M | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Pennoni Associates Inc. Employee Stock Ownership Plan Pennoni Associates Inc. | 2024 | |
| Nsm Insurance Group 401(k) Plan Nsm Insurance Services, Llc | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Kevin Mccabe | Member & Chief Compliance Officer | Jun 2006 (20y) | 75% or more | |
| Jennifer Tracey Kirby | Registered representative | Jun 2012 (14y) | ||
| Richard Dennis Pearce | Registered representative | Jun 2012 (14y) | ||
| Carmela Lee Elco | Registered representative | Mar 2021 (5y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Pennoni Associates Inc. Employee Stock Ownership Plan | Pennoni Associates Inc. | 1,158 | $129M | 01/01/2024 |
| Nsm Insurance Group 401(k) Plan | Nsm Insurance Services, Llc | 696 | $58.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 849 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Pension consulting services
Custody
Reported custodians
- Adp Broker Dealer, Inc. $51.0M (27% of AUM) Jun 2020
- Ascensus, Inc. $45.0M (24% of AUM) Jun 2020
- The Vanguard Group, Inc. $27.0M (15% of AUM) Jun 2020
- Principal Securities, Inc. $27.0M (15% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗