Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9401 | N CRD 169006 | Wealth Manager · Small ($100M–$1B) | $385M | 286 | 902 | 5 | 03/27/2025 | ☆ | |
| 9402 | Cairn Investment Group, Inc. CRD 143601 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $385M | 315 | 806 | 6 | 09/30/2026 | ☆ |
| 9403 | Planning Strategies, Inc. CRD 117105 | Lancaster, PA | Wealth Manager · Small ($100M–$1B) | $385M | 514 | 1,414 | 11 | 03/18/2026 | ☆ |
| 9404 | Pacific Asset Management, Llc CRD 115157 | Gig Harbor, WA | Wealth Manager · Small ($100M–$1B) | $385M | 377 | 377 | 7 | 06/11/2026 | ☆ |
| 9405 | Agvictus Capital Management Llc CRD 307047 | Alpharetta, GA | Investment Adviser · Small ($100M–$1B) | $385M | 0 | 3 | 5 | 03/03/2026 | ☆ |
| 9406 | Lasalle Debt Investors CRD 158422 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $385M | 3 | 3 | 14 | 07/23/2026 | ☆ |
| 9407 | Promus Asset Management, Llc CRD 157484 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $385M | 50 | 260 | 6 | 03/27/2026 | ☆ |
| 9408 | Rallyday Partners, Llc CRD 307309 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $384M | 6 | 6 | 19 | 03/31/2026 | ☆ |
| 9409 | Weathervane Asset Management Llc CRD 312424 | Fort Lauderdale, FL | Private Fund Manager · Small ($100M–$1B) | $384M | 70 | 70 | 4 | 09/24/2026 | ☆ |
| 9410 | Chalkstream Capital Group, L.P. CRD 153734 | Private Fund Manager · Small ($100M–$1B) | $384M | 2 | 2 | 1 | 03/31/2026 | ☆ | |
| 9411 | Atlantic Investment Management, Inc CRD 137698 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $384M | 8 | 8 | 7 | 03/19/2026 | ☆ |
| 9412 | Ketron Financial Llc CRD 330807 | Novato, CA | Wealth Manager · Small ($100M–$1B) | $384M | 262 | 733 | 5 | 05/12/2026 | ☆ |
| 9413 | Longview Financial Advisors, Llc CRD 291192 | Wealth Manager · Small ($100M–$1B) | $384M | 125 | 422 | 2 | 05/06/2026 | ☆ | |
| 9414 | Architect Equity Management, Llc CRD 328703 | El Segundo, CA | Private Fund Manager · Small ($100M–$1B) | $384M | 4 | 4 | 15 | 03/24/2026 | ☆ |
| 9415 | Paragon Financial Services CRD 164832 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $384M | 738 | 1,382 | 7 | 07/21/2026 | ☆ |
| 9416 | Spartan Planning & Wealth Management, Llc CRD 166599 | Greensboro, NC | Wealth Manager · Small ($100M–$1B) | $384M | 213 | 1,006 | 5 | 03/02/2026 | ☆ |
| 9417 | Arcadia Wealth Management, Inc. CRD 165504 | Smithtown, NY | Wealth Manager · Small ($100M–$1B) | $384M | 275 | 924 | 6 | 03/05/2026 | ☆ |
| 9418 | Sandeep Varma Wealth Strategies, Llc CRD 137705 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $384M | 471 | 1,229 | 6 | 02/24/2026 | ☆ |
| 9419 | N CRD 158802 | Investment Adviser · Small ($100M–$1B) | $384M | 2 | 2 | 2 | 03/25/2025 | ☆ | |
| 9420 | N CRD 112368 | Wealth Manager · Small ($100M–$1B) | $383M | 334 | 1,023 | 6 | 03/27/2025 | ☆ | |
| 9421 | Cascades Capital Asset Management, Llc CRD 167102 | Greensboro, NC | Wealth Manager · Small ($100M–$1B) | $383M | 358 | 733 | 3 | 03/26/2026 | ☆ |
| 9422 | Vista Investment Partners Ii, Llc CRD 327983 | Richmond, IN | Wealth Manager · Small ($100M–$1B) | $383M | 494 | 1,548 | 12 | 09/28/2026 | ☆ |
| 9423 | Keating Investment Counselors Inc CRD 110134 | Delray Beach, FL | Wealth Manager · Small ($100M–$1B) | $383M | 157 | 366 | 3 | 04/07/2026 | ☆ |
| 9424 | Capital Management Llc CRD 109416 | Greensboro, NC | Insurance-Affiliated · Small ($100M–$1B) | $383M | 238 | 516 | 3 | 03/16/2026 | ☆ |
| 9425 | One + One Wealth Management, Llc CRD 310906 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $383M | 251 | 793 | 5 | 09/21/2026 | ☆ |
| 9426 | Dougherty & Associates Financial Advisors, Inc. CRD 165145 | Buffalo, MN | Wealth Manager · Small ($100M–$1B) | $383M | 1,069 | 2,304 | 9 | 02/25/2026 | ☆ |
| 9427 | Canopy 360 Wealth, Llc CRD 296771 | Ocala, FL | Wealth Manager · Small ($100M–$1B) | $383M | 341 | 949 | 9 | 01/23/2026 | ☆ |
| 9428 | Accent Capital Management, Llc CRD 319275 | Centerville, OH | Wealth Manager · Small ($100M–$1B) | $383M | 92 | 134 | 7 | 03/02/2026 | ☆ |
| 9429 | Claraphi Advisory Network, Llc CRD 165868 | Aliso Viejo, CA | Wealth Manager · Small ($100M–$1B) | $383M | 1,504 | 2,422 | 8 | 12/01/2023 | ☆ |
| 9430 | Clearshares Llc CRD 157531 | Marco Island, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $382M | 3 | 3 | 3 | 08/19/2026 | ☆ |
| 9431 | Financial Planning Hawaii, Inc. CRD 153930 | Honolulu, HI | Wealth Manager · Small ($100M–$1B) | $382M | 241 | 701 | 5 | 09/08/2026 | ☆ |
| 9432 | Proctor Financial, Inc. CRD 122021 | Sherborn, MA | Wealth Manager · Small ($100M–$1B) | $382M | 211 | 839 | 5 | 03/31/2026 | ☆ |
| 9433 | N CRD 282509 | Wealth Manager · Small ($100M–$1B) | $382M | 82 | 322 | 4 | 07/16/2026 | ☆ | |
| 9434 | Carter Financial Group, Inc. CRD 301025 | Barrington, IL | Insurance-Affiliated · Small ($100M–$1B) | $382M | 826 | 2,257 | 9 | 03/05/2026 | ☆ |
| 9435 | Destiny Capital Corporation CRD 111196 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $382M | 260 | 825 | 11 | 08/24/2026 | ☆ |
| 9436 | Eaton Financial Holdings Company, Llc CRD 316323 | Coral Springs, FL | Wealth Manager · Small ($100M–$1B) | $382M | 354 | 911 | 4 | 03/23/2026 | ☆ |
| 9437 | Pictet Asset Management (Usa) Corp CRD 306378 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $382M | 8 | 10 | 14 | 06/25/2026 | ☆ |
| 9438 | The Strategic Financial Alliance, Inc. CRD 126514 | Atlanta, GA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $382M | 1,463 | 1,022 | 56 | 03/31/2026 | ☆ |
| 9439 | Sonoma Brands Partners Ii, Llc CRD 296285 | Sonoma, CA | Private Fund Manager · Small ($100M–$1B) | $382M | 8 | 8 | 6 | 03/30/2026 | ☆ |
| 9440 | Dean Financial Services, Llc CRD 129679 | Beavercreek, OH | Wealth Manager · Small ($100M–$1B) | $382M | 277 | 525 | 9 | 03/27/2026 | ☆ |
| 9441 | Kirtland Hills Capital Management, Llc CRD 174335 | Bratenahl, OH | Wealth Manager · Small ($100M–$1B) | $382M | 263 | 263 | 2 | 03/24/2026 | ☆ |
| 9442 | Mark J Snyder Financial Services Inc CRD 106425 | Medford, NY | Wealth Manager · Small ($100M–$1B) | $382M | 606 | 1,610 | 10 | 04/03/2026 | ☆ |
| 9443 | Dravo Bay Llc CRD 298558 | Rehoboth Beach, DE | Wealth Manager · Small ($100M–$1B) | $382M | 314 | 795 | 10 | 03/26/2026 | ☆ |
| 9444 | Wolff Wiese Magana Llc CRD 157620 | Carslbad, CA | Insurance-Affiliated · Small ($100M–$1B) | $382M | 570 | 1,682 | 8 | 04/12/2026 | ☆ |
| 9445 | Pecaut & Co. CRD 2997 | Sioux City, IA | Wealth Manager · Small ($100M–$1B) | $382M | 231 | 554 | 6 | 11/19/2025 | ☆ |
| 9446 | Harbour Investment Management L.L.C. CRD 111166 | Edmonds, WA | Wealth Manager · Small ($100M–$1B) | $382M | 183 | 493 | 6 | 03/10/2026 | ☆ |
| 9447 | Unique Wealth Strategies CRD 323994 | Burr Ridge, IL | Wealth Manager · Small ($100M–$1B) | $382M | 397 | 842 | 10 | 08/03/2026 | ☆ |
| 9448 | Sculati Wealth Management, Llc CRD 158783 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $381M | 349 | 1,055 | 4 | 02/20/2026 | ☆ |
| 9449 | Lpfg, Llc CRD 312978 | Avon, OH | Wealth Manager · Small ($100M–$1B) | $381M | 743 | 1,792 | 28 | 03/26/2026 | ☆ |
| 9450 | N CRD 137902 | Wealth Manager · Small ($100M–$1B) | $381M | 268 | 963 | 3 | 03/03/2025 | ☆ |