Fiscal Wisdom Wealth Management Llc
- Regulatory AUM
- $386M
- Discretionary
- $386M
- Clients
- 2,828
- Avg AUM / client
- $136K
- Accounts
- 2,828
- Employees
- 18
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,624 | $281M | 72.9% |
| High net worth individuals | 52 | $87.3M | 22.6% |
| Pension and profit sharing plans | 137 | $13.1M | 3.4% |
| Corporations and other businesses | 15 | $4.1M | 1.07% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Edward Chadwick | Ceo | CFP Chartered Financial Consultant | Jun 2019 (7y) | ≈ 56.25% – 100% via Fiscal Wisdom Holdings Inc. |
| Daniel A. Roberts | Cco | Jan 2023 (4y) | Less than 5% | |
| Michael Alfonse Baratta | Registered representative | Chartered Financial Consultant | Jul 2020 (6y) | |
| Renee Eva Amochaev | Registered representative | Sep 2020 (6y) | ||
| Richard Allen Bean | Registered representative | CFP | Jun 2022 (4y) | |
| Max D Isaacman | Registered representative | Jul 2023 (3y) | ||
| Alexander Bernd Overkamp | Registered representative | Oct 2023 (3y) | ||
| Jessica Martin | Registered representative | Oct 2024 (2y) | ||
| Coty Shean | Registered representative | Jun 2025 (1y) | ||
| Benjamin Graham Stille | Registered representative | Jan 2026 (1y) | ||
| Travis Masaichi Tazawa | Registered representative | CFP | Jan 2026 (1y) | |
| Allen Edward Dunahoo | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fiscal Wisdom Holdings Inc. | Owner | Nov 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Michael Edward Chadwick: 75% – 100% of Fiscal Wisdom Holdings Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/28/2026 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Other fees
- • SOLICITOR FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $120M (87% of AUM) Dec 2020
- Pershing $96.9M (25% of AUM) Apr 2026
- Folio Investments, Inc. $15.1M (11% of AUM) Dec 2020
- Charles Schwab & Co. $11.9M (3% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 28, 2026.
View current Form ADV (SEC/IAPD) ↗