Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9301 | Family Wealth Partners, Llc CRD 317764 | Matthews, NC | Wealth Manager · Small ($100M–$1B) | $392M | 266 | 1,020 | 11 | 05/11/2026 | ☆ |
| 9302 | Schorn Wealth, Llc CRD 304104 | Englewood, FL | Insurance-Affiliated · Small ($100M–$1B) | $392M | 721 | 1,409 | 9 | 02/18/2026 | ☆ |
| 9303 | The Darrow Company, Inc. CRD 105679 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $392M | 122 | 408 | 6 | 07/09/2026 | ☆ |
| 9304 | Eastover Investment Advisors, Llc CRD 150821 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $392M | 250 | 252 | 4 | 02/04/2026 | ☆ |
| 9305 | S&A Financial Services, Inc. CRD 110471 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $392M | 1,183 | 1,884 | 7 | 08/14/2026 | ☆ |
| 9306 | Carmel Capital Management L.L.C. CRD 120675 | Carmel, CA | Wealth Manager · Small ($100M–$1B) | $392M | 102 | 109 | 6 | 02/27/2026 | ☆ |
| 9307 | Miura Investment Advisors, Inc CRD 283148 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $392M | 191 | 191 | 6 | 09/21/2026 | ☆ |
| 9308 | Highpeak Energy Management, Llc CRD 293928 | Fort Worth, TX | Private Fund Manager · Small ($100M–$1B) | $392M | 2 | 2 | 3 | 03/23/2026 | ☆ |
| 9309 | Manners Paul & Associates, Inc. CRD 110996 | Marietta, GA | Wealth Manager · Small ($100M–$1B) | $392M | 245 | 466 | 3 | 09/07/2026 | ☆ |
| 9310 | Fifth Partners Management, Llc CRD 326712 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $392M | 11 | 11 | 28 | 03/31/2026 | ☆ |
| 9311 | 3 B1 Partners, Llc CRD 300835 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $392M | 2 | 2 | 4 | 06/30/2026 | ☆ |
| 9312 | Siebert Advisornxt, Llc. CRD 288572 | New York, NY | Wealth Manager · Small ($100M–$1B) | $392M | 973 | 973 | 43 | 09/23/2026 | ☆ |
| 9313 | Moon Capital Management Llc CRD 107612 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $392M | 162 | 407 | 6 | 05/01/2026 | ☆ |
| 9314 | Wealth Quarterback Llc CRD 282967 | Toms River, NJ | Wealth Manager · Small ($100M–$1B) | $391M | 1,117 | 2,042 | 11 | 03/30/2026 | ☆ |
| 9315 | Mullaney Keating & Wright Inc CRD 110743 | Middletown, CT | Wealth Manager · Small ($100M–$1B) | $391M | 198 | 460 | 3 | 09/24/2026 | ☆ |
| 9316 | Oxinas Partners, Llc CRD 297462 | Jeffersonville, IN | Insurance-Affiliated · Small ($100M–$1B) | $391M | 754 | 1,738 | 8 | 02/11/2026 | ☆ |
| 9317 | Equita Financial Network, Inc. CRD 277031 | Fort Washington, PA | Wealth Manager · Small ($100M–$1B) | $391M | 434 | 1,321 | 19 | 08/31/2026 | ☆ |
| 9318 | Rmw Advisors, Llc CRD 159293 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $391M | 377 | 782 | 7 | 01/16/2026 | ☆ |
| 9319 | Paskin & Berler Capital Advisors, Llc CRD 160004 | Wealth Manager · Small ($100M–$1B) | $391M | 66 | 189 | 4 | 05/12/2026 | ☆ | |
| 9320 | 1776 Wealth Llc CRD 286321 | Sandy Springs, GA | Wealth Manager · Small ($100M–$1B) | $391M | 100 | 436 | 2 | 03/30/2026 | ☆ |
| 9321 | Evans Investment Advisors, L.L.C. CRD 147000 | Baton Rouge, LA | Wealth Manager · Small ($100M–$1B) | $391M | 508 | 800 | 5 | 03/26/2026 | ☆ |
| 9322 | N CRD 313520 | Private Fund Manager · Small ($100M–$1B) | $391M | 5 | 5 | 11 | 03/20/2025 | ☆ | |
| 9323 | Hillcrest Wealth Advisors Ny, Llc CRD 126818 | Holmdel, NJ | Wealth Manager · Small ($100M–$1B) | $391M | 65 | 235 | 2 | 05/22/2026 | ☆ |
| 9324 | Platt Wealth Management, Llc CRD 297487 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $391M | 205 | 663 | 5 | 02/01/2026 | ☆ |
| 9325 | Shrier Wealth Management, Llc CRD 332673 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $391M | 158 | 402 | 5 | 02/19/2026 | ☆ |
| 9326 | Harold Davidson & Associates, Inc CRD 110994 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $391M | 249 | 423 | 7 | 08/05/2026 | ☆ |
| 9327 | Barramundi Advisors Llc CRD 334454 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $390M | 46 | 46 | 7 | 05/05/2026 | ☆ |
| 9328 | Intrepid Financial Planning Group, Llc CRD 112196 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $390M | 1,457 | 1,457 | 3 | 05/06/2026 | ☆ |
| 9329 | Clearlight Partners Management, Llc CRD 157610 | Newport Beach, CA | Private Fund Manager · Small ($100M–$1B) | $390M | 2 | 2 | 10 | 03/24/2026 | ☆ |
| 9330 | 16 Th Amendment Advisors Llc CRD 150575 | New York, NY | Wealth Manager · Small ($100M–$1B) | $390M | 80 | 80 | 8 | 03/03/2026 | ☆ |
| 9331 | Ascend Interplay, Llc CRD 317344 | New York, NY | Multi-Family Office · Small ($100M–$1B) | $390M | 19 | 19 | 7 | 06/18/2026 | ☆ |
| 9332 | Prudent Man Investment Management Inc CRD 104574 | Lousiville, CO | Wealth Manager · Small ($100M–$1B) | $390M | 246 | 762 | 4 | 03/16/2026 | ☆ |
| 9333 | Bluestone Capital Management, Llc CRD 157841 | Wayne, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $390M | 7 | 10 | 4 | 07/16/2026 | ☆ |
| 9334 | Davis Investment Partners, Llc CRD 318783 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $390M | 174 | 452 | 3 | 01/22/2026 | ☆ |
| 9335 | Hahn Capital Management, Llc CRD 108911 | Walnut Creek, CA | Investment Adviser · Small ($100M–$1B) | $390M | 69 | 69 | 5 | 03/10/2026 | ☆ |
| 9336 | Legend Financial Advisors Inc CRD 108207 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $390M | 219 | 219 | 11 | 03/24/2026 | ☆ |
| 9337 | 6 Th Man Ventures, Llc CRD 318649 | Private Fund Manager · Small ($100M–$1B) | $390M | 6 | 6 | 5 | 03/31/2026 | ☆ | |
| 9338 | Nixon Capital Llc CRD 148061 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $390M | 203 | 236 | 2 | 08/13/2026 | ☆ |
| 9339 | Jjp Capital Management, Inc. CRD 105374 | Columbia, MO | Wealth Manager · Small ($100M–$1B) | $390M | 67 | 183 | 3 | 03/10/2026 | ☆ |
| 9340 | Pacific Point Advisors, Llc CRD 310731 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $390M | 86 | 241 | 9 | 07/10/2026 | ☆ |
| 9341 | Green Ridge Wealth Planning Llc CRD 304236 | Montville, NJ | Wealth Manager · Small ($100M–$1B) | $390M | 302 | 907 | 11 | 09/22/2026 | ☆ |
| 9342 | Savoir Faire Capital Management, Lp CRD 306994 | Norwalk, CT | Private Fund Manager · Small ($100M–$1B) | $390M | 5 | 5 | 4 | 04/30/2026 | ☆ |
| 9343 | In On Capital Advisors Llc CRD 290038 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $389M | 40 | 40 | 16 | 03/26/2026 | ☆ |
| 9344 | Solomon Api Llc CRD 159471 | Rockledge, FL | Insurance-Affiliated · Small ($100M–$1B) | $389M | 174 | 2,204 | 3 | 09/22/2026 | ☆ |
| 9345 | Avisen Advisors, Llc CRD 113791 | Sacramento, CA | Wealth Manager · Small ($100M–$1B) | $389M | 191 | 438 | 9 | 03/20/2026 | ☆ |
| 9346 | Lbj Family Wealth Advisors, Ltd. CRD 129701 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $389M | 94 | 94 | 2 | 02/09/2026 | ☆ |
| 9347 | Redwood Financial Planning, Llc CRD 291250 | Scotch Plains, NJ | Wealth Manager · Small ($100M–$1B) | $389M | 634 | 1,454 | 4 | 04/01/2026 | ☆ |
| 9348 | Sentinel Wealth Management, Inc. CRD 122235 | Reston, VA | Wealth Manager · Small ($100M–$1B) | $389M | 97 | 356 | 3 | 04/27/2026 | ☆ |
| 9349 | Know Your Options Llc CRD 153641 | Chicago, IL | Insurance-Affiliated · Small ($100M–$1B) | $389M | 830 | 1,123 | 15 | 08/27/2026 | ☆ |
| 9350 | N CRD 135872 | Wealth Manager · Small ($100M–$1B) | $389M | 161 | 161 | 2 | 03/18/2026 | ☆ |