Vawter Financial Ltd
- Regulatory AUM
- $394M
- Discretionary
- $394M
- Clients
- 247
- Avg AUM / client
- $1.6M
- Accounts
- 1,155
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Jul 21, 2026
Investments (13F portfolio — 122 positions, $237,626,358)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | J P Morgan Exchange Traded F | ACTIVE BOND ETF | $18,521,292 | 344,454 | 7.79% | 4.7% |
| 2 | Vanguard Index Fds | SML CP GRW ETF | $15,395,092 | 50,935 | 6.48% | 3.9% |
| 3 | Vanguard Charlotte Fds | TOTAL INT BD ETF | $13,682,755 | 284,761 | 5.76% | 3.47% |
| 4 | Vanguard Bd Index Fds | SHORT TRM BOND | $12,666,508 | 161,542 | 5.33% | 3.21% |
| 5 | Vanguard Index Fds | SMALL CP ETF | $12,542,652 | 47,887 | 5.28% | 3.18% |
| 6 | Dimensional Etf Trust | EMGR CRE EQT MNG | $11,450,312 | 338,166 | 4.82% | 2.9% |
| 7 | Goldman Sachs Etf Tr | ACTIVEBETA INT | $9,697,022 | 224,832 | 4.08% | 2.46% |
| 8 | Capital Group Intl Focus Eqt | SHS CREATION UNI | $9,674,460 | 328,059 | 4.07% | 2.45% |
| 9 | Dimensional Etf Trust | US TARGETED VLU | $8,468,976 | 135,612 | 3.56% | 2.15% |
| 10 | Capital Group Growth Etf | SHS CREATION UNI | $6,719,728 | 167,199 | 2.83% | 1.7% |
| 11 | American Centy Etf Tr | US SML CP VALU | $6,665,832 | 60,341 | 2.81% | 1.69% |
| 12 | Ishares Tr | CORE S&P500 ETF | $6,433,533 | 9,849 | 2.71% | 1.63% |
| 13 | J P Morgan Exchange Traded F | BETABUILDERS USD | $5,535,760 | 120,789 | 2.33% | 1.4% |
| 14 | Dimensional Etf Trust | GLOBAL REAL EST | $5,102,616 | 191,972 | 2.15% | 1.29% |
| 15 | Dimensional Etf Trust | US LARGE CAP VAL | $4,985,794 | 139,619 | 2.1% | 1.26% |
| 16 | Vanguard Intl Equity Index F | FTSE SMCAP ETF | $4,774,185 | 32,747 | 2.01% | 1.21% |
| 17 | J P Morgan Exchange Traded F | ULTRA SHRT ETF | $4,610,993 | 91,108 | 1.94% | 1.17% |
| 18 | Lattice Strategies Tr | HARTFORD MLT ETF | $3,720,696 | 94,386 | 1.57% | 0.94% |
| 19 | State Str Spdr S&P 500 Etf T | TR UNIT | $3,545,003 | 5,451 | 1.49% | 0.9% |
| 20 | American Centy Etf Tr | US LARGE CAP VLU | $3,370,707 | 41,815 | 1.42% | 0.85% |
| 21 | Ishares Tr | CORE S&P SCP ETF | $3,285,065 | 26,426 | 1.38% | 0.83% |
| 22 | Vanguard Index Fds | SM CP VAL ETF | $2,956,121 | 13,607 | 1.24% | 0.75% |
| 23 | Berkshire Hathaway Inc Del | CL A | $2,872,560 | 4 | 1.21% | 0.73% |
| 24 | Apple Inc | COM | $2,626,510 | 10,349 | 1.11% | 0.67% |
| 25 | Berkshire Hathaway Inc Del | CL B NEW | $2,269,970 | 4,737 | 0.96% | 0.58% |
Top 25 of 122 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 144 | $45.7M | 11.6% |
| High net worth individuals | 103 | $349M | 88.4% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gary Lynn Vawter | President & Owner | CFP Chartered Financial Consultant | Sep 1991 (35y) | 75% or more |
| William Samuel Whitaker | Owner & Advisor | CFP | Sep 2017 (9y) | 25% – 50% |
| Washburn, Jacqueline | Owner & Office Manager & Chief Compliance Officer | Jan 2024 (3y) | 5% – 10% | |
| Katrina Marie Moore | Registered representative | CFP | May 2020 (6y) | |
| Robert Jamison | Registered representative | CFP | Oct 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $392M (99% of AUM) Mar 2026
- Vanguard Capital $4.4M (2% of AUM) Apr 2024
- Nationwide Securities, Llc $2.7M (1% of AUM) Apr 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.
View current Form ADV (SEC/IAPD) ↗