C. C. Dunnavan & Co., Inc.
- Regulatory AUM
- $393M
- Discretionary
- $393M
- Clients
- 231
- Avg AUM / client
- $1.7M
- Accounts
- 231
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 155 | $48.0M | 12.2% |
| High net worth individuals | 73 | $270M | 68.7% |
| Pension and profit sharing plans | 1 | $5.8M | 1.48% |
| Charitable organizations | 2 | $68.9M | 17.6% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Richardson Dougall | President | CFA | Mar 2001 (25y) | 75% or more |
| Hudson, Wellborn, Lloyd | Operations Manager & Chief Compliance Officer | Mar 2005 (21y) | Less than 5% | |
| Helena Natalia Dougall | Registered representative | Jan 2014 (13y) | ||
| Thomas Allan Larson | Registered representative | Jan 2019 (8y) | ||
| Donald Andrew Johnson | Registered representative | Jan 2021 (6y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $315M (80% of AUM) Mar 2026
- Merrill Lynch $72.1M (18% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗