Gunderson Capital Management, Llc
- Regulatory AUM
- $396M
- Discretionary
- $396M
- Clients
- 696
- Avg AUM / client
- $569K
- Accounts
- 1,441
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Apr 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 587 | $167M | 42.1% |
| High net worth individuals | 107 | $226M | 57.2% |
| Corporations and other businesses | 2 | $2.5M | 0.64% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William Fred Gunderson | President | Jun 2006 (20y) | 75% or more | |
| Greene, Jennifer | Chief Compliance Officer | Aug 2022 (4y) | Less than 5% | |
| Barry Jay Kyte | Registered representative | CFP CFA | Jun 2022 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE FIRM'S ASSETS UNDER MANAGEMENT FELL BELOW THE THRESHOLD FOR SEC REGISTRATION AND WAS SUBSEQUENTLY UNREGISTERED. THE FIRM DID NOT REGISTER WITH THE STATE OF CALIFORNIA IN A TIMELY MANNER RESULTING IN THE FIRM PROVIDING INVESTMENT ADVICE IN THE STATE OF CALIFORNIA WITHOUT A LICENSE. Status: Final Sanction Detail: CIVIL PENALTY OF $65000 Summary: THE FIRM'S ASSETS UNDER MANAGEMENT FELL BELOW THE THRESHOLD FOR SEC REGISTRATION AND WAS SUBSEQUENTLY UNREGISTERED. THE FIRM DID NOT REGISTER WITH THE STATE OF CALIFORNIA IN A TIMELY MANNER RESULTING IN THE FIRM PROVIDING INVESTMENT ADVICE IN THE STATE OF CALIFORNIA WITHOUT A LICENSE. THE FIRM HAS MET ALL RE-LICENSE REQUIREMENTS AND PAID THE CIVIL PENALTY.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $396M (100% of AUM) Apr 2026
- Scottrade, Inc. $103M (100% of AUM) Aug 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗