Ocm Private Wealth, Llc
- Regulatory AUM
- $405M
- Discretionary
- $405M
- Clients
- 237
- Avg AUM / client
- $1.7M
- Accounts
- 613
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 65 | $53.8M | 13.3% |
| High net worth individuals | 158 | $275M | 68.1% |
| Pooled investment vehicles (non-investment companies) | 7 | $74.6M | 18.4% |
| Corporations and other businesses | 7 | $865K | 0.21% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hayes, Patrick, Daniel | Chief Compliance Officer | Aug 2024 (2y) | Less than 5% | |
| Jason A Tosh | Principal | CFP | Aug 2024 (2y) | 25% – 50% |
| Mitchell Lawrence Stein | Principal | Aug 2024 (2y) | 25% – 50% | |
| Ryan Steven Watt | Principal | CFP | Aug 2024 (2y) | 25% – 50% |
| Joseph Littman | Registered representative | Jun 2025 (1y) | ||
| Erik Michael Kratz | Registered representative | CFA | Jan 2026 (1y) | |
| Edward Bowman Pettegrew | Registered representative | Feb 2026 (0y) | ||
| Christian George Francaviglia | Registered representative | CFP | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.35 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $338M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗