Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8401 | Juncture Wealth Strategies, Llc CRD 298110 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $474M | 462 | 1,122 | 11 | 03/31/2026 | ☆ |
| 8402 | N CRD 105168 | Wealth Manager · Small ($100M–$1B) | $473M | 200 | 200 | 3 | 01/17/2025 | ☆ | |
| 8403 | Sycale Advisors (Ny) Llc CRD 168204 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $473M | 9 | 9 | 6 | 03/27/2026 | ☆ |
| 8404 | Promethean Investments Llp CRD 301383 | Edinburgh | Private Fund Manager · Small ($100M–$1B) | $473M | 10 | 10 | 3 | 06/29/2026 | ☆ |
| 8405 | Coign Capital Advisors Llc CRD 171306 | Draper, UT | Wealth Manager · Small ($100M–$1B) | $473M | 466 | 1,015 | 8 | 02/05/2026 | ☆ |
| 8406 | Brightside Capital Partners Llc CRD 338288 | Lantana, FL | Investment Adviser · Small ($100M–$1B) | $473M | 1 | 1 | 12 | 03/30/2026 | ☆ |
| 8407 | Blue Water Wealth, Inc. CRD 164432 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $473M | 404 | 1,206 | 15 | 09/03/2026 | ☆ |
| 8408 | Encompass Wealth Advisors, Llc CRD 170807 | Portland, OR | Insurance-Affiliated · Small ($100M–$1B) | $473M | 1,343 | 1,343 | 5 | 08/27/2026 | ☆ |
| 8409 | Stellus Private Bdc Advisor, Llc CRD 317513 | Houston, TX | Investment Adviser · Small ($100M–$1B) | $473M | 1 | 1 | 36 | 07/15/2026 | ☆ |
| 8410 | Aigh Capital Management, Llc CRD 285013 | Private Fund Manager · Small ($100M–$1B) | $473M | 2 | 2 | 4 | 03/02/2026 | ☆ | |
| 8411 | Lighthouse Financial Services Inc CRD 110367 | Brea, CA | Wealth Manager · Small ($100M–$1B) | $473M | 461 | 461 | 6 | 01/22/2026 | ☆ |
| 8412 | Planned Financial Services, Llc CRD 112879 | Cleveland, OH | Wealth Manager · Small ($100M–$1B) | $473M | 284 | 834 | 13 | 02/25/2026 | ☆ |
| 8413 | Financial Arcitects, Inc CRD 148897 | Jenison, MI | Wealth Manager · Small ($100M–$1B) | $472M | 902 | 2,069 | 12 | 02/09/2026 | ☆ |
| 8414 | Zimmerman Wealth Management, Llc CRD 127526 | Evanston, IL | Wealth Manager · Small ($100M–$1B) | $472M | 225 | 225 | 7 | 08/27/2026 | ☆ |
| 8415 | Wealthedge Investment Advisors, Llc CRD 126337 | New York, NY | Wealth Manager · Small ($100M–$1B) | $472M | 379 | 948 | 9 | 04/08/2026 | ☆ |
| 8416 | Wealth Effects Llc CRD 315244 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $472M | 602 | 988 | 17 | 02/13/2026 | ☆ |
| 8417 | Cabana Llc CRD 151418 | Fayetteville, AR | Mutual Fund / Asset Manager · Small ($100M–$1B) | $472M | 3 | 3 | 6 | 09/14/2026 | ☆ |
| 8418 | Mainstreet Ria Llc CRD 309150 | O'fallon, MO | Institutional / Pension Advisor · Small ($100M–$1B) | $472M | 141 | 141 | 3 | 09/29/2026 | ☆ |
| 8419 | Birinyi Associates, Inc. CRD 107169 | Westport, CT | Wealth Manager · Small ($100M–$1B) | $472M | 107 | 164 | 4 | 02/19/2026 | ☆ |
| 8420 | Main Capital Partners North America Llc CRD 329886 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $472M | 14 | 14 | 9 | 03/30/2026 | ☆ |
| 8421 | Mason & Associates, Llc CRD 307206 | Newport News, VA | Wealth Manager · Small ($100M–$1B) | $471M | 414 | 1,687 | 11 | 08/31/2026 | ☆ |
| 8422 | Sterling Group Wealth Management, Llc CRD 111782 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $471M | 281 | 876 | 9 | 03/30/2026 | ☆ |
| 8423 | Praetorian Pr Llc CRD 323280 | Rincon, PR | Private Fund Manager · Small ($100M–$1B) | $471M | 2 | 2 | 4 | 03/25/2026 | ☆ |
| 8424 | Kassouf Wealth Advisors, Llc CRD 122683 | Birmingham, AL | Wealth Manager · Small ($100M–$1B) | $471M | 237 | 440 | 10 | 03/20/2026 | ☆ |
| 8425 | Sand Creek Capital, Llc CRD 326719 | Rexburg, ID | Wealth Manager · Small ($100M–$1B) | $471M | 988 | 2,236 | 10 | 07/30/2026 | ☆ |
| 8426 | Rinkey Investments CRD 149576 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $471M | 215 | 1,246 | 14 | 05/19/2026 | ☆ |
| 8427 | N CRD 299642 | Private Fund Manager · Small ($100M–$1B) | $471M | 1 | 1 | 1 | 03/28/2025 | ☆ | |
| 8428 | Vanterra Capital Llc CRD 167242 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $471M | 13 | 13 | 6 | 06/17/2026 | ☆ |
| 8429 | N CRD 141001 | Wealth Manager · Small ($100M–$1B) | $471M | 337 | 930 | 5 | 03/07/2025 | ☆ | |
| 8430 | Van Clemens Wealth Management, Llc CRD 297362 | Minneapolis, MN | Wealth Manager · Small ($100M–$1B) | $470M | 616 | 1,589 | 28 | 09/01/2026 | ☆ |
| 8431 | Atyant Capital Management Limited CRD 165518 | Port Louis | Endowment & Foundation Advisor · Small ($100M–$1B) | $470M | 6 | 6 | 7 | 08/25/2026 | ☆ |
| 8432 | Keel Wealth Management, Llc CRD 285682 | Investment Adviser · Small ($100M–$1B) | $470M | 29 | 89 | 1 | 05/05/2026 | ☆ | |
| 8433 | Hs Management Partners, Llc CRD 145480 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $470M | 58 | 58 | 9 | 06/26/2026 | ☆ |
| 8434 | Rothschild Capital Partners, Llc CRD 161688 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $470M | 70 | 93 | 9 | 04/17/2026 | ☆ |
| 8435 | Octogone Na, Llc CRD 322478 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $470M | 97 | 97 | 6 | 09/11/2026 | ☆ |
| 8436 | Bernard Caroli Wealth Management Inc. CRD 174761 | Rumson, NJ | Insurance-Affiliated · Small ($100M–$1B) | $470M | 224 | 580 | 6 | 02/12/2026 | ☆ |
| 8437 | Taylor Hoffman Capital Management, Llc CRD 309329 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $470M | 521 | 1,082 | 5 | 08/05/2026 | ☆ |
| 8438 | Arcataur Capital Management Llc CRD 124663 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $470M | 244 | 766 | 9 | 03/11/2026 | ☆ |
| 8439 | Nova Financial Llc CRD 150148 | Tucson, AZ | Insurance-Affiliated · Small ($100M–$1B) | $469M | 738 | 1,388 | 10 | 03/29/2026 | ☆ |
| 8440 | Kingsbridge Wealth Management, Inc. CRD 165560 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $469M | 52 | 52 | 8 | 03/10/2026 | ☆ |
| 8441 | Lakeshore Financial Planning Inc. CRD 299129 | Saint Clair Shores, MI | Wealth Manager · Small ($100M–$1B) | $469M | 491 | 1,351 | 5 | 02/11/2026 | ☆ |
| 8442 | Adapt Wealth Advisors, Llc CRD 329448 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $469M | 463 | 1,473 | 12 | 09/16/2026 | ☆ |
| 8443 | Speece Thorson Capital Group Inc CRD 106052 | Minnetonka, MN | Investment Adviser · Small ($100M–$1B) | $469M | 30 | 41 | 4 | 03/24/2026 | ☆ |
| 8444 | Advantage Advisers Management, Llc CRD 108180 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $469M | 1 | 1 | 18 | 05/01/2026 | ☆ |
| 8445 | Chesapeake Asset Management Llc CRD 108994 | New York, NY | Wealth Manager · Small ($100M–$1B) | $469M | 138 | 342 | 5 | 04/06/2026 | ☆ |
| 8446 | Henry Bragg & Co., Llc CRD 311388 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $469M | 72 | 603 | 4 | 02/02/2026 | ☆ |
| 8447 | Capco Asset Management, Llc CRD 141325 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $469M | 83 | 139 | 5 | 03/11/2026 | ☆ |
| 8448 | Pembrook Capital Management Llc CRD 161420 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $469M | 6 | 6 | 11 | 03/26/2026 | ☆ |
| 8449 | Hivemind Capital Partners Llc CRD 319077 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $468M | 8 | 8 | 13 | 06/11/2026 | ☆ |
| 8450 | Brown Mcleod, Inc CRD 155548 | Fairhope, AL | Wealth Manager · Small ($100M–$1B) | $468M | 288 | 859 | 8 | 03/12/2026 | ☆ |