AUMdb

Pembrook Capital Management Llc

SEC-registered Private Fund Manager · Small ($100M–$1B) CRD 161420 · SEC file 801-73481 · New York, NY · WWW.PEMBROOKGROUP.COM
☆ Save with Pro ADV data as of Mar 26, 2026
Regulatory AUM
$469M
Discretionary
$469M
Clients
6
Avg AUM / client
$78.1M
Accounts
6
Employees
11

AUM over time

$197M $535M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 26, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 6 $469M 100.0%

Private funds (4)

Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $419M combined gross assets

FundTypeDomicileGross assetsOwners
Pci Investors Fund Iii, Llc Hedge Fund Delaware $167M 12
Pci Investors Fund Iv, Llc Hedge Fund Delaware $123M 5
Pci Iii Preferred Equity Issuer, Llc Hedge Fund Delaware $67.8M 5
Pci Iv Preferred Equity Issuer, Llc Hedge Fund Delaware $60.1M 6

People (3)

NameRole / titleCredentialsWith firm sinceOwnership
Boesky, Stuart, Jay Sole Owner Dec 2006 (20y) ≈ 7.5% – 25% via Sjb Associates, Inc.
Malysa, John, K Managing Director Jun 2022 (4y) Less than 5%
Baker, Maxwell, Robert Chief Compliance Officer Apr 2023 (3y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Sjb Associates, Lp Minority Shareholder Aug 2013 A 75% or more
Sjb Associates, Inc. Majority Shareholder Dec 2011 A 10% – 25%

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Boesky, Stuart, Jay: 75% – 100% of Sjb Associates, Inc. × 10% – 25% direct ≈ 7.5% – 25% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (4, $419M gross assets)

FundTypeGross assetsMin. investmentOwners
Pci Investors Fund Iii, Llc Hedge Fund $167M $10.0M 12
Pci Investors Fund Iv, Llc Hedge Fund $123M $10.0M 5
Pci Iii Preferred Equity Issuer, Llc Hedge Fund $67.8M $10.0M 5
Pci Iv Preferred Equity Issuer, Llc Hedge Fund $60.1M $10.0M 6

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/26/2026 1.85 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees
  • Other fees
  • ORIGINATION FEES

Services

  • Portfolio management for pooled investment vehicles

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.

View current Form ADV (SEC/IAPD) ↗