Zimmerman Wealth Management, Llc
- Regulatory AUM
- $472M
- Discretionary
- $468M
- Clients
- 225
- Avg AUM / client
- $2.1M
- Accounts
- 225
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9 | $146K | 0.03% |
| High net worth individuals | 216 | $472M | 100.0% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas H Zimmerman | Managing Member, Chief Compliance Officer | CFP | Jul 2003 (23y) | 75% or more |
| Marshall Garrett | Registered representative | CFP | Mar 2021 (5y) | |
| Daniel James Wood | Registered representative | CFP CFA | Mar 2021 (5y) | |
| Mona Hope Edwards | Registered representative | CFP | Mar 2021 (5y) | |
| John Samuel Harris | Registered representative | CFP | May 2026 (0y) | |
| Sara Elisa Hostalet | Registered representative | CFP CFA | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 907 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Investments $283M (60% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗