Cabana Llc
- Regulatory AUM
- $472M
- Discretionary
- $472M
- Clients
- 3
- Avg AUM / client
- $157M
- Accounts
- 3
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $248M | 52.5% |
| Pooled investment vehicles (non-investment companies) | 2 | $224M | 47.5% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| George Chaddwick Mason | Board Member | Sep 2005 (21y) | Less than 5% | |
| Louis Abraham Shaff | Cfo | Aug 2012 (14y) | Less than 5% | |
| Carns, Christopher, Lloyd | Coo | May 2017 (9y) | Less than 5% | |
| Ross, James, E | Board Member | Jun 2020 (6y) | GP / trustee / elected manager of The Cabana Group, Llc (indirect) | |
| Papamichalopoulos, Panagiotis | Board Member | May 2022 (4y) | GP / trustee / elected manager of The Cabana Group, Llc (indirect) | |
| Moore, Albert, Ashok | Chief Compliance Officer | Feb 2023 (4y) | Less than 5% | |
| Michelle Lynn Alsobrook | Registered representative | Jan 2025 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Cabana Group, Llc | Managing Member | May 2017 | A | 75% or more |
| Corient Us Holdings, Llc | Member | Jun 2020 | B | ≈ 18.75% – 50% via The Cabana Group, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Corient Us Holdings, Llc: 25% – 50% of The Cabana Group, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $192M (13% of AUM) Dec 2020
- Charles Schwab & Co. $81.7M (14% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗