Planned Financial Services, Llc
- Regulatory AUM
- $473M
- Discretionary
- $413M
- Clients
- 284
- Avg AUM / client
- $1.7M
- Accounts
- 834
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Feb 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 167 | $70.1M | 14.8% |
| High net worth individuals | 88 | $343M | 72.5% |
| Pension and profit sharing plans | 29 | $59.7M | 12.6% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Frank Fantozzi | President, Chief Compliance Officer | Jan 1994 (33y) | 75% or more | |
| Rogers, Joseph, Michael | Chief Operating Officer | Oct 2023 (3y) | Less than 5% | |
| Yuanyuan Yang | Registered representative | Jul 2016 (10y) | ||
| Chelsea Coleman Hussey | Registered representative | CFP Chartered Financial Consultant | Jun 2022 (4y) | |
| Danielle Kathleen Lechard | Registered representative | Aug 2022 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/25/2026 | 887 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 25, 2026.
View current Form ADV (SEC/IAPD) ↗