Lighthouse Financial Services Inc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 110367
· SEC file 801-55848
· Brea, CA
· www.youtube.com
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ADV data as of Jan 22, 2026
- Regulatory AUM
- $473M
- Discretionary
- $473M
- Clients
- 461
- Avg AUM / client
- $1.0M
- Accounts
- 461
- Employees
- 6
AUM over time
$90.3M
$473M
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Jan 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 299 | $115M | 24.3% |
| High net worth individuals | 159 | $350M | 74.0% |
| Pension and profit sharing plans | 1 | $2.1M | 0.44% |
| Charitable organizations | 1 | $761K | 0.16% |
| Corporations and other businesses | 1 | $5.2M | 1.1% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert George Mcdaniel | President, Coo, & Cco | Nov 1998 (28y) | 75% or more | |
| Michael Robert Verity | Vice President & Chief Investment Officer | CFA | Nov 2010 (16y) | 25% – 50% |
| Jayce Alan Lowe | Registered representative | Jan 2021 (6y) | ||
| Christopher Brian Soukup | Registered representative | Jan 2021 (6y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/22/2026 | 952 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $468M (99% of AUM) Jan 2026
- Pcs Retirement And Aspire Financial Services $2.4M (1% of AUM) Jan 2026
- U.S. Bank $945K (0% of AUM) Jan 2021
- Fund Direct Advisors $876K (0% of AUM) Jan 2026
- Lincoln Financial Group Trust Company, Inc. $617K (0% of AUM) Jan 2024
- Ascensus College Savings $296K (0% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 22, 2026.
View current Form ADV (SEC/IAPD) ↗