Shareholders Service Group, Inc.
$1.1B reported client assets across 12 advisory firms in FY2023 annual amendments
Reported client assets over time
Same-firm comparison: 7 firms that reported Shareholders Service Group, Inc. in both FY2022 and FY2023 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019, 2020, 2021 are shown but partial — only FY2017: 1 cohort firms, FY2018: 2 cohort firms, FY2019: 2 cohort firms, FY2020: 2 cohort firms, FY2021: 5 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Bradley Wealth Llc | $192M | $235M | 81.8% | 03/28/2024 |
| Financial Guidance Group, Inc. | $183M | $186M | 98.5% | 03/29/2024 |
| Wealth Analytics Partners, Llc | $130M | $238M | 54.8% | 02/02/2024 |
| Golden Bay Advisors Llc | $122M | $140M | 87.1% | 03/07/2024 |
| N | $120M | $775M | 15.5% | 03/02/2024 |
| Efinancial Alliance, Llc | $117M | $196M | 59.7% | 03/08/2024 |
| N | $109M | $113M | 96.7% | 03/12/2024 |
| Embark Wealth Management, Llc | $38.8M | $43.3M | 89.5% | 03/29/2024 |
| Burgess Investment Management And Research Inc. | $19.4M | $133M | 14.6% | 03/28/2024 |
| Gradient Investments, Llc | $16.0M | $5.3B | 0.3% | 01/24/2024 |
| N | $11.0M | $136M | 8.0% | 03/04/2024 |
| Meta Investment Management Company Llc | $3.4M | $3.4M | 100.0% | 01/22/2024 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.