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Wealth Manager · Small ($100M–$1B)
CRD 118553
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ADV data as of Jul 30, 2025
- Regulatory AUM
- $159M
- Discretionary
- $159M
- Clients
- 34
- Avg AUM / client
- $4.7M
- Accounts
- 106
- Employees
- 1
AUM over time
$65.5M
$159M
Dec 2011
Jul 2025
Annual snapshots from Form ADV filings · as of Jul 30, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7 | $3.2M | 2.02% |
| High net worth individuals | 27 | $155M | 98.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- National Advisors Trust Company $116M (73% of AUM) Jul 2025
- Charles Schwab & Co. $30.8M (19% of AUM) Jul 2025
- Shareholders Service Group, Inc. $11.0M (8% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2025.