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Wealth Manager · Small ($100M–$1B)
CRD 120766
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ADV data as of May 28, 2025
- Regulatory AUM
- $885M
- Discretionary
- $869M
- Clients
- 347
- Avg AUM / client
- $2.6M
- Accounts
- 1,679
- Employees
- 20
AUM over time
$251M
$885M
Dec 2011
May 2025
Annual snapshots from Form ADV filings · as of May 28, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 88 | $44.9M | 5.07% |
| High net worth individuals | 257 | $835M | 94.3% |
| Charitable organizations | 2 | $5.9M | 0.67% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- National Financial Services (Fidelity) $373M (42% of AUM) May 2025
- Charles Schwab & Co. $367M (41% of AUM) May 2025
- Shareholders Service Group, Inc. $120M (16% of AUM) Mar 2024
- Altruist Financial $119M (13% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 28, 2025.