Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31151 | Switchbacks Capital Advisory, Llc CRD 339673 | Missoula, MT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 02/05/2026 | ☆ | |
| 31152 | Sykon Asset Management Llc CRD 336338 | Harrison, NY | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 2 | 07/21/2026 | ☆ |
| 31153 | Syw Capital Management Llc CRD 287956 | Middle Village, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/12/2026 | ☆ |
| 31154 | Tack Wealth Advisory, Llc CRD 338489 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 01/05/2026 | ☆ | |
| 31155 | Tadman Financial, Llc CRD 342179 | Boise, ID | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 06/19/2026 | ☆ | |
| 31156 | Tailored Wealth, Llc CRD 342361 | Fairfield, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ | |
| 31157 | Takayoshi Wealth Management Llc CRD 340514 | Newton, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/01/2026 | ☆ |
| 31158 | Tamarisk Capital Management CRD 339175 | Holland, MI | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 3 | 02/20/2026 | ☆ |
| 31159 | Tampa Bay Capital Management Llc CRD 315210 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/16/2026 | ☆ | |
| 31160 | Tandem Private Wealth, Llc CRD 342827 | Palo Alto, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/07/2026 | ☆ | |
| 31161 | Tapa Private Wealth Inc. CRD 337994 | Key West, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/11/2026 | ☆ |
| 31162 | Tapestryfp Llc CRD 340804 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/18/2026 | ☆ | |
| 31163 | Tara Nolan Advisory Services, Ltd CRD 154749 | Peyton, CO | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/04/2025 | ☆ |
| 31164 | Targeted Equity Consulting Group Llc CRD 318444 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/04/2026 | ☆ | ||
| 31165 | Tartan Financial Group, Llc CRD 342445 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/06/2026 | ☆ | ||
| 31166 | Tartan Road Wealth Advisory, Llc CRD 341219 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/01/2026 | ☆ | |
| 31167 | Tax Reduction And Investment Strategies,Inc CRD 167630 | Las Vegas, NV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 11/25/2025 | ☆ | |
| 31168 | Taylor Financial Planning Llc CRD 336565 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/18/2026 | ☆ | ||
| 31169 | Tcm Investment Management Llc CRD 334175 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/02/2025 | ☆ | ||
| 31170 | Team Timeless Enterprises, Llc CRD 299128 | Raleigh, NC | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 02/04/2026 | ☆ | |
| 31171 | Tekton Wealth Advisory Services, Llc CRD 333039 | Lowell, AR | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 2 | 07/10/2026 | ☆ | |
| 31172 | Tempus Wealth Partners CRD 339567 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/26/2025 | ☆ | ||
| 31173 | Ten Seven Capital Inc. CRD 338193 | Naples, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 6 | 04/06/2026 | ☆ | |
| 31174 | Tendful Wealth Planning Llc CRD 341332 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/14/2026 | ☆ | ||
| 31175 | Tenet Investments Llc CRD 339025 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/14/2026 | ☆ | ||
| 31176 | Terra Firma Asset Management Llc CRD 306765 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 2 | 03/30/2026 | ☆ |
| 31177 | Testament Wealth Management, Llc CRD 340823 | Cary, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/25/2026 | ☆ | |
| 31178 | Tetschner, Eric Carl CRD 129241 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 01/19/2026 | ☆ | ||
| 31179 | Tgb Asset Management, Llc CRD 342958 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/18/2026 | ☆ | ||
| 31180 | Thatcher Wealth Management Llc CRD 340188 | Grand Rapids, MI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 02/03/2026 | ☆ | |
| 31181 | The August Wealth Management Group CRD 314683 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 12/12/2022 | ☆ | |
| 31182 | The Family Offices Global Ventures Inc. CRD 333989 | Miami, FL | Multi-Family Office · Boutique (under $100M) | $0 | 0 | 1 | 06/09/2026 | ☆ | |
| 31183 | The Financial Sciences Company, Llc CRD 340099 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/18/2026 | ☆ | ||
| 31184 | The Geauxmez Group Wealth Management Llc CRD 340461 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/28/2026 | ☆ | ||
| 31185 | The Grimm Group Llc CRD 334293 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/07/2026 | ☆ | |
| 31186 | The Investment Advisory Office Of Christopher Mikes, P.A. CRD 340895 | Bonita Springs, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/06/2026 | ☆ | |
| 31187 | The Jm Financial Planning Group, Ltd. CRD 167347 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 05/31/2013 | ☆ | ||
| 31188 | The Lynd Group Advisors, Llc CRD 169664 | Ventura, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 08/13/2026 | ☆ | |
| 31189 | The Panopoulos Group Inc. CRD 287552 | Inverness, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/28/2022 | ☆ | |
| 31190 | The Shield Finance, Llc CRD 341345 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/19/2026 | ☆ | ||
| 31191 | The Simpson Firm Llc CRD 299204 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 01/10/2022 | ☆ | |
| 31192 | The Wealth Planning Company, Pllc CRD 341410 | Louisville, KY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 08/13/2026 | ☆ | |
| 31193 | The Wheeler Corr Group, Llc CRD 338929 | Santa Rosa, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/18/2026 | ☆ | |
| 31194 | The Wheeler Group Llc CRD 340457 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/07/2026 | ☆ | ||
| 31195 | Theory79 Wealth Design Llc CRD 342184 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/07/2026 | ☆ |
| 31196 | Theta Wealth Partners Llc CRD 339241 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/31/2026 | ☆ | |
| 31197 | Thewick, Inc CRD 342763 | Union City, NJ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 7 | 07/06/2026 | ☆ |
| 31198 | Think Wealth Advisory, Llc CRD 153492 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 07/31/2026 | ☆ |
| 31199 | Third Act Financial Planning Llc CRD 340903 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/12/2026 | ☆ | ||
| 31200 | Third Generation Capital Management, Llc CRD 300367 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/24/2019 | ☆ |