Investment advisers
45,276 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31151 | Pure Financial Llc CRD 322781 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/09/2022 | ☆ | |
| 31152 | Purelight Investment Advisors Llc CRD 282901 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/02/2016 | ☆ | |
| 31153 | Purposefp, Llc CRD 331194 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/24/2026 | ☆ | ||
| 31154 | Q Wealth Usa Inc. CRD 334008 | Toronto, Ontario | Investment Adviser · Boutique (under $100M) | $0 | 0 | 16 | 09/23/2026 | ☆ | |
| 31155 | Q2 Financial, Llc CRD 340519 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/10/2026 | ☆ | ||
| 31156 | Quaerite Primum Financial Planning, Llc CRD 343160 | Lees Summit, MO | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/13/2026 | ☆ |
| 31157 | Quant Alpha Decisions Llc CRD 339893 | Naples, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 07/27/2026 | ☆ | |
| 31158 | Quant Portfolio Management Llc CRD 331525 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | ||
| 31159 | Quantic Advisors, Llc CRD 342368 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/26/2026 | ☆ | ||
| 31160 | Quantum Wealth Advisors Llc CRD 336823 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 07/16/2026 | ☆ | ||
| 31161 | Queen City Wealth Partners Llc CRD 340532 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/13/2026 | ☆ | ||
| 31162 | Quest Wealth Management Incorporated CRD 173668 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 11/07/2014 | ☆ | ||
| 31163 | Quintessence Wealth Collective Llc CRD 342821 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 08/06/2026 | ☆ | ||
| 31164 | Quivira Advisors, Llc CRD 332457 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/03/2026 | ☆ | ||
| 31165 | Quotient Wealth Asset Management, Llc CRD 336552 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 03/25/2026 | ☆ | |
| 31166 | R Squared Iv Llc CRD 337212 | Manhasset, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/29/2025 | ☆ |
| 31167 | Rachel Schetrom Dba Legacy Financial CRD 342713 | Moorefield, WV | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/06/2026 | ☆ |
| 31168 | Radar Financial Investments Corporation CRD 314823 | The Woodlands, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/25/2026 | ☆ | |
| 31169 | Radius Capital Management, Llc CRD 341631 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 06/16/2026 | ☆ | ||
| 31170 | Raijin Ai, Inc. CRD 342079 | Brooklyn, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 10/04/2026 | ☆ | |
| 31171 | Rainbrook Capital Llc CRD 341512 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/28/2026 | ☆ | ||
| 31172 | Rainey Wealth Management Llc CRD 339511 | Salt Lake City, UT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/22/2026 | ☆ | |
| 31173 | Ralston Advisors Llc CRD 343780 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/23/2026 | ☆ | |
| 31174 | Ram Insurance Agency, Llc CRD 343608 | Highland, MI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/09/2026 | ☆ | |
| 31175 | Rampart Asset Management Llc CRD 168549 | Stamford, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 3 | 04/20/2026 | ☆ |
| 31176 | Ramsey Smith Advisors, Llc CRD 342833 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/27/2026 | ☆ | ||
| 31177 | Randa Strategies Llc CRD 322339 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 03/02/2026 | ☆ | ||
| 31178 | Raven Point Wealth Management, Llc CRD 343835 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/05/2026 | ☆ | ||
| 31179 | Raven Wealth Advisors, Llc CRD 339849 | Pasadena, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/16/2026 | ☆ | |
| 31180 | Ravine Road Advisors Llc CRD 328051 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 11/06/2023 | ☆ | ||
| 31181 | Rbg Capital Llc CRD 343318 | Scottsdale, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | |
| 31182 | Rcf Asset Management Group 3, Llc CRD 312212 | Studio City, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 9 | 03/31/2026 | ☆ | |
| 31183 | Rcf Asset Management Group 4, Llc CRD 326500 | Studio City, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 9 | 03/31/2026 | ☆ | |
| 31184 | Rea Investments, Llc CRD 333577 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/01/2026 | ☆ | ||
| 31185 | Read Financial Services Llc CRD 339527 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/21/2026 | ☆ | ||
| 31186 | Real Advisers Llc Ria Series CRD 309221 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/28/2025 | ☆ |
| 31187 | Reap Asset Management Llc CRD 339003 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/05/2026 | ☆ | ||
| 31188 | Recalibrating Wealth Llc CRD 338413 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/26/2026 | ☆ | ||
| 31189 | Reciprocal Wealth, Llc CRD 342207 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/14/2026 | ☆ | ||
| 31190 | Recker Capital Management Llc CRD 342622 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/05/2026 | ☆ | ||
| 31191 | Red River Capital Llc CRD 341266 | Parma, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/12/2026 | ☆ |
| 31192 | Reese Legacy Capital, Llc CRD 343173 | East Petersburg, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/21/2026 | ☆ | |
| 31193 | Reframe Wealth Strategies, Llc CRD 342078 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 04/29/2026 | ☆ | ||
| 31194 | Reg Davis Investments, Llc CRD 296924 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 0 | 09/29/2026 | ☆ | |
| 31195 | Regenesys Capital Management Llc CRD 337526 | New York, NY | Trust Company · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/04/2026 | ☆ |
| 31196 | Regents Wealth Management, Llc CRD 340798 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/11/2026 | ☆ | ||
| 31197 | Reges Wealth Management Llc CRD 343152 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/31/2026 | ☆ | ||
| 31198 | Regfi Usa, Llc CRD 342345 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 4 | 08/13/2026 | ☆ |
| 31199 | Regiment Capital Advisors, Llc CRD 339622 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/25/2026 | ☆ | |
| 31200 | Reik Wealth Management, Inc. CRD 340485 | Lakewood Ranch, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/16/2026 | ☆ |