Investment advisers
45,276 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31201 | Reliance Asset Management Llc CRD 340818 | Davison, MI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 04/23/2026 | ☆ | |
| 31202 | Reliant Investment Management CRD 328754 | Phoenix, AZ | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 06/11/2025 | ☆ |
| 31203 | Remloe Capital Llc CRD 339477 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 07/08/2026 | ☆ | |
| 31204 | Remnant Wealth Llc CRD 339551 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/11/2026 | ☆ | ||
| 31205 | Resettle Wealth, Llc CRD 340812 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/12/2026 | ☆ | ||
| 31206 | Retire Lab Llc CRD 340070 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/23/2026 | ☆ | ||
| 31207 | Retire Wise, Llc CRD 344333 | Lawrenceville, GA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 10/01/2026 | ☆ | |
| 31208 | Retirement Wealth Advisors, Llc CRD 300419 | Cape Coral, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 02/13/2024 | ☆ | |
| 31209 | Retirevest Financial, Llc CRD 335771 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/22/2025 | ☆ | |
| 31210 | Reveille Retirement Group Llc CRD 343380 | Rockland, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/14/2026 | ☆ | |
| 31211 | Revel Wealth Partners Llc CRD 342660 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/13/2026 | ☆ | ||
| 31212 | Revival Wealth Management CRD 334899 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/12/2025 | ☆ | ||
| 31213 | Rex Consulting, Llc CRD 339152 | Seven Fields, PA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/07/2026 | ☆ | |
| 31214 | Rexcrux, Inc. CRD 342577 | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 1 | 07/20/2026 | ☆ | |
| 31215 | Rg Advisory CRD 344304 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 09/02/2026 | ☆ | ||
| 31216 | Rhodeway Financial CRD 323707 | Providence, RI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 03/19/2026 | ☆ |
| 31217 | Ria Group, Llc CRD 343724 | Des Moines, IA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 6 | 09/02/2026 | ☆ | |
| 31218 | Rickard Investment Consulting, Llc CRD 339941 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/12/2026 | ☆ | ||
| 31219 | Rickstar Financial, Llc CRD 340844 | Ypsilanti, MI | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 02/19/2026 | ☆ | |
| 31220 | Ridge And Republic Holdings Llc CRD 337907 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/31/2026 | ☆ | |
| 31221 | Ridge Road Wealth Management, Llc CRD 343684 | New Orleans, LA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 09/08/2026 | ☆ | |
| 31222 | Ridgepoint Wealth Partners Llc CRD 343808 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/14/2026 | ☆ | ||
| 31223 | Ridgeview Financial Llc CRD 340441 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 04/17/2026 | ☆ | ||
| 31224 | Riemann Capital Llc CRD 306524 | Great Neck, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/31/2026 | ☆ | |
| 31225 | Riptide Financial, Llc CRD 333810 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 2 | 11/21/2025 | ☆ | |
| 31226 | Rise Up Planning, Llc CRD 342439 | Edwards, CO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/22/2026 | ☆ | |
| 31227 | Risen Phoenix Capital Advisers, Llc CRD 337648 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/23/2025 | ☆ | |
| 31228 | Rising Femme Wealth, Llc CRD 342509 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 08/23/2026 | ☆ | |
| 31229 | Risk Overlay Associates Llc CRD 174727 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/31/2026 | ☆ | |
| 31230 | Rive Capital Advisors Llc CRD 308357 | Oak Brook, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 7 | 04/08/2022 | ☆ | |
| 31231 | River Rose Financial Llc CRD 342580 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/01/2026 | ☆ | ||
| 31232 | Riverfront Wealth Management CRD 344062 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/03/2026 | ☆ | ||
| 31233 | Rivermax Financial Planning Llc CRD 340438 | Boston, MA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/28/2026 | ☆ |
| 31234 | Riverwest Financial Llc CRD 339333 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/08/2026 | ☆ | ||
| 31235 | Rm 26, Inc. CRD 343752 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 09/11/2026 | ☆ | ||
| 31236 | Roath Capital Advisory Llc CRD 338200 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/10/2026 | ☆ | |
| 31237 | Robinson Nelson Agency, Llc CRD 336312 | Chesterfield, VA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/29/2026 | ☆ | |
| 31238 | Robinson Stocks, Llc CRD 321752 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/21/2022 | ☆ | ||
| 31239 | Robinson, Andrew CRD 340780 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/10/2026 | ☆ | ||
| 31240 | Rock Financial Planning, Llc CRD 341677 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 05/01/2026 | ☆ | |
| 31241 | Rockbound Capital Llc CRD 337512 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/16/2025 | ☆ | ||
| 31242 | Roger Budd Investment Management, Llc CRD 298525 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 01/26/2023 | ☆ | ||
| 31243 | Ron Carazo And Associates, L.L.C. CRD 342791 | Metairie, LA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 09/11/2026 | ☆ |
| 31244 | Ronald Christopher Verbeck CRD 111954 | Valencia, CA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 03/20/2026 | ☆ | |
| 31245 | Rondeivu Advisory, Llc CRD 325505 | Southport, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/26/2026 | ☆ | |
| 31246 | Root & Web Community Financial Llc CRD 342585 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/17/2026 | ☆ | ||
| 31247 | Rootn Wealth Management, Inc. CRD 340886 | Austin, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/13/2026 | ☆ | |
| 31248 | Roots & Sparrow Llc CRD 343384 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 09/09/2026 | ☆ | |
| 31249 | Rootson Capital Llc CRD 340459 | North Andover, MA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/12/2026 | ☆ |
| 31250 | Rosales Wealth Group Llc CRD 339652 | Shelton, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/06/2026 | ☆ |