Investment advisers
45,276 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31101 | Pilotai Wealth Llc CRD 337297 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 05/27/2026 | ☆ | |
| 31102 | Pinecrest Advisory Services, Llc CRD 334030 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 08/20/2025 | ☆ | |
| 31103 | Pink Planning Llc CRD 342141 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/30/2026 | ☆ | ||
| 31104 | Pinkston Wealth, Llc CRD 343974 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/29/2026 | ☆ | ||
| 31105 | Pinnacle Treasury Investments, Llc CRD 305076 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 5 | 03/29/2026 | ☆ | |
| 31106 | Pivot Planning, Llc CRD 340094 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/24/2026 | ☆ | ||
| 31107 | Plackett Capital Management Llc CRD 340223 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/14/2026 | ☆ | ||
| 31108 | Planalto Financial, Llc CRD 338852 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/06/2026 | ☆ | ||
| 31109 | Planbound, Llc CRD 327593 | New York, NY | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/20/2026 | ☆ |
| 31110 | Platinum Wealth Management, Llc CRD 299438 | Fresno, CA | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 07/06/2026 | ☆ | |
| 31111 | Plato Planning, Llc CRD 339970 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/20/2026 | ☆ | |
| 31112 | Plc Wealth Partners Llc CRD 343192 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/13/2026 | ☆ | ||
| 31113 | Point One Private Wealth Llc CRD 339679 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/22/2026 | ☆ | |
| 31114 | Polen International Equity Llc CRD 340625 | Boca Raton, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 14 | 10/14/2026 | ☆ | |
| 31115 | Polymita Wealth Management Llc CRD 342872 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/18/2026 | ☆ | ||
| 31116 | Polynomial Ventures Llc CRD 310888 | Willowbrook, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 02/23/2022 | ☆ | |
| 31117 | Poolit Fund Management, Llc CRD 322774 | Miami, FL | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 4 | 09/12/2024 | ☆ |
| 31118 | Poppy Capital L.L.C. CRD 337408 | San Juan, PR | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 10/12/2026 | ☆ | |
| 31119 | Portfolio Dynamix CRD 307069 | The Woodlands, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/28/2024 | ☆ |
| 31120 | Portfoliolab CRD 339763 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/24/2026 | ☆ | ||
| 31121 | Potentia Wealth Advisors Llc CRD 339262 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 02/18/2026 | ☆ | ||
| 31122 | Power Forward Management, Llc CRD 332095 | Los Angeles, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 2 | 03/31/2026 | ☆ |
| 31123 | Practice First Investment Advisors Llc CRD 343957 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/17/2026 | ☆ | ||
| 31124 | Pragmatic Advisory Llc CRD 343963 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 09/30/2026 | ☆ | ||
| 31125 | Pragmatic Financial Strategies, Inc CRD 165483 | Kennesaw, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/14/2025 | ☆ |
| 31126 | Prairie View Financial Llc CRD 343217 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 10/13/2026 | ☆ | |
| 31127 | Prassas Capital, Llc CRD 129979 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/24/2025 | ☆ | ||
| 31128 | Praxess Advisors, Llc CRD 328304 | Nashville, TN | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 5 | 07/08/2026 | ☆ |
| 31129 | Precision Wealth Advisors Llc CRD 343348 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 08/26/2026 | ☆ | ||
| 31130 | Preferred Retirement Options, Inc CRD 116172 | Ammon, ID | Insurance-Affiliated · Boutique (under $100M) | $0 | 480 | 0 | 5 | 01/23/2026 | ☆ |
| 31131 | Premier Gold Global Wealth Llc CRD 172465 | Investment Adviser · Boutique (under $100M) | $0 | 2 | 0 | 1 | 04/01/2026 | ☆ | |
| 31132 | Present Day Financial Planning, Llc CRD 343467 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/13/2026 | ☆ | ||
| 31133 | Present Value Financial Services Llc CRD 297335 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 02/11/2026 | ☆ | |
| 31134 | Preve Inversiones CRD 318445 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/20/2026 | ☆ | ||
| 31135 | Pria Strategies, Llc CRD 337580 | Atlanta, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 03/17/2026 | ☆ | |
| 31136 | Primaris Wealth Management Llc CRD 343116 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/13/2026 | ☆ | |
| 31137 | Primary Operations Inc CRD 336814 | New South Wales | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/19/2026 | ☆ | |
| 31138 | Prism Wealth Partners, Llc CRD 341299 | Waveland, MS | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/07/2026 | ☆ | |
| 31139 | Prism Wealth Planning Ltd. Dba The People's Planner CRD 317874 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/03/2022 | ☆ | ||
| 31140 | Prive Wealth Management, Llc CRD 339705 | Grayson, GA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/30/2026 | ☆ | |
| 31141 | Proctor Advisory Wealth, Llc CRD 341417 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/05/2026 | ☆ | ||
| 31142 | Professional Planning & Wealth, Llc CRD 342089 | Greenville, SC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 5 | 09/15/2026 | ☆ | |
| 31143 | Profiscal Wealth Llc CRD 339719 | Highlands Ranch, CO | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/23/2026 | ☆ | |
| 31144 | Prophet Equity Management Llc CRD 163214 | Southlake, TX | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 8 | 03/31/2026 | ☆ |
| 31145 | Proshare Investment Management Llc CRD 342578 | Bethesda, MD | Investment Adviser · Boutique (under $100M) | $0 | 1 | 0 | 5 | 08/31/2026 | ☆ |
| 31146 | Prudent Harbor Advisors, Llc CRD 344007 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/14/2026 | ☆ | ||
| 31147 | Prumo Wealth Management, Llc CRD 340283 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/24/2026 | ☆ | ||
| 31148 | Public Safety Financial Group, Llc CRD 342737 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 10/13/2026 | ☆ | |
| 31149 | Puente Wealth Advisors Llc CRD 343307 | San Diego, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 09/25/2026 | ☆ | |
| 31150 | Pullman Wealth Llc CRD 340431 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/24/2026 | ☆ |