Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 31101 | Sparrow Wealth Corporation CRD 335599 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/31/2026 | ☆ | ||
| 31102 | Spendvest Corp CRD 339469 | Investment Adviser · Boutique (under $100M) | $0 | 4 | 0 | 1 | 08/19/2026 | ☆ | |
| 31103 | Spring Lake Equity Management Llc CRD 167251 | Burlington, MA | Investment Adviser · Boutique (under $100M) | $0 | 4 | 0 | 3 | 08/20/2026 | ☆ |
| 31104 | Springhill Wealth Management, Llc CRD 342137 | Bozeman, MT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 08/21/2026 | ☆ |
| 31105 | Spruce Hill Capital, Llc CRD 334549 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 06/10/2026 | ☆ | |
| 31106 | Srl Financial, Llc CRD 343656 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/13/2026 | ☆ | ||
| 31107 | Srs Wealth Management, Llc CRD 343188 | Lancaster, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/10/2026 | ☆ | |
| 31108 | Ssb 5, Inc. CRD 159526 | Oak Brook, IL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/22/2025 | ☆ | |
| 31109 | Ssc Advisors, Llc CRD 339313 | Houston, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 8 | 01/07/2026 | ☆ |
| 31110 | St. Louis Financial Planners Inc. CRD 105511 | Chesterfield, MO | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 9 | 08/18/2026 | ☆ | |
| 31111 | Stackstone Wealth, Llc CRD 342692 | Dubuque, IA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 27 | 07/27/2026 | ☆ | |
| 31112 | Stackwealth Llc CRD 336449 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/16/2026 | ☆ | ||
| 31113 | Stadia Financial Llc CRD 328171 | Kamuela, HI | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 7 | 04/01/2025 | ☆ |
| 31114 | Staffieri Capital Llc CRD 341715 | Lindon, UT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 07/31/2026 | ☆ |
| 31115 | Stahlvest, Llc CRD 125554 | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 03/13/2026 | ☆ | ||
| 31116 | Stanford Wealth Planning Llc CRD 339724 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/06/2026 | ☆ | ||
| 31117 | Stanton Group Wealth Partners, Inc. CRD 335311 | Naperville, IL | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 12/17/2025 | ☆ | |
| 31118 | Stella Maris Wealth Management Llc CRD 341801 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/13/2026 | ☆ | ||
| 31119 | Stellaris Wealth Management Llc CRD 313686 | Houston, TX | Insurance-Affiliated · Boutique (under $100M) | $0 | 0 | 1 | 05/11/2021 | ☆ | |
| 31120 | Sterling Capital Advisors, Llc CRD 335544 | Fort Worth, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 01/09/2026 | ☆ | |
| 31121 | Sterling Legacy Advisors Inc. CRD 340172 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 4 | 07/01/2026 | ☆ | ||
| 31122 | Steven Hermann Advisory Llc CRD 340674 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/02/2026 | ☆ | ||
| 31123 | Stevens Investment Counsel Llc CRD 342613 | Nashville, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/27/2026 | ☆ | |
| 31124 | Stewardwell Llc CRD 342950 | Franklin, TN | Investment Adviser · Boutique (under $100M) | $0 | 0 | 19 | 07/09/2026 | ☆ | |
| 31125 | Stillpoint Wealth Llc CRD 341336 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/15/2026 | ☆ | ||
| 31126 | Stirling Investment Management Llc CRD 339903 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 06/26/2026 | ☆ | ||
| 31127 | Stock Aca Llc CRD 338595 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/27/2026 | ☆ | ||
| 31128 | Stock Snips, Inc. CRD 322544 | Pittsburgh, PA | Investment Adviser · Boutique (under $100M) | $0 | 5 | 0 | 4 | 03/31/2026 | ☆ |
| 31129 | Stone Tower Wealth Advisors, Llc CRD 341898 | Cincinnati, OH | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/20/2026 | ☆ | |
| 31130 | Stonefield Capital Ltd. CRD 333786 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 05/05/2025 | ☆ | ||
| 31131 | Stoneholt Wealth, Llc CRD 340321 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/20/2026 | ☆ | ||
| 31132 | Stonewell Financial Management Llc CRD 343327 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/02/2026 | ☆ | ||
| 31133 | Stormbreaker Financial Llc CRD 339890 | Irvine, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/11/2026 | ☆ | |
| 31134 | Stq Capital Llc CRD 340239 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/27/2026 | ☆ | ||
| 31135 | Strategic Financial Llc CRD 341077 | Birmingham, AL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/06/2026 | ☆ | |
| 31136 | Strategic Wealth Management Llc CRD 339812 | Lillington, NC | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/24/2026 | ☆ | |
| 31137 | Strategiq Funds, Inc. CRD 338557 | San Antonio, TX | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 4 | 06/22/2026 | ☆ |
| 31138 | Stravvelis Wealth Management, Llc CRD 343934 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/31/2026 | ☆ | ||
| 31139 | Stride Tax And Wealth Advisors, Llc CRD 339078 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 01/16/2026 | ☆ | ||
| 31140 | Strong Mountains Financial Planning Llc CRD 341923 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 07/22/2026 | ☆ | ||
| 31141 | Strong Wealth Advisors, Llc CRD 332447 | Stamford, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 05/26/2026 | ☆ | |
| 31142 | Stronghold Ig Llc CRD 337710 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 0 | 1 | 03/20/2026 | ☆ | |
| 31143 | Suissa Private Wealth, Llc CRD 342601 | Bethesda, MD | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 08/21/2026 | ☆ | |
| 31144 | Sum Zero Wealth, Llc CRD 343434 | St. Petersburg, FL | Investment Adviser · Boutique (under $100M) | $0 | 0 | 2 | 08/07/2026 | ☆ | |
| 31145 | Summit Wealth Llc CRD 332859 | Orem, UT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 04/13/2026 | ☆ | |
| 31146 | Sumus Financial Llc CRD 340066 | Shelton, CT | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 02/10/2026 | ☆ | |
| 31147 | Sunburst Financial Management Llc CRD 340234 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 03/30/2026 | ☆ | ||
| 31148 | Sutter Capital Partners, Llc CRD 312689 | Irvine, CA | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 03/30/2026 | ☆ | |
| 31149 | Swartz Wealth Management Llc CRD 337684 | Investment Adviser · Boutique (under $100M) | $0 | 0 | 1 | 08/18/2026 | ☆ | ||
| 31150 | Swiss American Advisors Ltd. CRD 152531 | Zuerich | Investment Adviser · Boutique (under $100M) | $0 | 0 | 3 | 06/30/2026 | ☆ |