AUMdb

Rampart Asset Management Llc

State-registered Investment Adviser · Boutique (under $100M) CRD 168549 · SEC file 801-132714 · Stamford, CT · WWW.RAMPARTASSET.COM
☆ Save with Pro ADV data as of Apr 20, 2026
Regulatory AUM
$0
Discretionary
$0
Clients
0
Avg AUM / client
Accounts
0
Employees
3

AUM over time

$0 $411M
Apr 3, 2025 Apr 20, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 20, 2026

Who they serve

Client typeClientsAUM% of AUM

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Dean Arthur Chamberlain Registered representative May 2014 (12y)
Doyle Lavern Holmes Registered representative May 2014 (12y)
Carl Eugene Spangler Registered representative Jun 2023 (3y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/20/2026 1.51 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 20, 2026.

View current Form ADV (SEC/IAPD) ↗