Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29201 | Sword And Shield Solutions Llc CRD 333123 | Insurance-Affiliated · Boutique (under $100M) | $300K | 1 | 1 | 1 | 03/24/2026 | ☆ | |
| 29202 | Iridescent Capital Management Llc CRD 334988 | Wealth Manager · Boutique (under $100M) | $297K | 4 | 9 | 1 | 04/01/2026 | ☆ | |
| 29203 | Lock Wealth Management Llc CRD 333242 | Wealth Manager · Boutique (under $100M) | $296K | 6 | 5 | 1 | 03/16/2026 | ☆ | |
| 29204 | Marshall Financial Llc CRD 333186 | Insurance-Affiliated · Boutique (under $100M) | $295K | 20 | 20 | 1 | 03/23/2026 | ☆ | |
| 29205 | Hypo Financial Services And Investment Adviser CRD 165439 | Yorba Linda, CA | Insurance-Affiliated · Boutique (under $100M) | $294K | 17 | 17 | 1 | 07/15/2026 | ☆ |
| 29206 | Maway Llc CRD 291892 | Miami, FL | Wealth Manager · Boutique (under $100M) | $294K | 4 | 1 | 03/28/2019 | ☆ | |
| 29207 | Creative Financial Strategies, Inc. CRD 116962 | Littleton, NH | Insurance-Affiliated · Boutique (under $100M) | $293K | 11 | 10 | 1 | 03/30/2026 | ☆ |
| 29208 | Financial Empowerment Llc CRD 328342 | Wealth Manager · Boutique (under $100M) | $293K | 4 | 1 | 08/21/2026 | ☆ | ||
| 29209 | Kingsmore Wealth Management, Llc CRD 306722 | Wealth Manager · Boutique (under $100M) | $293K | 1 | 1 | 1 | 03/04/2026 | ☆ | |
| 29210 | Williams, Vincent Raynard CRD 134656 | El Segundo, CA | Insurance-Affiliated · Boutique (under $100M) | $290K | 2 | 2 | 1 | 05/13/2026 | ☆ |
| 29211 | Gold Path Investment Group CRD 324590 | Wealth Manager · Boutique (under $100M) | $288K | 0 | 4 | 3 | 06/15/2026 | ☆ | |
| 29212 | Vancuyk Holdings Llc CRD 331030 | Wealth Manager · Boutique (under $100M) | $287K | 6 | 6 | 1 | 11/18/2025 | ☆ | |
| 29213 | Belov Consulting Llc CRD 334385 | Wealth Manager · Boutique (under $100M) | $285K | 8 | 1 | 03/13/2026 | ☆ | ||
| 29214 | Hudson House Capital Incorporated CRD 335654 | London | Wealth Manager · Boutique (under $100M) | $280K | 1 | 2 | 06/10/2026 | ☆ | |
| 29215 | Kerns Legacy Planning Llc CRD 340407 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $277K | 4 | 5 | 1 | 08/13/2026 | ☆ |
| 29216 | Bardi Co. Llc CRD 166134 | Los Angeles, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $275K | 1 | 1 | 10 | 04/30/2026 | ☆ |
| 29217 | Barretto, Joseph Nievera CRD 308998 | Santa Ana, CA | Insurance-Affiliated · Boutique (under $100M) | $274K | 2 | 2 | 1 | 02/03/2026 | ☆ |
| 29218 | Ascend Private Wealth Management CRD 334750 | Wealth Manager · Boutique (under $100M) | $273K | 2 | 2 | 1 | 04/03/2026 | ☆ | |
| 29219 | Taub Investment Planning Services Llc CRD 322362 | Wealth Manager · Boutique (under $100M) | $273K | 1 | 1 | 1 | 02/23/2026 | ☆ | |
| 29220 | Capitalwize, Llc CRD 288124 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $272K | 101 | 101 | 8 | 06/22/2026 | ☆ |
| 29221 | Afinitiv Llc CRD 305672 | Sheridan, WY | Institutional / Pension Advisor · Boutique (under $100M) | $271K | 15 | 7 | 2 | 09/28/2025 | ☆ |
| 29222 | Visionary Wealth Management Llc CRD 152692 | Wealth Manager · Boutique (under $100M) | $271K | 7 | 7 | 1 | 06/05/2026 | ☆ | |
| 29223 | Harlig Financials Llc CRD 335800 | Insurance-Affiliated · Boutique (under $100M) | $270K | 0 | 3 | 1 | 07/22/2026 | ☆ | |
| 29224 | M Virtue Llc CRD 332504 | Albany, NY | Wealth Manager · Boutique (under $100M) | $270K | 20 | 20 | 1 | 03/30/2026 | ☆ |
| 29225 | Pacific Equity Advisors Llc CRD 328540 | La Jolla, CA | Wealth Manager · Boutique (under $100M) | $268K | 1 | 1 | 03/19/2026 | ☆ | |
| 29226 | Heritage Hill Adviser CRD 312077 | Wealth Manager · Boutique (under $100M) | $268K | 7 | 9 | 1 | 01/31/2026 | ☆ | |
| 29227 | Huckstep Asset Management, Llc CRD 308437 | Oak Park, IL | Wealth Manager · Boutique (under $100M) | $267K | 6 | 12 | 1 | 05/05/2021 | ☆ |
| 29228 | York Wealth Management, Llc CRD 331730 | Wealth Manager · Boutique (under $100M) | $267K | 6 | 13 | 1 | 01/09/2026 | ☆ | |
| 29229 | Brookwood Financial Services, Llc CRD 329624 | Oscoda, MI | Insurance-Affiliated · Boutique (under $100M) | $266K | 5 | 5 | 1 | 03/02/2026 | ☆ |
| 29230 | Peoples Savings Wealth Management Llc CRD 328711 | Hermann, MO | Bank · Boutique (under $100M) | $265K | 3 | 3 | 1 | 03/03/2026 | ☆ |
| 29231 | Conaghan, Alexander Christopher CRD 171531 | Wealth Manager · Boutique (under $100M) | $263K | 1 | 1 | 1 | 03/28/2026 | ☆ | |
| 29232 | Gray Lake Advisors Llc CRD 332942 | Wealth Manager · Boutique (under $100M) | $262K | 3 | 1 | 03/29/2025 | ☆ | ||
| 29233 | New Wave Financial Llc CRD 309444 | Wealth Manager · Boutique (under $100M) | $261K | 5 | 6 | 1 | 03/30/2026 | ☆ | |
| 29234 | 1 Timothy 6 V 7 Llc CRD 317642 | Private Fund Manager · Boutique (under $100M) | $261K | 1 | 1 | 1 | 04/02/2024 | ☆ | |
| 29235 | Garrett Capital Private Equity Llc CRD 159567 | Private Fund Manager · Boutique (under $100M) | $261K | 4 | 4 | 1 | 03/12/2026 | ☆ | |
| 29236 | Sanostro Ag CRD 290214 | Zug | Wealth Manager · Boutique (under $100M) | $260K | 5 | 1 | 2 | 03/31/2026 | ☆ |
| 29237 | Sagebrush Wealth Partners Llc CRD 341168 | Wealth Manager · Boutique (under $100M) | $260K | 13 | 24 | 1 | 07/23/2026 | ☆ | |
| 29238 | Veritas Private Wealth Management, Llc CRD 339867 | Franklin, TN | Wealth Manager · Boutique (under $100M) | $260K | 4 | 2 | 07/24/2026 | ☆ | |
| 29239 | Dylan Lund Financial, Llc CRD 338864 | Wealth Manager · Boutique (under $100M) | $259K | 2 | 9 | 1 | 04/01/2026 | ☆ | |
| 29240 | Millennial Financial Planning Llc CRD 338075 | Wealth Manager · Boutique (under $100M) | $256K | 5 | 1 | 03/20/2026 | ☆ | ||
| 29241 | Mostt Inc. CRD 332063 | Sherman Oaks, CA | Wealth Manager · Boutique (under $100M) | $254K | 1,230 | 1,230 | 4 | 03/09/2026 | ☆ |
| 29242 | Premier Investment Services Llc CRD 314359 | Wealth Manager · Boutique (under $100M) | $253K | 6 | 6 | 3 | 02/27/2026 | ☆ | |
| 29243 | Daxmar Engineering Inc CRD 290436 | Wealth Manager · Boutique (under $100M) | $252K | 0 | 2 | 1 | 02/08/2026 | ☆ | |
| 29244 | Youhe Advisors Llc CRD 289259 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $252K | 0 | 2 | 1 | 12/03/2025 | ☆ |
| 29245 | 1 Stto50 Th Llc CRD 328769 | Kailua, HI | Insurance-Affiliated · Boutique (under $100M) | $252K | 1 | 4 | 1 | 03/31/2025 | ☆ |
| 29246 | Bargeld Financial, Llc CRD 327633 | Media, PA | Insurance-Affiliated · Boutique (under $100M) | $251K | 8 | 15 | 1 | 03/31/2026 | ☆ |
| 29247 | Del Monte Capital, Inc. CRD 300894 | Monterey, CA | Wealth Manager · Boutique (under $100M) | $250K | 2 | 2 | 1 | 01/06/2026 | ☆ |
| 29248 | Heartland Northeast Llc CRD 334646 | Insurance-Affiliated · Boutique (under $100M) | $250K | 2 | 4 | 1 | 07/02/2026 | ☆ | |
| 29249 | Most Capital Llc CRD 304451 | Woodland Hills, CA | Wealth Manager · Boutique (under $100M) | $250K | 1 | 1 | 1 | 07/06/2026 | ☆ |
| 29250 | Prima Innotech, Llc CRD 270007 | Wealth Manager · Boutique (under $100M) | $250K | 1 | 1 | 1 | 03/17/2026 | ☆ |