AUMdb

Lloyd Tevis Investments, Llc

SEC-registered Wealth Manager · Boutique (under $100M) CRD 323061 · SEC file 801-126660 · Lafayette, CA · www.lloydtevis.com
☆ Save with Pro ADV data as of Mar 06, 2026
Regulatory AUM
$435K
Discretionary
$0
Clients
12
Avg AUM / client
$36.3K
Accounts
12
Employees
4

AUM over time

$0 $435K
Aug 30, 2022 Mar 6, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 06, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 12 $435K 100.0%

People (2)

NameRole / titleCredentialsWith firm sinceOwnership
Torre, Nicholas, Goodrich Ceo And Chief Compliance Officer Jun 2014 (12y) ≈ 56.25% – 100% via Archimedes Systems, Llc
Poulin, William, Jon Head Of Marketing And Strategy Mar 2015 (11y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Archimedes Systems, Llc Direct Owner Apr 2015 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Torre, Nicholas, Goodrich: 75% – 100% of Archimedes Systems, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/06/2026 898 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Publication of periodicals or newsletters

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.

View current Form ADV (SEC/IAPD) ↗