Pinnacle Advisors Llc
- Regulatory AUM
- $433K
- Discretionary
- $433K
- Clients
- 2
- Avg AUM / client
- $217K
- Accounts
- 1
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $0 | — |
| Pooled investment vehicles (non-investment companies) | 1 | $433K | 100.0% |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kidd, Gregg, Anthony | Member | Oct 1996 (30y) | 25% – 50% | |
| Lanning, Jr., Richard, Duell | Member | Oct 1996 (30y) | 5% – 10% | |
| Lonergan, Luke, James | Member | Oct 1996 (30y) | 10% – 25% | |
| Cuvelier, Gregory, B | Member | Dec 1998 (28y) | 10% – 25% | |
| Robert Frank Cuculich | President | Feb 2012 (15y) | 25% – 50% | |
| Benjamin Ryan Quilty | Chief Compliance Officer | CFP | Jun 2013 (13y) | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THIS CASE INVOLVES THE FAILURE OF A REGISTERED OPEN-END INVESTMENT COMPANY (THE "NYSA FUND" OR THE "FUND") TO COMPLY WITH RULES 22E-4 (THE "LIQUIDITY RULE") AND 30B1-10 UNDER THE INVESTMENT COMPANY ACT OF 1940 (THE "INVESTMENT COMPANY ACT"). FROM JUNE 2019 TO JUNE 2020, MORE THAN 15% OF THE NYSA FUND'S NET ASSETS WERE INVESTED IN THE RESTRICTED SHARES OF A MEDICAL DEVICE COMPANY AND THE FUND FAILED TO COMPLY WITH APPLICABLE REPORTING AND FILING REQUIREMENTS OR TO BRING ITS POSITION IN THE RESTRICTED SHARES OF THE MEDICAL DEVICE COMPANY UNDER THE 15% THRESHOLD AS REQUIRED BY SEC RULES. Status: Pending Summary: THE SECURITIES AND EXCHANGE COMMISSION (SEC) IMPLEMENTED A NEW LIQUIDITY RISK MANAGEMENT RULE IN 2019, WHICH INCREASED THE NUMBER OF LIQUIDITY CLASSIFICATIONS THAT OPEN-END MUTUAL FUNDS MUST ASSIGN TO INVESTMENTS IN ITS PORTFOLIO. THE SEC HAS INITIATED AN INVESTIGATION INTO A LIQUIDITY CLASSIFICATION DETERMINATION FOR ONE SINGLE EQUITY SECURITY HELD IN A FORMER PUBLICLY TRADED MUTUAL FUND, THE NYSA FUND (SYMBOL: NYSAX). WE CONTINUE TO BELIEVE THE FUND EXERCISED A "GOOD FAITH" JUDGEMENT IN ITS CLASSIFICATION AND THAT THE INVESTMENT PROPERLY MET THE REQUIREMENTS OF THE RULE.
Allegations: THIS CASE INVOLVES THE FAILURE OF A REGISTERED OPEN-END INVESTMENT COMPANY (THE "NYSA FUND" OR THE "FUND") TO COMPLY WITH RULES 22E-4 (THE "LIQUIDITY RULE") AND 30B1-10 UNDER THE INVESTMENT COMPANY ACT OF 1940 (THE "INVESTMENT COMPANY ACT"). FROM JUNE 2019 TO JUNE 2020, MORE THAN 15% OF THE NYSA FUND'S NET ASSETS WERE INVESTED IN THE RESTRICTED SHARES OF A MEDICAL DEVICE COMPANY AND THE FUND FAILED TO COMPLY WITH APPLICABLE REPORTING AND FILING REQUIREMENTS OR TO BRING ITS POSITION IN THE RESTRICTED SHARES OF THE MEDICAL DEVICE COMPANY UNDER THE 15% THRESHOLD AS REQUIRED BY SEC RULES. Status: Pending Summary: THE SECURITIES AND EXCHANGE COMMISSION (SEC) IMPLEMENTED A NEW LIQUIDITY RISK MANAGEMENT RULE IN 2019, WHICH INCREASED THE NUMBER OF LIQUIDITY CLASSIFICATIONS THAT OPEN-END MUTUAL FUNDS MUST ASSIGN TO INVESTMENTS IN ITS PORTFOLIO. THE SEC HAS INITIATED AN INVESTIGATION INTO A LIQUIDITY CLASSIFICATION DETERMINATION FOR ONE SINGLE EQUITY SECURITY HELD IN A FORMER PUBLICLY TRADED MUTUAL FUND, THE NYSA FUND (SYMBOL: NYSAX). WE CONTINUE TO BELIEVE THE FUND EXERCISED A "GOOD FAITH" JUDGEMENT IN ITS CLASSIFICATION AND THAT THE INVESTMENT PROPERLY MET THE REQUIREMENTS OF THE RULE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗