Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29151 | Seth Heine Llc CRD 326952 | Insurance-Affiliated · Boutique (under $100M) | $350K | 2 | 2 | 1 | 08/01/2025 | ☆ | |
| 29152 | Multigenerational.Black Inc. CRD 322228 | Wealth Manager · Boutique (under $100M) | $349K | 4 | 14 | 1 | 03/30/2026 | ☆ | |
| 29153 | Westpeak Financial Llc CRD 329594 | Insurance-Affiliated · Boutique (under $100M) | $349K | 2 | 3 | 1 | 03/19/2026 | ☆ | |
| 29154 | Cloyd Capital Llc CRD 337743 | Wealth Manager · Boutique (under $100M) | $347K | 9 | 9 | 1 | 01/20/2026 | ☆ | |
| 29155 | Mort Kelly Financial Services, Llc CRD 164618 | Insurance-Affiliated · Boutique (under $100M) | $347K | 7 | 7 | 1 | 01/06/2026 | ☆ | |
| 29156 | Zenith Wealth Management Llc CRD 309579 | Wealth Manager · Boutique (under $100M) | $346K | 6 | 11 | 1 | 03/18/2026 | ☆ | |
| 29157 | Styra Wealth Management Llc CRD 338008 | Wealth Manager · Boutique (under $100M) | $346K | 5 | 5 | 1 | 07/14/2026 | ☆ | |
| 29158 | Hive Wealth Management Llc CRD 313724 | Wealth Manager · Boutique (under $100M) | $345K | 2 | 2 | 1 | 06/26/2024 | ☆ | |
| 29159 | Stewart Wealth Management Llc CRD 334077 | Naples, FL | Wealth Manager · Boutique (under $100M) | $343K | 4 | 5 | 1 | 02/13/2026 | ☆ |
| 29160 | Fesc Asset Management Llc CRD 316067 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $340K | 6 | 7 | 3 | 02/20/2026 | ☆ |
| 29161 | Samuel & Associates Investment Management Lp CRD 312551 | Miami, FL | Wealth Manager · Boutique (under $100M) | $340K | 25 | 25 | 1 | 01/06/2026 | ☆ |
| 29162 | Sawyer, Ryan Alexander CRD 174535 | Colleyville, TX | Wealth Manager · Boutique (under $100M) | $337K | 4 | 4 | 1 | 06/23/2025 | ☆ |
| 29163 | Bonn Ii, Carl Fred CRD 168008 | Insurance-Affiliated · Boutique (under $100M) | $335K | 4 | 4 | 1 | 01/22/2024 | ☆ | |
| 29164 | Second Look Financial, Llc. CRD 128028 | Insurance-Affiliated · Boutique (under $100M) | $335K | 7 | 7 | 1 | 04/02/2024 | ☆ | |
| 29165 | Skyy Financial Group, Llc CRD 282593 | Investment Adviser · Boutique (under $100M) | $335K | 2 | 2 | 1 | 01/08/2026 | ☆ | |
| 29166 | Donald Winston Traylor CRD 141826 | Wealth Manager · Boutique (under $100M) | $334K | 2 | 4 | 1 | 03/18/2026 | ☆ | |
| 29167 | Trove, Llc CRD 329819 | Wealth Manager · Boutique (under $100M) | $332K | 2 | 2 | 2 | 03/27/2025 | ☆ | |
| 29168 | Yams, Llc CRD 290137 | Wealth Manager · Boutique (under $100M) | $330K | 6 | 6 | 1 | 03/30/2026 | ☆ | |
| 29169 | Zou Capital Management Llc CRD 319375 | Wealth Manager · Boutique (under $100M) | $330K | 7 | 7 | 1 | 02/01/2023 | ☆ | |
| 29170 | Richards Financial Planning, Llc CRD 306087 | Houston, TX | Insurance-Affiliated · Boutique (under $100M) | $330K | 2 | 2 | 1 | 10/27/2025 | ☆ |
| 29171 | Corsano, Stephen Anthony CRD 269935 | Wealth Manager · Boutique (under $100M) | $325K | 5 | 1 | 06/08/2026 | ☆ | ||
| 29172 | Us Freedom Capital Advisors Llc CRD 283481 | Richardson, TX | Investment Adviser · Boutique (under $100M) | $325K | 16 | 16 | 1 | 04/25/2026 | ☆ |
| 29173 | Fortress Family Asset Management Llc CRD 336378 | Insurance-Affiliated · Boutique (under $100M) | $325K | 3 | 4 | 1 | 08/14/2026 | ☆ | |
| 29174 | Gates Wealth Group, Llc CRD 322129 | Wealth Manager · Boutique (under $100M) | $323K | 4 | 6 | 1 | 03/21/2026 | ☆ | |
| 29175 | Millennium Global Advisors, Llc CRD 159193 | Wealth Manager · Boutique (under $100M) | $322K | 7 | 7 | 1 | 10/17/2024 | ☆ | |
| 29176 | Elite Tamp Llc CRD 327535 | Carmel By The Sea, CA | Investment Adviser · Boutique (under $100M) | $322K | 1 | 2 | 1 | 06/26/2026 | ☆ |
| 29177 | Waltium Investment Advisors Llc CRD 324406 | Wealth Manager · Boutique (under $100M) | $321K | 0 | 1 | 1 | 08/03/2026 | ☆ | |
| 29178 | Skysphere Llc CRD 162967 | San Jose, CA | Wealth Manager · Boutique (under $100M) | $320K | 8 | 1 | 03/30/2026 | ☆ | |
| 29179 | Bull & Bear Capital Advisors, Llc CRD 137453 | Jacksonville, FL | Wealth Manager · Boutique (under $100M) | $317K | 0 | 3 | 1 | 04/01/2026 | ☆ |
| 29180 | Connolly, Shawn, Lawrence CRD 155240 | Wealth Manager · Boutique (under $100M) | $316K | 7 | 7 | 1 | 06/23/2026 | ☆ | |
| 29181 | Five Point Investments Llc CRD 336858 | Wealth Manager · Boutique (under $100M) | $315K | 1 | 1 | 06/23/2026 | ☆ | ||
| 29182 | Phillips Capital, Llc CRD 312403 | Wealth Manager · Boutique (under $100M) | $314K | 12 | 12 | 1 | 02/07/2026 | ☆ | |
| 29183 | Unifimoney Ria Qozb, Llc CRD 328842 | Austin, TX | Wealth Manager · Boutique (under $100M) | $314K | 460 | 463 | 5 | 04/22/2026 | ☆ |
| 29184 | Mozella Asset Management Llc CRD 336501 | St. Petersburg, FL | Wealth Manager · Boutique (under $100M) | $313K | 3 | 7 | 1 | 04/01/2026 | ☆ |
| 29185 | Mdo Financial Planning, Llc CRD 319059 | Wealth Manager · Boutique (under $100M) | $312K | 6 | 6 | 1 | 03/30/2026 | ☆ | |
| 29186 | New Jam Financial Strategists, Llc CRD 133631 | Insurance-Affiliated · Boutique (under $100M) | $310K | 3 | 3 | 1 | 03/31/2026 | ☆ | |
| 29187 | Aureana Capital Management, Llc CRD 154124 | Private Fund Manager · Boutique (under $100M) | $308K | 1 | 1 | 1 | 08/18/2026 | ☆ | |
| 29188 | Sandlot Private Wealth Llc CRD 335925 | Orem, UT | Wealth Manager · Boutique (under $100M) | $305K | 5 | 21 | 4 | 07/14/2026 | ☆ |
| 29189 | J Kaiser Management, Llc CRD 307968 | Wealth Manager · Boutique (under $100M) | $305K | 14 | 14 | 1 | 04/30/2026 | ☆ | |
| 29190 | Reaching Upward Financial Solutions Llc CRD 324781 | Insurance-Affiliated · Boutique (under $100M) | $304K | 3 | 3 | 1 | 01/20/2026 | ☆ | |
| 29191 | Sundial Capital Management, L.P. CRD 117461 | Arlington, TX | Private Fund Manager · Boutique (under $100M) | $304K | 1 | 1 | 1 | 04/04/2025 | ☆ |
| 29192 | Silveria Wealth Group, Llc CRD 337591 | Boise, ID | Wealth Manager · Boutique (under $100M) | $304K | 4 | 1 | 03/25/2026 | ☆ | |
| 29193 | Norcross Capital Management Llc CRD 325410 | Wealth Manager · Boutique (under $100M) | $303K | 4 | 5 | 1 | 03/24/2026 | ☆ | |
| 29194 | Robinson Wealth And Financial Planning Llc CRD 334229 | Wealth Manager · Boutique (under $100M) | $303K | 7 | 7 | 1 | 01/12/2026 | ☆ | |
| 29195 | Kastler Consulting Group, Llc D.B.A. Kastler Financial Planning CRD 330030 | Wealth Manager · Boutique (under $100M) | $302K | 5 | 5 | 1 | 01/14/2026 | ☆ | |
| 29196 | Able Financial Planning Inc. CRD 283753 | West Brookfield, MA | Insurance-Affiliated · Boutique (under $100M) | $300K | 6 | 6 | 1 | 08/23/2023 | ☆ |
| 29197 | Aurea Investments Llc CRD 336580 | Milwaukee, WI | Wealth Manager · Boutique (under $100M) | $300K | 4 | 4 | 1 | 12/13/2025 | ☆ |
| 29198 | East Shore Advisors, Llc CRD 306788 | Wealth Manager · Boutique (under $100M) | $300K | 3 | 7 | 1 | 06/07/2025 | ☆ | |
| 29199 | Quahog Investments Llc CRD 337558 | Wealth Manager · Boutique (under $100M) | $300K | 5 | 5 | 1 | 02/03/2026 | ☆ | |
| 29200 | Solution Factory, Llc CRD 324069 | Wealth Manager · Boutique (under $100M) | $300K | 1 | 1 | 1 | 08/01/2025 | ☆ |