Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29001 | Aligned Wealth Solutions, Llc CRD 333288 | Insurance-Affiliated · Boutique (under $100M) | $717K | 3 | 1 | 03/31/2026 | ☆ | ||
| 29002 | Strikeout Capital Llc CRD 331703 | Albany, NY | Wealth Manager · Boutique (under $100M) | $715K | 9 | 9 | 1 | 05/11/2026 | ☆ |
| 29003 | Empire Retirement Plans, Llc CRD 334783 | Utica, NY | Institutional / Pension Advisor · Boutique (under $100M) | $712K | 1 | 8 | 03/17/2026 | ☆ | |
| 29004 | Atwima Wealth Management Llc CRD 333085 | Sacramento, CA | Wealth Manager · Boutique (under $100M) | $712K | 7 | 7 | 1 | 08/28/2026 | ☆ |
| 29005 | Birchcroft Investments, Llc CRD 287581 | Private Fund Manager · Boutique (under $100M) | $709K | 1 | 1 | 1 | 03/24/2026 | ☆ | |
| 29006 | Finest Edge Financial Llc CRD 330498 | Wealth Manager · Boutique (under $100M) | $707K | 7 | 17 | 1 | 01/02/2026 | ☆ | |
| 29007 | Stronghold Investment Management Llc CRD 331053 | Wealth Manager · Boutique (under $100M) | $706K | 3 | 8 | 1 | 02/19/2026 | ☆ | |
| 29008 | Northwoods Financial Partners Llc CRD 332747 | Hermosa Beach, CA | Wealth Manager · Boutique (under $100M) | $705K | 4 | 4 | 2 | 07/28/2026 | ☆ |
| 29009 | Tetelestai Capital, Llc CRD 313534 | Wealth Manager · Boutique (under $100M) | $704K | 12 | 12 | 5 | 02/22/2026 | ☆ | |
| 29010 | Eg Capital Management Llc CRD 334921 | Wealth Manager · Boutique (under $100M) | $702K | 23 | 23 | 1 | 03/16/2026 | ☆ | |
| 29011 | Polestar Capital Llc CRD 142864 | Wealth Manager · Boutique (under $100M) | $702K | 4 | 4 | 2 | 06/08/2026 | ☆ | |
| 29012 | Duncan Wealth Management, Llc CRD 335025 | Wealth Manager · Boutique (under $100M) | $701K | 1 | 1 | 1 | 08/27/2026 | ☆ | |
| 29013 | 4 Seasons Advisors, Llc CRD 163219 | Princeton, WV | Insurance-Affiliated · Boutique (under $100M) | $700K | 10 | 10 | 2 | 09/22/2023 | ☆ |
| 29014 | Bartlett, Lawrence Eugene CRD 136282 | Arcadia, CA | Endowment & Foundation Advisor · Boutique (under $100M) | $700K | 1 | 1 | 1 | 07/06/2026 | ☆ |
| 29015 | Gray Colt Financial Planning Llc CRD 333202 | Wealth Manager · Boutique (under $100M) | $700K | 5 | 15 | 1 | 01/28/2026 | ☆ | |
| 29016 | Graybridge Llc CRD 312127 | Wealth Manager · Boutique (under $100M) | $700K | 15 | 15 | 1 | 02/10/2026 | ☆ | |
| 29017 | Hoodoo Financial, Inc. CRD 291372 | Oakland, CA | Wealth Manager · Boutique (under $100M) | $700K | 21 | 21 | 1 | 07/13/2026 | ☆ |
| 29018 | Pashman Financial Llc CRD 316253 | Wealth Manager · Boutique (under $100M) | $700K | 10 | 30 | 1 | 07/09/2026 | ☆ | |
| 29019 | Pinder Financial, Llc CRD 323918 | Jupiter, FL | Wealth Manager · Boutique (under $100M) | $700K | 9 | 9 | 1 | 03/18/2026 | ☆ |
| 29020 | Commodities & Securities, Inc. CRD 154526 | Wealth Manager · Boutique (under $100M) | $695K | 2 | 2 | 0 | 07/29/2026 | ☆ | |
| 29021 | Golden Acre Llc CRD 337930 | Wealth Manager · Boutique (under $100M) | $695K | 6 | 13 | 1 | 03/09/2026 | ☆ | |
| 29022 | Verticus Advisors Inc. CRD 333313 | Wealth Manager · Boutique (under $100M) | $692K | 6 | 9 | 1 | 07/17/2026 | ☆ | |
| 29023 | Confianza Wealth Management Llc CRD 330322 | Wealth Manager · Boutique (under $100M) | $692K | 14 | 28 | 1 | 05/22/2026 | ☆ | |
| 29024 | Wu Wealth Advisory, Llc CRD 299120 | Insurance-Affiliated · Boutique (under $100M) | $689K | 9 | 16 | 1 | 03/31/2026 | ☆ | |
| 29025 | Wheeler & Mote, Llc CRD 115312 | Wealth Manager · Boutique (under $100M) | $688K | 13 | 11 | 1 | 03/20/2026 | ☆ | |
| 29026 | Crux And Company, Llc CRD 284931 | Private Fund Manager · Boutique (under $100M) | $687K | 1 | 1 | 1 | 03/30/2026 | ☆ | |
| 29027 | Aptos Capital Llc CRD 281218 | Private Fund Manager · Boutique (under $100M) | $686K | 1 | 6 | 1 | 03/31/2026 | ☆ | |
| 29028 | Kelley Lane Capital, Llc CRD 316410 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $686K | 3 | 1 | 06/10/2024 | ☆ | |
| 29029 | Nevis Equity Advisors Llc CRD 334396 | Wealth Manager · Boutique (under $100M) | $686K | 7 | 12 | 1 | 04/24/2026 | ☆ | |
| 29030 | N CRD 318940 | Wealth Manager · Boutique (under $100M) | $685K | 238 | 238 | 3 | 03/26/2025 | ☆ | |
| 29031 | Exos Asset Management Llc CRD 305706 | New York, NY | Private Fund Manager · Boutique (under $100M) | $682K | 4 | 4 | 25 | 08/13/2026 | ☆ |
| 29032 | Shared Prosperity Group Llc CRD 338743 | Portland, OR | Wealth Manager · Boutique (under $100M) | $680K | 1 | 4 | 2 | 02/12/2026 | ☆ |
| 29033 | Elr Capital Management, Llc CRD 281239 | Wealth Manager · Boutique (under $100M) | $679K | 1 | 1 | 1 | 03/23/2026 | ☆ | |
| 29034 | The Affinity Group, Llc CRD 283819 | Albany, NY | Insurance-Affiliated · Boutique (under $100M) | $678K | 7 | 12 | 2 | 03/24/2026 | ☆ |
| 29035 | Big Blue Investors, Llc CRD 326931 | Wealth Manager · Boutique (under $100M) | $675K | 0 | 5 | 1 | 06/01/2026 | ☆ | |
| 29036 | Norton, Dale Franklin Jr CRD 136569 | Wealth Manager · Boutique (under $100M) | $674K | 55 | 55 | 1 | 06/23/2026 | ☆ | |
| 29037 | Aeom Investments, Llc CRD 331496 | Wealth Manager · Boutique (under $100M) | $673K | 2 | 2 | 1 | 03/23/2026 | ☆ | |
| 29038 | Polytechnic Research Operations Llc CRD 315125 | Wealth Manager · Boutique (under $100M) | $673K | 2 | 2 | 1 | 01/30/2026 | ☆ | |
| 29039 | Optura Advisors, Inc. CRD 175424 | Burlingame, CA | Insurance-Affiliated · Boutique (under $100M) | $671K | 6 | 16 | 1 | 03/20/2026 | ☆ |
| 29040 | B Hive Financial, Llc CRD 338385 | Wealth Manager · Boutique (under $100M) | $670K | 4 | 5 | 1 | 01/07/2026 | ☆ | |
| 29041 | Rivercrest Investment Advisors, Llc CRD 316608 | Houston, TX | Wealth Manager · Boutique (under $100M) | $670K | 1 | 1 | 1 | 02/27/2026 | ☆ |
| 29042 | Wolf & Raven Private Wealth Management Llc CRD 333701 | Wealth Manager · Boutique (under $100M) | $668K | 10 | 13 | 1 | 03/25/2026 | ☆ | |
| 29043 | Bautista, Joseph, Johnson CRD 301150 | Wealth Manager · Boutique (under $100M) | $665K | 2 | 2 | 1 | 03/31/2026 | ☆ | |
| 29044 | Kevin And Melissa Llc CRD 332054 | Wealth Manager · Boutique (under $100M) | $664K | 2 | 15 | 1 | 03/03/2026 | ☆ | |
| 29045 | Glr Investment Advisory Llc CRD 328662 | Wealth Manager · Boutique (under $100M) | $663K | 3 | 3 | 2 | 08/14/2026 | ☆ | |
| 29046 | Tax Pro Advisor Llc CRD 304119 | Wealth Manager · Boutique (under $100M) | $662K | 4 | 4 | 1 | 03/01/2026 | ☆ | |
| 29047 | Donner's Financial Services Inc. CRD 296838 | Insurance-Affiliated · Boutique (under $100M) | $660K | 12 | 12 | 1 | 03/21/2023 | ☆ | |
| 29048 | Schreier Financial, Llc CRD 148838 | Insurance-Affiliated · Boutique (under $100M) | $658K | 5 | 1 | 03/31/2026 | ☆ | ||
| 29049 | Core Capital Markets, Llc CRD 150225 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $657K | 1 | 1 | 1 | 03/31/2026 | ☆ |
| 29050 | The Financial Grove Llc CRD 328957 | Wealth Manager · Boutique (under $100M) | $657K | 12 | 5 | 1 | 08/24/2026 | ☆ |