Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 28951 | Loop Investment Advisors Llc CRD 297928 | Chicago, IL | Investment Adviser · Boutique (under $100M) | $788K | 1 | 1 | 1 | 02/17/2026 | ☆ |
| 28952 | Chilmark Hill Capital Llc CRD 158121 | Menlo Park, CA | Wealth Manager · Boutique (under $100M) | $787K | 6 | 10 | 1 | 08/10/2026 | ☆ |
| 28953 | Fallbrook Fi Llc CRD 334369 | Wealth Manager · Boutique (under $100M) | $786K | 11 | 32 | 1 | 01/14/2026 | ☆ | |
| 28954 | N CRD 333219 | Private Fund Manager · Boutique (under $100M) | $786K | 1 | 1 | 1 | 02/25/2025 | ☆ | |
| 28955 | James Mcgeehan CRD 158052 | Wealth Manager · Boutique (under $100M) | $784K | 4 | 1 | 04/15/2025 | ☆ | ||
| 28956 | 1 St Financial Investment, Inc. CRD 283072 | Clark's Summit, PA | Insurance-Affiliated · Boutique (under $100M) | $782K | 16 | 27 | 8 | 07/21/2026 | ☆ |
| 28957 | Alpine Road Financial Llc CRD 331538 | Wealth Manager · Boutique (under $100M) | $781K | 3 | 3 | 1 | 07/31/2026 | ☆ | |
| 28958 | Assist Financial Planning L.L.C. CRD 312108 | Wealth Manager · Boutique (under $100M) | $780K | 8 | 21 | 1 | 03/30/2026 | ☆ | |
| 28959 | Valor Financial Planning, Llc CRD 331837 | Johnson City, TN | Wealth Manager · Boutique (under $100M) | $777K | 43 | 43 | 1 | 10/12/2026 | ☆ |
| 28960 | Kinson Wealth Group Llc CRD 330141 | Wealth Manager · Boutique (under $100M) | $777K | 10 | 1 | 03/30/2026 | ☆ | ||
| 28961 | Syzygy Financial Llc CRD 154896 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $776K | 11 | 11 | 1 | 06/02/2026 | ☆ |
| 28962 | Red Rock Capital Management Llc CRD 301926 | Wealth Manager · Boutique (under $100M) | $775K | 4 | 7 | 1 | 08/05/2026 | ☆ | |
| 28963 | Traders A.I., Inc. CRD 331700 | Fairfax, VA | Mutual Fund / Asset Manager · Boutique (under $100M) | $774K | 1 | 1 | 3 | 03/31/2026 | ☆ |
| 28964 | Ares Bound Capital Llc CRD 310218 | Wealth Manager · Boutique (under $100M) | $772K | 23 | 23 | 1 | 07/16/2026 | ☆ | |
| 28965 | Origin Wealth Management Llc CRD 337488 | Reston, VA | Wealth Manager · Boutique (under $100M) | $771K | 4 | 8 | 1 | 02/20/2026 | ☆ |
| 28966 | Samara Financial, Inc. CRD 288772 | Wealth Manager · Boutique (under $100M) | $771K | 9 | 9 | 1 | 01/27/2022 | ☆ | |
| 28967 | Fro Time 4 Llc CRD 313726 | Private Fund Manager · Boutique (under $100M) | $770K | 1 | 1 | 1 | 01/11/2026 | ☆ | |
| 28968 | Swapnick, Llc CRD 316239 | Wealth Manager · Boutique (under $100M) | $768K | 10 | 10 | 1 | 03/17/2025 | ☆ | |
| 28969 | Mckee Wealth Management CRD 182518 | Hurricane, WV | Insurance-Affiliated · Boutique (under $100M) | $763K | 4 | 4 | 1 | 04/29/2026 | ☆ |
| 28970 | Onedigital Asset Management, Llc CRD 320608 | Overland Park, KS | Investment Adviser · Boutique (under $100M) | $762K | 59 | 3 | 04/01/2026 | ☆ | |
| 28971 | Scott, Ralph Upton CRD 128237 | Wealth Manager · Boutique (under $100M) | $760K | 12 | 19 | 1 | 01/25/2022 | ☆ | |
| 28972 | Parkview Capital Management, Llc CRD 133261 | Highland Park, NJ | Wealth Manager · Boutique (under $100M) | $760K | 9 | 9 | 1 | 03/16/2020 | ☆ |
| 28973 | Poket Financial, Llc CRD 221523 | Ciudad De Buenos Aires 1414 | Wealth Manager · Boutique (under $100M) | $760K | 8 | 8 | 1 | 04/03/2026 | ☆ |
| 28974 | Worthique Llc CRD 333101 | Wealth Manager · Boutique (under $100M) | $758K | 3 | 1 | 1 | 09/03/2026 | ☆ | |
| 28975 | Legacy Finance Group Llc CRD 339526 | Wealth Manager · Boutique (under $100M) | $753K | 0 | 2 | 1 | 01/06/2026 | ☆ | |
| 28976 | Bishop, Jt CRD 336190 | Wealth Manager · Boutique (under $100M) | $750K | 1 | 2 | 1 | 08/21/2025 | ☆ | |
| 28977 | Kingdom Capital Management, Llc CRD 307223 | Wealth Manager · Boutique (under $100M) | $750K | 11 | 11 | 1 | 06/25/2026 | ☆ | |
| 28978 | Williams Market Analytics, Llc CRD 283496 | Wealth Manager · Boutique (under $100M) | $750K | 4 | 3 | 1 | 03/14/2025 | ☆ | |
| 28979 | Green Musa Capital, Llc CRD 316465 | Wealth Manager · Boutique (under $100M) | $747K | 31 | 64 | 1 | 05/12/2026 | ☆ | |
| 28980 | Carpenter Kraig Lee CRD 155883 | Insurance-Affiliated · Boutique (under $100M) | $746K | 18 | 18 | 3 | 08/13/2026 | ☆ | |
| 28981 | Arkstone Wealth Advisors Llc CRD 336749 | Wealth Manager · Boutique (under $100M) | $745K | 5 | 5 | 1 | 03/17/2026 | ☆ | |
| 28982 | Zuwa Financial Llc CRD 285050 | Lewisville, TX | Wealth Manager · Boutique (under $100M) | $740K | 20 | 20 | 1 | 03/30/2024 | ☆ |
| 28983 | Regan Financial Group, Llc CRD 284756 | Danville, CA | Wealth Manager · Boutique (under $100M) | $739K | 17 | 18 | 2 | 03/26/2026 | ☆ |
| 28984 | Honeyguide Capital Partners Llc CRD 334529 | Wealth Manager · Boutique (under $100M) | $738K | 13 | 13 | 1 | 01/19/2026 | ☆ | |
| 28985 | Wealth Partners, Inc. CRD 132115 | Wealth Manager · Boutique (under $100M) | $738K | 6 | 1 | 04/01/2026 | ☆ | ||
| 28986 | Agrawal, Ajay CRD 334610 | Fremont, CA | Wealth Manager · Boutique (under $100M) | $737K | 3 | 1 | 03/02/2026 | ☆ | |
| 28987 | Propulsion Capital Management Llc CRD 338744 | Wealth Manager · Boutique (under $100M) | $737K | 2 | 19 | 1 | 02/03/2026 | ☆ | |
| 28988 | Pillar Financial Planning Llc CRD 335717 | Wealth Manager · Boutique (under $100M) | $736K | 14 | 15 | 1 | 06/04/2026 | ☆ | |
| 28989 | Altron Capital Management, Llc CRD 298443 | Wealth Manager · Boutique (under $100M) | $733K | 0 | 5 | 1 | 03/31/2026 | ☆ | |
| 28990 | Your Choice Financial, Llc CRD 144057 | Wealth Manager · Boutique (under $100M) | $733K | 5 | 5 | 1 | 01/21/2023 | ☆ | |
| 28991 | Kairos Llc CRD 122306 | Wealth Manager · Boutique (under $100M) | $732K | 5 | 1 | 03/31/2026 | ☆ | ||
| 28992 | Lcr Financial Group, Llc CRD 153038 | Wealth Manager · Boutique (under $100M) | $730K | 5 | 12 | 1 | 03/31/2023 | ☆ | |
| 28993 | Jby Financial Planning Llc CRD 329299 | Wealth Manager · Boutique (under $100M) | $730K | 19 | 21 | 1 | 03/31/2026 | ☆ | |
| 28994 | The Green Group Finance, Llc CRD 333510 | Lawrenceville, GA | Wealth Manager · Boutique (under $100M) | $727K | 5 | 5 | 2 | 03/06/2026 | ☆ |
| 28995 | Alpha Inertia Capital Llc CRD 310967 | New York, NY | Wealth Manager · Boutique (under $100M) | $726K | 2 | 2 | 1 | 08/20/2026 | ☆ |
| 28996 | Rohde Wealth Management, Llc CRD 338260 | Wealth Manager · Boutique (under $100M) | $725K | 4 | 4 | 1 | 06/23/2026 | ☆ | |
| 28997 | Renz Financial Group, Llc CRD 153025 | Investment Adviser · Boutique (under $100M) | $725K | 20 | 1 | 03/31/2015 | ☆ | ||
| 28998 | Jpl Wealth Management Inc. CRD 324503 | Dripping Springs, TX | Wealth Manager · Boutique (under $100M) | $720K | 3 | 3 | 1 | 03/16/2026 | ☆ |
| 28999 | Lucre Advisory Llc CRD 326012 | Wealth Manager · Boutique (under $100M) | $720K | 9 | 9 | 1 | 03/27/2026 | ☆ | |
| 29000 | Equanimity Capital Management, Llc CRD 318430 | Wealth Manager · Boutique (under $100M) | $718K | 0 | 5 | 1 | 01/19/2026 | ☆ |