AUMdb

Pashman Financial Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 316253 · · pashmanfinancial.com
☆ Save with Pro ADV data as of Jul 09, 2026
Regulatory AUM
$700K
Discretionary
$700K
Clients
10
Avg AUM / client
$70.0K
Accounts
30
Employees
1

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 10 $700K 100.0%

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Max Chase Pashman Registered representative CFP Sep 2021 (5y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/09/2026 980 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.

View current Form ADV (SEC/IAPD) ↗