Investment advisers
45,254 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29051 | Collaborative Advice Llc CRD 327565 | Wealth Manager · Boutique (under $100M) | $656K | 6 | 1 | 07/10/2026 | ☆ | ||
| 29052 | Nine30 Advisors Llc CRD 326596 | Wealth Manager · Boutique (under $100M) | $655K | 140 | 140 | 2 | 08/03/2026 | ☆ | |
| 29053 | Consortium Private Wealth Llc CRD 325038 | Slidell, LA | Wealth Manager · Boutique (under $100M) | $650K | 10 | 12 | 4 | 02/26/2026 | ☆ |
| 29054 | Emeziem, Cletus, Enyinia CRD 282471 | Temecula, CA | Insurance-Affiliated · Boutique (under $100M) | $644K | 21 | 21 | 1 | 06/09/2026 | ☆ |
| 29055 | Quality Wealth Care, Llc. CRD 137366 | Wealth Manager · Boutique (under $100M) | $642K | 10 | 20 | 1 | 02/23/2026 | ☆ | |
| 29056 | Vistafront Partners Inc CRD 307057 | Frankfort, KY | Wealth Manager · Boutique (under $100M) | $642K | 24 | 24 | 2 | 03/05/2026 | ☆ |
| 29057 | Binnerinvestments Llc CRD 338528 | Forsyth, GA | Wealth Manager · Boutique (under $100M) | $640K | 1 | 2 | 1 | 09/15/2026 | ☆ |
| 29058 | Mehta Money, Llc CRD 292885 | Wealth Manager · Boutique (under $100M) | $638K | 9 | 20 | 1 | 04/30/2026 | ☆ | |
| 29059 | Armis Financial, Llc CRD 294890 | Austin, TX | Wealth Manager · Boutique (under $100M) | $636K | 0 | 10 | 1 | 11/15/2019 | ☆ |
| 29060 | Wolfpack Wealth Management Llc CRD 301719 | Wealth Manager · Boutique (under $100M) | $636K | 18 | 18 | 1 | 09/23/2026 | ☆ | |
| 29061 | Tonn Financial Planning Llc CRD 328588 | Wealth Manager · Boutique (under $100M) | $632K | 0 | 3 | 1 | 03/26/2026 | ☆ | |
| 29062 | Kodiak Investment Management CRD 152925 | Aitkin, MN | Wealth Manager · Boutique (under $100M) | $628K | 16 | 16 | 1 | 03/26/2026 | ☆ |
| 29063 | Acumen Associates Llc CRD 314041 | Wealth Manager · Boutique (under $100M) | $627K | 9 | 14 | 1 | 03/31/2026 | ☆ | |
| 29064 | Mindful Millions Management Pllc CRD 334667 | Wealth Manager · Boutique (under $100M) | $626K | 1 | 4 | 1 | 04/06/2026 | ☆ | |
| 29065 | Fred Maher Miller Jr. CRD 118741 | Wealth Manager · Boutique (under $100M) | $625K | 3 | 3 | 1 | 03/25/2025 | ☆ | |
| 29066 | Forward Horizon Investment L.L.C. CRD 328222 | Wealth Manager · Boutique (under $100M) | $621K | 8 | 8 | 1 | 09/28/2026 | ☆ | |
| 29067 | 21 Peaks Capital Management, Llc CRD 300111 | Private Fund Manager · Boutique (under $100M) | $619K | 1 | 1 | 6 | 02/25/2026 | ☆ | |
| 29068 | Atlantic Financial Asset Management Corp. CRD 159167 | Wealth Manager · Boutique (under $100M) | $615K | 0 | 1 | 2 | 02/25/2026 | ☆ | |
| 29069 | Noonan, Francis Terrence CRD 128736 | Cedar Knolls, NJ | Insurance-Affiliated · Boutique (under $100M) | $610K | 1 | 3 | 01/04/2026 | ☆ | |
| 29070 | Dwt Financial Llc CRD 328377 | Wealth Manager · Boutique (under $100M) | $607K | 13 | 13 | 1 | 03/30/2026 | ☆ | |
| 29071 | Rose Valley Consulting Llc CRD 324598 | Arlington, VA | Wealth Manager · Boutique (under $100M) | $607K | 6 | 6 | 1 | 03/24/2026 | ☆ |
| 29072 | Caster And Company, Inc. CRD 148931 | Warwick, RI | Investment Adviser · Boutique (under $100M) | $600K | 2 | 2 | 1 | 01/15/2026 | ☆ |
| 29073 | Clark, Alyse, Leigh CRD 335261 | Insurance-Affiliated · Boutique (under $100M) | $600K | 3 | 5 | 1 | 01/07/2026 | ☆ | |
| 29074 | Hmp Capital Management, Llc CRD 148850 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $600K | 3 | 1 | 03/20/2026 | ☆ | |
| 29075 | P&P Wealth Management Llc CRD 158469 | Victoria, TX | Insurance-Affiliated · Boutique (under $100M) | $600K | 8 | 8 | 1 | 03/30/2023 | ☆ |
| 29076 | Prosophia Advisors, Llc CRD 328819 | Darien, CT | Wealth Manager · Boutique (under $100M) | $600K | 2 | 2 | 05/28/2026 | ☆ | |
| 29077 | Smith, Karyn CRD 321738 | Normal, IL | Insurance-Affiliated · Boutique (under $100M) | $600K | 2 | 2 | 1 | 03/27/2026 | ☆ |
| 29078 | Hoffman Capital Management, Llc CRD 295499 | Wealth Manager · Boutique (under $100M) | $597K | 7 | 10 | 1 | 04/08/2026 | ☆ | |
| 29079 | Aurea Investments Llc CRD 336580 | Milwaukee, WI | Wealth Manager · Boutique (under $100M) | $596K | 0 | 6 | 1 | 09/14/2026 | ☆ |
| 29080 | Jd Haggar Financial Llc CRD 329083 | Wealth Manager · Boutique (under $100M) | $595K | 3 | 3 | 1 | 06/05/2026 | ☆ | |
| 29081 | Timberlink Llc CRD 170067 | Johns Creek, GA | Institutional / Pension Advisor · Boutique (under $100M) | $594K | 1 | 2 | 01/16/2026 | ☆ | |
| 29082 | Damian Capital Management, Llc CRD 127105 | Wealth Manager · Boutique (under $100M) | $590K | 15 | 15 | 1 | 01/21/2026 | ☆ | |
| 29083 | Sensible Financial Solutions, Llc CRD 287486 | Kalkaska, MI | Wealth Manager · Boutique (under $100M) | $585K | 3 | 3 | 1 | 01/20/2026 | ☆ |
| 29084 | Throckmorton Advisors, Llc CRD 334589 | Wealth Manager · Boutique (under $100M) | $584K | 1 | 2 | 03/10/2026 | ☆ | ||
| 29085 | Longitude Financial Planning, Llc CRD 330023 | Wealth Manager · Boutique (under $100M) | $582K | 14 | 12 | 1 | 07/22/2026 | ☆ | |
| 29086 | Simaan Investment Management, L.L.C. CRD 289547 | Wealth Manager · Boutique (under $100M) | $582K | 8 | 1 | 03/09/2026 | ☆ | ||
| 29087 | Angel Light Capital Corp. CRD 332254 | Wealth Manager · Boutique (under $100M) | $582K | 2 | 5 | 1 | 01/02/2026 | ☆ | |
| 29088 | Theodore Charles Earle CRD 116672 | Wealth Manager · Boutique (under $100M) | $580K | 1 | 1 | 05/22/2023 | ☆ | ||
| 29089 | Asys Risk Group, Llc CRD 339329 | Insurance-Affiliated · Boutique (under $100M) | $580K | 2 | 2 | 1 | 09/15/2026 | ☆ | |
| 29090 | Budge, David M. CRD 147046 | Wealth Manager · Boutique (under $100M) | $580K | 5 | 7 | 1 | 01/02/2026 | ☆ | |
| 29091 | Third Day Capital, Inc. CRD 148686 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $579K | 4 | 5 | 1 | 03/27/2026 | ☆ |
| 29092 | B.G. Kaserman & Associates L.L.C. CRD 334031 | Wealth Manager · Boutique (under $100M) | $574K | 6 | 2 | 05/13/2026 | ☆ | ||
| 29093 | One Stop Advisor Llc CRD 321998 | Insurance-Affiliated · Boutique (under $100M) | $574K | 9 | 24 | 1 | 03/11/2026 | ☆ | |
| 29094 | Lions Financial Advisory CRD 309032 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $571K | 14 | 19 | 1 | 03/09/2026 | ☆ |
| 29095 | Kelly Investment Management, Llc CRD 322335 | Wealth Manager · Boutique (under $100M) | $571K | 3 | 8 | 1 | 05/06/2026 | ☆ | |
| 29096 | Kubence Llc CRD 336461 | Wealth Manager · Boutique (under $100M) | $570K | 1 | 1 | 2 | 03/31/2026 | ☆ | |
| 29097 | Pivot Capital Management, Llc CRD 334969 | Insurance-Affiliated · Boutique (under $100M) | $569K | 3 | 1 | 04/02/2026 | ☆ | ||
| 29098 | Precision Vector Financial, L.L.C. CRD 321189 | Wealth Manager · Boutique (under $100M) | $569K | 7 | 7 | 1 | 03/31/2026 | ☆ | |
| 29099 | Nisonoff & Quadrel Investment Management Llc CRD 328905 | East Brunswick, NJ | Insurance-Affiliated · Boutique (under $100M) | $569K | 9 | 9 | 1 | 03/30/2026 | ☆ |
| 29100 | Chinea Wealth Management Llc CRD 331477 | Guaynabo, PR | Wealth Manager · Boutique (under $100M) | $568K | 2 | 4 | 1 | 09/29/2026 | ☆ |