Investment advisers
44,659 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 29051 | Valley Financial Management, Inc. CRD 105387 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $473K | 124 | 129 | 124 | 02/05/2026 | ☆ |
| 29052 | Cedar Grove Capital Management Llc CRD 339243 | Wealth Manager · Boutique (under $100M) | $472K | 5 | 5 | 1 | 08/04/2026 | ☆ | |
| 29053 | Avant Garde Capital, Llc CRD 154529 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $472K | 11 | 11 | 3 | 06/08/2026 | ☆ |
| 29054 | Park 10 Financial Llc CRD 226717 | Houston, TX | Wealth Manager · Boutique (under $100M) | $468K | 5 | 6 | 1 | 03/27/2025 | ☆ |
| 29055 | Agentech Equities, Llc CRD 338997 | Wealth Manager · Boutique (under $100M) | $466K | 2 | 3 | 1 | 03/27/2026 | ☆ | |
| 29056 | Mcj Capital Partners Llc CRD 310067 | Wealth Manager · Boutique (under $100M) | $465K | 7 | 1 | 02/20/2026 | ☆ | ||
| 29057 | Yackee Potempa Smalley Llc CRD 331073 | Fort Wayne, IN | Wealth Manager · Boutique (under $100M) | $463K | 5 | 6 | 2 | 02/18/2026 | ☆ |
| 29058 | Reeves Iii, Jarvis M. CRD 307264 | Arcadia, CA | Insurance-Affiliated · Boutique (under $100M) | $462K | 5 | 5 | 1 | 06/15/2026 | ☆ |
| 29059 | Gbs Wealth Management, Llc CRD 335904 | Miramar, FL | Wealth Manager · Boutique (under $100M) | $462K | 1 | 2 | 1 | 02/13/2026 | ☆ |
| 29060 | Valuefirst Planning Llc CRD 337921 | Wealth Manager · Boutique (under $100M) | $460K | 5 | 5 | 1 | 02/03/2026 | ☆ | |
| 29061 | Ortman Finances, Llc CRD 331714 | Wealth Manager · Boutique (under $100M) | $459K | 24 | 29 | 1 | 03/11/2026 | ☆ | |
| 29062 | Hhl Wealth Advisors Inc. CRD 327649 | Flushing, NY | Wealth Manager · Boutique (under $100M) | $459K | 26 | 26 | 2 | 05/11/2026 | ☆ |
| 29063 | Tonjes Finance Llc CRD 338154 | Findlay, OH | Wealth Manager · Boutique (under $100M) | $457K | 7 | 2 | 05/15/2026 | ☆ | |
| 29064 | Zihuitrading Llc CRD 160831 | Wealth Manager · Boutique (under $100M) | $455K | 4 | 4 | 1 | 03/28/2025 | ☆ | |
| 29065 | Kempthorne Analytics, Inc CRD 142754 | Wealth Manager · Boutique (under $100M) | $452K | 3 | 1 | 02/01/2026 | ☆ | ||
| 29066 | Vox Financial Planning Llc CRD 313203 | Wealth Manager · Boutique (under $100M) | $452K | 6 | 11 | 1 | 03/05/2026 | ☆ | |
| 29067 | Aviles Capital Management Llc CRD 174244 | Wealth Manager · Boutique (under $100M) | $451K | 11 | 18 | 1 | 02/10/2026 | ☆ | |
| 29068 | Adaptive Advisers, Llc CRD 318716 | Boston, MA | Wealth Manager · Boutique (under $100M) | $450K | 2 | 2 | 3 | 02/07/2026 | ☆ |
| 29069 | First Security Capital, Llc CRD 289728 | Insurance-Affiliated · Boutique (under $100M) | $450K | 3 | 1 | 06/05/2025 | ☆ | ||
| 29070 | Garrett Investment Advisory Services, Llc CRD 287555 | Insurance-Affiliated · Boutique (under $100M) | $450K | 3 | 0 | 09/22/2025 | ☆ | ||
| 29071 | Predmore Advisors Llc CRD 317215 | Rochester Hills, MI | Wealth Manager · Boutique (under $100M) | $450K | 1 | 1 | 12/19/2025 | ☆ | |
| 29072 | Qtr Capital Management Llc CRD 309906 | Wealth Manager · Boutique (under $100M) | $450K | 7 | 7 | 1 | 07/27/2026 | ☆ | |
| 29073 | Hyvorian Financial Llc CRD 339194 | Garland, TX | Wealth Manager · Boutique (under $100M) | $448K | 10 | 10 | 1 | 07/06/2026 | ☆ |
| 29074 | Bell Financial Planning, Llc CRD 309065 | Wealth Manager · Boutique (under $100M) | $447K | 12 | 1 | 01/26/2023 | ☆ | ||
| 29075 | Parker Prescott Capital Management, Llc CRD 290862 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $447K | 3 | 7 | 1 | 01/14/2026 | ☆ |
| 29076 | Storybook Financial Llc CRD 305117 | Wealth Manager · Boutique (under $100M) | $444K | 19 | 20 | 1 | 04/20/2023 | ☆ | |
| 29077 | Impactful Business Solutions, Llc CRD 306976 | Insurance-Affiliated · Boutique (under $100M) | $443K | 20 | 20 | 1 | 04/01/2026 | ☆ | |
| 29078 | Liquidifi Llc CRD 323922 | Wealth Manager · Boutique (under $100M) | $442K | 10 | 7 | 1 | 03/02/2026 | ☆ | |
| 29079 | Global Investment Capital Llc CRD 316134 | West Hills, CA | Wealth Manager · Boutique (under $100M) | $441K | 16 | 16 | 1 | 03/19/2026 | ☆ |
| 29080 | Sa Financial Solutions, Llc CRD 157790 | San Antonio, TX | Insurance-Affiliated · Boutique (under $100M) | $438K | 3 | 3 | 2 | 02/24/2026 | ☆ |
| 29081 | Live And Give Financial Llc CRD 328352 | Wealth Manager · Boutique (under $100M) | $438K | 20 | 10 | 1 | 03/31/2026 | ☆ | |
| 29082 | Financial Engineering Llc CRD 308314 | Insurance-Affiliated · Boutique (under $100M) | $437K | 4 | 7 | 1 | 03/30/2026 | ☆ | |
| 29083 | Jazurek & Co Llc CRD 289938 | Ridgewood, NY | Wealth Manager · Boutique (under $100M) | $436K | 27 | 27 | 1 | 03/30/2026 | ☆ |
| 29084 | Lloyd Tevis Investments, Llc CRD 323061 | Lafayette, CA | Wealth Manager · Boutique (under $100M) | $435K | 12 | 12 | 4 | 03/06/2026 | ☆ |
| 29085 | Pinnacle Advisors Llc CRD 107275 | East Syracuse, NY | Private Fund Manager · Boutique (under $100M) | $433K | 2 | 1 | 2 | 03/26/2026 | ☆ |
| 29086 | Tresco Financial, Llc CRD 291722 | Las Vegas, NV | Insurance-Affiliated · Boutique (under $100M) | $432K | 6 | 7 | 1 | 04/07/2026 | ☆ |
| 29087 | Sound Investment Advice, Llc CRD 311872 | Issaquah, WA | Wealth Manager · Boutique (under $100M) | $429K | 8 | 8 | 1 | 02/02/2026 | ☆ |
| 29088 | Panther Asset Management, Inc. CRD 126868 | Wealth Manager · Boutique (under $100M) | $425K | 8 | 8 | 1 | 05/14/2026 | ☆ | |
| 29089 | Tennext Llc CRD 337549 | Wealth Manager · Boutique (under $100M) | $424K | 0 | 11 | 1 | 03/27/2026 | ☆ | |
| 29090 | Landcasted Capital Management Llc CRD 333803 | Waconia, MN | Wealth Manager · Boutique (under $100M) | $423K | 1 | 9 | 1 | 03/31/2026 | ☆ |
| 29091 | Comus Investment, Llc CRD 285941 | Wealth Manager · Boutique (under $100M) | $420K | 4 | 1 | 04/10/2026 | ☆ | ||
| 29092 | Erlang101 Capital Management Llc CRD 172532 | Fishers, IN | Wealth Manager · Boutique (under $100M) | $420K | 3 | 1 | 1 | 01/15/2026 | ☆ |
| 29093 | In Christ Asset Management, Llc CRD 333883 | Plano, TX | Wealth Manager · Boutique (under $100M) | $420K | 6 | 23 | 1 | 06/22/2026 | ☆ |
| 29094 | Propolis Capital Management, Llc CRD 135574 | Steamboat Springs, CO | Private Fund Manager · Boutique (under $100M) | $416K | 1 | 1 | 2 | 03/20/2026 | ☆ |
| 29095 | Xd Fund Advisor Llc CRD 328236 | East Longmeadow, MA | Mutual Fund / Asset Manager · Boutique (under $100M) | $415K | 1 | 1 | 2 | 06/17/2026 | ☆ |
| 29096 | Abundant Capital Strategies Llc CRD 283712 | Wealth Manager · Boutique (under $100M) | $415K | 7 | 9 | 1 | 03/20/2026 | ☆ | |
| 29097 | Bush Capital Management, Llc CRD 297742 | Wealth Manager · Boutique (under $100M) | $413K | 2 | 4 | 1 | 03/30/2024 | ☆ | |
| 29098 | Nine Gems Investment Management CRD 311148 | Wealth Manager · Boutique (under $100M) | $411K | 2 | 1 | 06/01/2026 | ☆ | ||
| 29099 | Arkhe Wealth Management Llc CRD 337491 | Miami, FL | Wealth Manager · Boutique (under $100M) | $410K | 11 | 12 | 1 | 01/13/2026 | ☆ |
| 29100 | Paladin Wealth Management, Llc CRD 324427 | Wealth Manager · Boutique (under $100M) | $410K | 8 | 8 | 1 | 03/31/2026 | ☆ |