ER
Empire Retirement Plans, Llc
State-registered
Institutional / Pension Advisor · Boutique (under $100M)
CRD 334783
· Utica, NY
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ADV data as of Mar 17, 2026
- Regulatory AUM
- $712K
- Discretionary
- $0
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 1
- Employees
- 8
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | Fewer than 5 clients | $712K | 100.0% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Amy Louise Mielnicki | Registered representative | Mar 2025 (1y) | ||
| David B Hamlin | Registered representative | CFP | Mar 2025 (1y) | |
| Gregory Bruce Mclean | Registered representative | Mar 2025 (1y) | ||
| Kevin W Conway | Registered representative | Mar 2025 (1y) | ||
| Laurie Ann Schoen | Registered representative | Mar 2025 (1y) | ||
| Rhianna Marie Arcuri | Registered representative | Mar 2025 (1y) | ||
| Sarah Anne Militano | Registered representative | Mar 2025 (1y) | ||
| Stephen Louis Caruso | Registered representative | Mar 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Pension consulting services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗