Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24401 | Miller, Michael Jon CRD 132444 | Wealth Manager · Boutique (under $100M) | $14.3M | 42 | 54 | 1 | 06/17/2026 | ☆ | |
| 24402 | Tranquil Asset Management Llc CRD 332804 | Wealth Manager · Boutique (under $100M) | $14.3M | 5 | 17 | 1 | 03/13/2026 | ☆ | |
| 24403 | Starkel Wealth Advisors, Llc CRD 326311 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $14.3M | 99 | 162 | 1 | 04/16/2026 | ☆ |
| 24404 | Einstok Wealth Management Llc CRD 326527 | Wealth Manager · Boutique (under $100M) | $14.3M | 41 | 70 | 1 | 04/17/2026 | ☆ | |
| 24405 | Melchior Investments Llc CRD 168543 | Wealth Manager · Boutique (under $100M) | $14.3M | 10 | 10 | 1 | 08/21/2025 | ☆ | |
| 24406 | Gd Investment Advisers Llc CRD 173953 | Wealth Manager · Boutique (under $100M) | $14.3M | 8 | 7 | 1 | 03/19/2026 | ☆ | |
| 24407 | Wisdom Investment Strategies, Llc CRD 284236 | Wealth Manager · Boutique (under $100M) | $14.3M | 13 | 30 | 2 | 03/27/2026 | ☆ | |
| 24408 | Wilson Investment Services, Llc CRD 171157 | Wealth Manager · Boutique (under $100M) | $14.3M | 28 | 43 | 1 | 02/23/2026 | ☆ | |
| 24409 | Hood Financial, Llc CRD 301471 | Insurance-Affiliated · Boutique (under $100M) | $14.3M | 44 | 62 | 2 | 03/24/2026 | ☆ | |
| 24410 | Aegis Investment Management, Llc CRD 300985 | Red Wing, MN | Insurance-Affiliated · Boutique (under $100M) | $14.3M | 26 | 55 | 1 | 03/16/2026 | ☆ |
| 24411 | Ginkgo Global Limited CRD 286631 | Shanghai | Private Fund Manager · Boutique (under $100M) | $14.3M | 2 | 2 | 10 | 03/16/2026 | ☆ |
| 24412 | Lexington Financial Advisors, Llc CRD 289164 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $14.3M | 217 | 266 | 3 | 03/19/2026 | ☆ |
| 24413 | Zafiro International Llc CRD 331335 | Wealth Manager · Boutique (under $100M) | $14.3M | 61 | 61 | 1 | 09/10/2026 | ☆ | |
| 24414 | Lifetime Financial Advisors, Llc CRD 134561 | Wooster, OH | Wealth Manager · Boutique (under $100M) | $14.3M | 20 | 2 | 01/27/2026 | ☆ | |
| 24415 | Gault, Barbara Stewart CRD 128433 | Wealth Manager · Boutique (under $100M) | $14.2M | 13 | 33 | 1 | 03/30/2026 | ☆ | |
| 24416 | Texas Registered Financial Consultants, Pllc CRD 160090 | Beaumont, TX | Wealth Manager · Boutique (under $100M) | $14.2M | 122 | 122 | 3 | 07/24/2026 | ☆ |
| 24417 | Private Wealth Group, Llc CRD 328326 | Nashville, TN | Wealth Manager · Boutique (under $100M) | $14.2M | 79 | 168 | 1 | 09/20/2026 | ☆ |
| 24418 | Holistic Finance Llc CRD 335108 | Insurance-Affiliated · Boutique (under $100M) | $14.2M | 265 | 693 | 4 | 09/08/2026 | ☆ | |
| 24419 | Stag Rock Llc CRD 300202 | Wealth Manager · Boutique (under $100M) | $14.2M | 26 | 63 | 1 | 04/16/2026 | ☆ | |
| 24420 | Oregon Financial Products & Services, Llc CRD 155852 | Portland, OR | Insurance-Affiliated · Boutique (under $100M) | $14.2M | 75 | 75 | 1 | 08/01/2025 | ☆ |
| 24421 | Klahanie Investment Llc CRD 293070 | Private Fund Manager · Boutique (under $100M) | $14.2M | 16 | 19 | 1 | 05/01/2026 | ☆ | |
| 24422 | Strategic Wealth Partners, Llc CRD 156670 | Insurance-Affiliated · Boutique (under $100M) | $14.2M | 52 | 52 | 1 | 03/30/2026 | ☆ | |
| 24423 | The Mcgriff Alliance, Inc. CRD 131477 | Birmingham, AL | Insurance-Affiliated · Boutique (under $100M) | $14.2M | 45 | 25 | 42,888,630 | 09/29/2026 | ☆ |
| 24424 | Wealth Management Services,Llc CRD 122913 | Springfield, IL | Wealth Manager · Boutique (under $100M) | $14.2M | 36 | 36 | 2 | 10/30/2024 | ☆ |
| 24425 | Adaptive Financial Design Llc CRD 326822 | Wealth Manager · Boutique (under $100M) | $14.2M | 34 | 104 | 1 | 04/27/2026 | ☆ | |
| 24426 | Lone Peak Capital Management, Llc CRD 284298 | Lehi, UT | Wealth Manager · Boutique (under $100M) | $14.2M | 23 | 42 | 1 | 07/06/2026 | ☆ |
| 24427 | Mr Advisors, Llc CRD 155796 | Wealth Manager · Boutique (under $100M) | $14.2M | 9 | 1 | 03/27/2026 | ☆ | ||
| 24428 | Omelina Group Wealth Management Inc. CRD 169334 | Wealth Manager · Boutique (under $100M) | $14.2M | 10 | 10 | 1 | 07/13/2026 | ☆ | |
| 24429 | Scipio Financial Llc CRD 334402 | Summerville, SC | Wealth Manager · Boutique (under $100M) | $14.2M | 171 | 183 | 3 | 05/08/2026 | ☆ |
| 24430 | Prime Solutions Financial Services Corp. CRD 120499 | Wealth Manager · Boutique (under $100M) | $14.2M | 29 | 46 | 3 | 03/24/2026 | ☆ | |
| 24431 | Vardon Capital, L.L.C. CRD 285489 | Private Fund Manager · Boutique (under $100M) | $14.2M | 2 | 2 | 3 | 03/20/2026 | ☆ | |
| 24432 | Ksq Financial Services Llc CRD 333285 | Wealth Manager · Boutique (under $100M) | $14.2M | 24 | 45 | 1 | 03/09/2026 | ☆ | |
| 24433 | Fidare Wealth Solutions Llc CRD 331122 | New York, NY | Wealth Manager · Boutique (under $100M) | $14.2M | 26 | 37 | 3 | 05/14/2026 | ☆ |
| 24434 | Century Financial Services Llc CRD 328164 | Longboat Key, FL | Wealth Manager · Boutique (under $100M) | $14.2M | 64 | 106 | 2 | 03/19/2026 | ☆ |
| 24435 | Starboard Wealth Management, Llc CRD 307253 | Wealth Manager · Boutique (under $100M) | $14.2M | 39 | 39 | 1 | 01/31/2025 | ☆ | |
| 24436 | Northeast Equity Research Inc. CRD 154083 | Insurance-Affiliated · Boutique (under $100M) | $14.2M | 100 | 100 | 1 | 03/31/2026 | ☆ | |
| 24437 | Magnum Financial Llc CRD 152081 | Insurance-Affiliated · Boutique (under $100M) | $14.1M | 50 | 103 | 1 | 03/16/2026 | ☆ | |
| 24438 | Sycomore Financial Llc CRD 287543 | Wealth Manager · Boutique (under $100M) | $14.1M | 50 | 180 | 1 | 02/11/2026 | ☆ | |
| 24439 | Polaris Investment Partners, Inc CRD 106711 | Mount Pleasant, SC | Wealth Manager · Boutique (under $100M) | $14.1M | 23 | 23 | 1 | 03/11/2026 | ☆ |
| 24440 | Orchestral Financial Group Inc. CRD 144346 | Amherst, NY | Wealth Manager · Boutique (under $100M) | $14.1M | 88 | 161 | 2 | 04/08/2026 | ☆ |
| 24441 | Svn Capital, Llc CRD 297005 | Private Fund Manager · Boutique (under $100M) | $14.1M | 7 | 8 | 1 | 03/05/2026 | ☆ | |
| 24442 | Etch Financial Llc CRD 327021 | Pittsburgh, PA | Wealth Manager · Boutique (under $100M) | $14.1M | 45 | 45 | 2 | 09/26/2026 | ☆ |
| 24443 | Zen Financial Planning, Llc CRD 323165 | York, ME | Wealth Manager · Boutique (under $100M) | $14.1M | 22 | 48 | 1 | 08/03/2026 | ☆ |
| 24444 | Hosseini Nejad Mohammad CRD 129026 | Wealth Manager · Boutique (under $100M) | $14.1M | 23 | 28 | 1 | 03/20/2026 | ☆ | |
| 24445 | Jabez Financial, Llc CRD 292819 | Uncasville, CT | Insurance-Affiliated · Boutique (under $100M) | $14.1M | 117 | 175 | 3 | 02/26/2026 | ☆ |
| 24446 | Guidici Wealth Management Llc CRD 330832 | Warwick, RI | Insurance-Affiliated · Boutique (under $100M) | $14.1M | 64 | 92 | 2 | 08/10/2026 | ☆ |
| 24447 | Btv Capital Llc CRD 170290 | Wealth Manager · Boutique (under $100M) | $14.1M | 8 | 8 | 1 | 03/30/2026 | ☆ | |
| 24448 | Dbm Planning, Llc CRD 328758 | Wealth Manager · Boutique (under $100M) | $14.1M | 15 | 38 | 1 | 02/18/2026 | ☆ | |
| 24449 | Financial Planning Partners, Inc. CRD 126483 | Wealth Manager · Boutique (under $100M) | $14.1M | 8 | 8 | 1 | 03/31/2026 | ☆ | |
| 24450 | Quantitative Solutions, Llc CRD 159493 | Wealth Manager · Boutique (under $100M) | $14.1M | 7 | 26 | 1 | 03/11/2026 | ☆ |