Polaris Investment Partners, Inc
- Regulatory AUM
- $14.1M
- Discretionary
- $14.1M
- Clients
- 23
- Avg AUM / client
- $614K
- Accounts
- 23
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 23 | $14.1M | 100.0% |
Private funds (7)
Reported in Form ADV Section 7.B.(1), filing of Sep 2018 · $35.4M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Polaris Masters Multi Strategy Fund #1 Llc | Hedge Fund | Delaware | $17.4M | 1 |
| Polaris Aggressive Technology Trader Fund #1 Llc | Hedge Fund | Delaware | $5.7M | 15 |
| Polaris Prime Small Cap Value Lp | Hedge Fund | Delaware | $3.8M | 20 |
| Polaris Group Trust Core Managers Fund | Hedge Fund | Texas | $3.6M | 13 |
| Polaris Group Trust Strategic Asset Allocation Fund | Hedge Fund | Texas | $3.1M | 11 |
| Polaris Technology Managers Fund #1 Llc | Hedge Fund | Delaware | $997K | 5 |
| Polaris Merger Arb Fund Llc | Hedge Fund | Delaware | $795K | 4 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Cleveland Pernell | President & Chief Compliance Officer | Dec 1990 (36y) | 75% or more | |
| Main, Dallas, Jane | Vice President & Compliance Administrator | Mar 1995 (31y) | Less than 5% | |
| Hunter, Robert, Wayne | Vice President & Funds Controller | Aug 2004 (22y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (7, $35.4M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Polaris Masters Multi Strategy Fund #1 Llc | Hedge Fund | $17.4M | $100K | 1 |
| Polaris Aggressive Technology Trader Fund #1 Llc | Hedge Fund | $5.7M | $50.0K | 15 |
| Polaris Prime Small Cap Value Lp | Hedge Fund | $3.8M | $20.0K | 20 |
| Polaris Group Trust Core Managers Fund | Hedge Fund | $3.6M | $250K | 13 |
| Polaris Group Trust Strategic Asset Allocation Fund | Hedge Fund | $3.1M | $250K | 11 |
| Polaris Technology Managers Fund #1 Llc | Hedge Fund | $997K | $100K | 5 |
| Polaris Merger Arb Fund Llc | Hedge Fund | $795K | $100K | 4 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 2.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Rj Obrien Associates Llc $447K (3% of AUM) Mar 2026
- Charles Schwab & Co. $228K (2% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗