Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24351 | Compass Capital Investments Llc CRD 291911 | Fincastle, VA | Wealth Manager · Boutique (under $100M) | $14.6M | 138 | 151 | 3 | 02/26/2026 | ☆ |
| 24352 | House Capital Advisors, Llc CRD 289898 | Wealth Manager · Boutique (under $100M) | $14.6M | 10 | 18 | 1 | 03/10/2026 | ☆ | |
| 24353 | Nextwave Advisors, Llc CRD 308432 | Wealth Manager · Boutique (under $100M) | $14.6M | 41 | 88 | 1 | 10/16/2023 | ☆ | |
| 24354 | Royalty Wealth Management, Inc. CRD 174534 | Wealth Manager · Boutique (under $100M) | $14.5M | 13 | 19 | 2 | 02/06/2026 | ☆ | |
| 24355 | Kaylin Dillon Financial Planning Llc CRD 313944 | Lawrence, KS | Wealth Manager · Boutique (under $100M) | $14.5M | 34 | 106 | 1 | 03/06/2026 | ☆ |
| 24356 | Arboretum Investment Advisors, Llc CRD 285753 | Portsmouth, NH | Private Fund Manager · Boutique (under $100M) | $14.5M | 2 | 2 | 5 | 03/31/2026 | ☆ |
| 24357 | Stafford Financial, Llc CRD 295502 | Wealth Manager · Boutique (under $100M) | $14.5M | 21 | 21 | 1 | 04/03/2026 | ☆ | |
| 24358 | Eamon Capital Management, Llc CRD 309470 | Wexford, PA | Wealth Manager · Boutique (under $100M) | $14.5M | 62 | 60 | 4 | 02/25/2026 | ☆ |
| 24359 | Cornerstone Financial Planning, Llc CRD 324007 | Wealth Manager · Boutique (under $100M) | $14.5M | 23 | 72 | 1 | 09/02/2026 | ☆ | |
| 24360 | Docsfp Llc CRD 318460 | Wealth Manager · Boutique (under $100M) | $14.5M | 33 | 45 | 1 | 03/05/2026 | ☆ | |
| 24361 | Upslope Capital Management, Llc CRD 288497 | Private Fund Manager · Boutique (under $100M) | $14.5M | 1 | 6 | 1 | 04/22/2026 | ☆ | |
| 24362 | Fulton Investment Advisers, Inc. CRD 110989 | Wauwatosa, WI | Wealth Manager · Boutique (under $100M) | $14.5M | 4 | 4 | 1 | 04/27/2026 | ☆ |
| 24363 | Guardian Investment Management, Llc CRD 330612 | St. Louis, MO | Insurance-Affiliated · Boutique (under $100M) | $14.5M | 100 | 165 | 5 | 02/10/2026 | ☆ |
| 24364 | Joshi Capital Management, Llc CRD 305116 | Wealth Manager · Boutique (under $100M) | $14.5M | 59 | 152 | 1 | 01/15/2026 | ☆ | |
| 24365 | Maverick Value, Llc CRD 172985 | Wealth Manager · Boutique (under $100M) | $14.5M | 8 | 8 | 1 | 03/28/2026 | ☆ | |
| 24366 | Pacific Canyon Investments Llc CRD 331320 | Wealth Manager · Boutique (under $100M) | $14.5M | 77 | 77 | 2 | 03/30/2026 | ☆ | |
| 24367 | Blue Castle Wealth, Llc CRD 320724 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $14.5M | 13 | 39 | 1 | 03/11/2026 | ☆ |
| 24368 | Delagify Financial, Llc CRD 317223 | Wealth Manager · Boutique (under $100M) | $14.5M | 49 | 98 | 3 | 03/31/2026 | ☆ | |
| 24369 | Adage Investment Advisors, L.L.C. CRD 169477 | Wealth Manager · Boutique (under $100M) | $14.5M | 6 | 13 | 1 | 01/06/2026 | ☆ | |
| 24370 | Layline Asset Management Inc CRD 172018 | Wealth Manager · Boutique (under $100M) | $14.5M | 33 | 78 | 1 | 03/28/2026 | ☆ | |
| 24371 | Tuggle & Russell, L.L.C. CRD 124177 | Richardson, TX | Wealth Manager · Boutique (under $100M) | $14.4M | 41 | 106 | 1 | 09/01/2026 | ☆ |
| 24372 | Latticework Capital, Llc CRD 171043 | Private Fund Manager · Boutique (under $100M) | $14.4M | 1 | 1 | 1 | 03/10/2026 | ☆ | |
| 24373 | Shannon Investment Management Llc CRD 174100 | Wealth Manager · Boutique (under $100M) | $14.4M | 15 | 23 | 1 | 03/16/2026 | ☆ | |
| 24374 | Msm Financial, Llc CRD 298606 | Minneapolis, MN | Wealth Manager · Boutique (under $100M) | $14.4M | 16 | 31 | 1 | 03/16/2026 | ☆ |
| 24375 | Fwg Investment Management, Llc CRD 322394 | Winter Park, FL | Private Fund Manager · Boutique (under $100M) | $14.4M | 1 | 1 | 2 | 03/30/2026 | ☆ |
| 24376 | Vision Casting Financial Planning, Llc CRD 313535 | Spokane, WA | Wealth Manager · Boutique (under $100M) | $14.4M | 22 | 129 | 1 | 07/10/2026 | ☆ |
| 24377 | The Focus Group Advisors, Llc CRD 117845 | Wealth Manager · Boutique (under $100M) | $14.4M | 34 | 46 | 1 | 10/05/2026 | ☆ | |
| 24378 | Mountain Flower Investments & Planning, Llc CRD 305469 | Wealth Manager · Boutique (under $100M) | $14.4M | 16 | 58 | 0 | 04/29/2026 | ☆ | |
| 24379 | Gorham Wealth Management, Llc CRD 159606 | Golden, CO | Wealth Manager · Boutique (under $100M) | $14.4M | 20 | 25 | 1 | 03/24/2026 | ☆ |
| 24380 | Proverbi Capital Advisors, Llc CRD 316555 | Melbourne, FL | Wealth Manager · Boutique (under $100M) | $14.4M | 110 | 148 | 5 | 06/30/2026 | ☆ |
| 24381 | Todorow Capital Partners Llc CRD 314551 | Wealth Manager · Boutique (under $100M) | $14.4M | 14 | 21 | 1 | 02/26/2026 | ☆ | |
| 24382 | Three Main Points Llc CRD 325191 | Wealth Manager · Boutique (under $100M) | $14.4M | 28 | 48 | 1 | 06/12/2026 | ☆ | |
| 24383 | Collins Advisors Fund Management, Llc CRD 318753 | Wealth Manager · Boutique (under $100M) | $14.4M | 20 | 21 | 1 | 01/21/2026 | ☆ | |
| 24384 | Access Financial Planning, Llc CRD 291360 | Newburyport, MA | Wealth Manager · Boutique (under $100M) | $14.4M | 7 | 19 | 1 | 10/09/2026 | ☆ |
| 24385 | Fortress Capital Advisors Llc CRD 323182 | Wealth Manager · Boutique (under $100M) | $14.4M | 18 | 62 | 1 | 02/13/2026 | ☆ | |
| 24386 | Vanterra Capital Gp, Llc CRD 291468 | New York, NY | Private Fund Manager · Boutique (under $100M) | $14.4M | 3 | 3 | 1 | 03/24/2026 | ☆ |
| 24387 | Capital Advisors Wealth Management, Llc CRD 157460 | Wealth Manager · Boutique (under $100M) | $14.4M | 57 | 87 | 2 | 04/12/2026 | ☆ | |
| 24388 | Cor3 Investment Partners, Llc CRD 323536 | Wealth Manager · Boutique (under $100M) | $14.4M | 12 | 22 | 3 | 09/29/2026 | ☆ | |
| 24389 | Networth Literacy, Inc CRD 326911 | Mexico City | Wealth Manager · Boutique (under $100M) | $14.4M | 220 | 220 | 2 | 08/25/2026 | ☆ |
| 24390 | Simaris, Llc CRD 300386 | Wealth Manager · Boutique (under $100M) | $14.4M | 17 | 76 | 1 | 03/05/2026 | ☆ | |
| 24391 | William Murray Ruffell CRD 134169 | Wealth Manager · Boutique (under $100M) | $14.4M | 9 | 41 | 1 | 05/05/2026 | ☆ | |
| 24392 | Mayflower Capital Llc CRD 170500 | Insurance-Affiliated · Boutique (under $100M) | $14.3M | 32 | 34 | 1 | 03/29/2023 | ☆ | |
| 24393 | Different Investments, Llc CRD 301962 | Ashburn, VA | Wealth Manager · Boutique (under $100M) | $14.3M | 32 | 70 | 1 | 01/29/2026 | ☆ |
| 24394 | Philipp Capital Advisors Llc CRD 332817 | Wealth Manager · Boutique (under $100M) | $14.3M | 7 | 20 | 1 | 08/03/2026 | ☆ | |
| 24395 | Flegal Financial Planning Llc CRD 332810 | Wealth Manager · Boutique (under $100M) | $14.3M | 16 | 43 | 1 | 02/05/2026 | ☆ | |
| 24396 | Norton Barkley Asset Management,Llc CRD 113977 | Wealth Manager · Boutique (under $100M) | $14.3M | 9 | 24 | 1 | 03/24/2026 | ☆ | |
| 24397 | Blue Slate Investment Management, Llc CRD 332847 | Burlington, VT | Wealth Manager · Boutique (under $100M) | $14.3M | 23 | 50 | 1 | 08/26/2026 | ☆ |
| 24398 | Fqi Capital Management Llc CRD 298931 | Wealth Manager · Boutique (under $100M) | $14.3M | 78 | 117 | 2 | 09/03/2026 | ☆ | |
| 24399 | 10 X10 Y Llc CRD 315871 | Wealth Manager · Boutique (under $100M) | $14.3M | 7 | 12 | 1 | 01/06/2026 | ☆ | |
| 24400 | Sagewater Wealth Management Llc CRD 332662 | Beverly Hills, CA | Wealth Manager · Boutique (under $100M) | $14.3M | 10 | 13 | 2 | 05/18/2026 | ☆ |