Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24451 | Goodrich Financial Group, Llc CRD 139958 | Escondido, CA | Wealth Manager · Boutique (under $100M) | $14.1M | 11 | 29 | 2 | 03/10/2026 | ☆ |
| 24452 | Grove Wealth Management, Llc CRD 281917 | Miami, FL | Wealth Manager · Boutique (under $100M) | $14.1M | 31 | 36 | 1 | 02/11/2026 | ☆ |
| 24453 | Attainment Asset Management Llc CRD 316499 | Insurance-Affiliated · Boutique (under $100M) | $14.1M | 30 | 47 | 1 | 02/17/2026 | ☆ | |
| 24454 | American Freedom Investments, Llc CRD 317335 | Wichita, KS | Insurance-Affiliated · Boutique (under $100M) | $14.1M | 73 | 112 | 1 | 03/03/2026 | ☆ |
| 24455 | Acsb Capital Management, Llc CRD 131651 | Wealth Manager · Boutique (under $100M) | $14.1M | 24 | 49 | 1 | 03/26/2026 | ☆ | |
| 24456 | Praesideo Management, Llc CRD 132293 | Ogden, UT | Private Fund Manager · Boutique (under $100M) | $14.1M | 2 | 2 | 0 | 03/20/2026 | ☆ |
| 24457 | Herzfeld Group Inc CRD 108552 | Largo, FL | Wealth Manager · Boutique (under $100M) | $14.0M | 76 | 76 | 1 | 05/27/2026 | ☆ |
| 24458 | Sona Financial, Llc CRD 281976 | Wealth Manager · Boutique (under $100M) | $14.0M | 22 | 56 | 1 | 03/18/2026 | ☆ | |
| 24459 | Personal Wealth Planning, Llc CRD 299390 | Hollywood, FL | Wealth Manager · Boutique (under $100M) | $14.0M | 30 | 95 | 1 | 01/07/2026 | ☆ |
| 24460 | Kidd Financial Planning, Llc. CRD 323502 | Livonia, MI | Wealth Manager · Boutique (under $100M) | $14.0M | 10 | 47 | 4 | 03/27/2026 | ☆ |
| 24461 | Long Run Financial, Ltd CRD 145077 | Wealth Manager · Boutique (under $100M) | $14.0M | 24 | 44 | 1 | 01/13/2026 | ☆ | |
| 24462 | Estuary Financial Llc CRD 285833 | Wealth Manager · Boutique (under $100M) | $14.0M | 7 | 1 | 03/04/2026 | ☆ | ||
| 24463 | Veridian Private Wealth Management Llc CRD 330270 | Warrenville, IL | Wealth Manager · Boutique (under $100M) | $14.0M | 9 | 9 | 1 | 03/24/2026 | ☆ |
| 24464 | Arlington Wealth Planning, Llc CRD 289946 | Wealth Manager · Boutique (under $100M) | $14.0M | 56 | 136 | 1 | 02/06/2026 | ☆ | |
| 24465 | New Shore Financial Llc CRD 301148 | Wrentham, MA | Wealth Manager · Boutique (under $100M) | $14.0M | 13 | 30 | 1 | 02/26/2026 | ☆ |
| 24466 | Ipic, Inc. CRD 116426 | Wealth Manager · Boutique (under $100M) | $14.0M | 75 | 75 | 1 | 03/13/2024 | ☆ | |
| 24467 | Arch William Spencer Iii CRD 115844 | Wealth Manager · Boutique (under $100M) | $14.0M | 14 | 14 | 1 | 03/10/2026 | ☆ | |
| 24468 | Aure Investments Llc CRD 330101 | Tampa, FL | Endowment & Foundation Advisor · Boutique (under $100M) | $14.0M | 10 | 10 | 1 | 02/04/2026 | ☆ |
| 24469 | Bcm Wealth Management, Llc. CRD 158749 | Wealth Manager · Boutique (under $100M) | $14.0M | 7 | 17 | 1 | 08/05/2026 | ☆ | |
| 24470 | Bunnen Financial Management Llc CRD 143148 | Wealth Manager · Boutique (under $100M) | $14.0M | 15 | 15 | 1 | 09/22/2022 | ☆ | |
| 24471 | Collaborative Financial Solutions Llc CRD 312627 | Brookline, MA | Insurance-Affiliated · Boutique (under $100M) | $14.0M | 33 | 90 | 1 | 03/27/2026 | ☆ |
| 24472 | Earlybird Central Inc. CRD 307201 | Wealth Manager · Boutique (under $100M) | $14.0M | 6,500 | 6,500 | 2 | 02/21/2025 | ☆ | |
| 24473 | Eddie Haggar Capital Mgt, Inc. CRD 116482 | Wealth Manager · Boutique (under $100M) | $14.0M | 5 | 5 | 1 | 07/27/2026 | ☆ | |
| 24474 | Hanna Financial And Tax Services CRD 133825 | Insurance-Affiliated · Boutique (under $100M) | $14.0M | 75 | 75 | 2 | 06/10/2025 | ☆ | |
| 24475 | Increase Consultants Llc CRD 289368 | Missouri City, TX | Wealth Manager · Boutique (under $100M) | $14.0M | 200 | 225 | 3 | 03/26/2026 | ☆ |
| 24476 | John Henry Management Company CRD 118900 | Insurance-Affiliated · Boutique (under $100M) | $14.0M | 14 | 14 | 1 | 04/15/2026 | ☆ | |
| 24477 | Klein Asset Management Llc CRD 136536 | Wealth Manager · Boutique (under $100M) | $14.0M | 29 | 37 | 1 | 01/27/2026 | ☆ | |
| 24478 | Maynard Financial Services, Llc CRD 141980 | Wealth Manager · Boutique (under $100M) | $14.0M | 63 | 83 | 1 | 03/03/2025 | ☆ | |
| 24479 | Olsen Family Financial, Llc CRD 282627 | Wealth Manager · Boutique (under $100M) | $14.0M | 46 | 199 | 3 | 03/31/2026 | ☆ | |
| 24480 | Premca Llc CRD 313444 | Private Fund Manager · Boutique (under $100M) | $14.0M | 1 | 4 | 1 | 06/14/2024 | ☆ | |
| 24481 | Row Management Inc. CRD 332345 | Brooklyn, NY | Wealth Manager · Boutique (under $100M) | $14.0M | 40 | 38 | 2 | 05/05/2026 | ☆ |
| 24482 | Schwarz Financial Services Llc CRD 117485 | Tysons, VA | Wealth Manager · Boutique (under $100M) | $14.0M | 70 | 68 | 1 | 11/25/2025 | ☆ |
| 24483 | The Faragi Group, Llc CRD 159936 | Forked River, NJ | Insurance-Affiliated · Boutique (under $100M) | $14.0M | 58 | 58 | 1 | 03/31/2025 | ☆ |
| 24484 | Tiercel Capital Texas Llc CRD 171921 | Houston, TX | Wealth Manager · Boutique (under $100M) | $14.0M | 21 | 30 | 2 | 03/10/2026 | ☆ |
| 24485 | Vaughan Investment Advisors, Llc CRD 152772 | Worthington, OH | Wealth Manager · Boutique (under $100M) | $14.0M | 21 | 28 | 1 | 03/27/2026 | ☆ |
| 24486 | Cochran Wealth Llc CRD 271034 | Wealth Manager · Boutique (under $100M) | $14.0M | 13 | 47 | 1 | 04/02/2026 | ☆ | |
| 24487 | Gardiner Financial, Inc. CRD 286192 | Wealth Manager · Boutique (under $100M) | $14.0M | 8 | 33 | 1 | 02/14/2026 | ☆ | |
| 24488 | Goal Wealth Advisory Group, Llc CRD 330122 | Wealth Manager · Boutique (under $100M) | $14.0M | 28 | 54 | 1 | 07/15/2026 | ☆ | |
| 24489 | Dscqg Pr Llc CRD 296358 | San Juan, PR | Private Fund Manager · Boutique (under $100M) | $14.0M | 3 | 3 | 3 | 08/31/2026 | ☆ |
| 24490 | Obn Wealth Advisors Llc CRD 287483 | Wealth Manager · Boutique (under $100M) | $14.0M | 42 | 95 | 1 | 02/03/2026 | ☆ | |
| 24491 | Bricks & Mortar Capital, Llc CRD 134230 | Private Fund Manager · Boutique (under $100M) | $14.0M | 4 | 4 | 1 | 02/14/2026 | ☆ | |
| 24492 | Hawk Investment Management, Llc CRD 130927 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $14.0M | 25 | 63 | 2 | 03/17/2026 | ☆ |
| 24493 | Surepath Wealth Management, Llc CRD 333020 | Frisco, TX | Wealth Manager · Boutique (under $100M) | $14.0M | 52 | 76 | 1 | 03/12/2026 | ☆ |
| 24494 | Genuine Wealth Solutions Llc CRD 328234 | Wealth Manager · Boutique (under $100M) | $14.0M | 41 | 74 | 1 | 03/12/2026 | ☆ | |
| 24495 | Van Ray Financial, Llc CRD 304550 | Edmonds, WA | Insurance-Affiliated · Boutique (under $100M) | $14.0M | 26 | 26 | 1 | 02/27/2026 | ☆ |
| 24496 | Robert F. Mahoney, P.A., Cpa CRD 142134 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $14.0M | 59 | 123 | 1 | 03/27/2026 | ☆ |
| 24497 | Luminary Wealth Advisors, Llc CRD 316140 | Wealth Manager · Boutique (under $100M) | $14.0M | 10 | 32 | 1 | 03/18/2026 | ☆ | |
| 24498 | Lee Miles Llc CRD 170776 | Ogden, UT | Insurance-Affiliated · Boutique (under $100M) | $14.0M | 94 | 94 | 2 | 02/05/2026 | ☆ |
| 24499 | Ch Capital Management, Llc CRD 154748 | Wealth Manager · Boutique (under $100M) | $13.9M | 18 | 48 | 1 | 03/30/2026 | ☆ | |
| 24500 | Mmi Financial Group, Inc. CRD 175073 | Owosso, MI | Wealth Manager · Boutique (under $100M) | $13.9M | 66 | 107 | 2 | 03/31/2026 | ☆ |