AUMdb

Guidici Wealth Management Llc

State-registered Insurance-Affiliated · Boutique (under $100M) CRD 330832 · Warwick, RI · GPSRETIRE.COM
☆ Save with Pro ADV data as of Aug 10, 2026
Regulatory AUM
$14.1M
Discretionary
$14.1M
Clients
64
Avg AUM / client
$220K
Accounts
92
Employees
2

AUM over time

$14.1M $14.1M
Jul 14, 2026 Aug 10, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Aug 10, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 64 $14.1M 100.0%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Thomas Edward Guidici Registered representative May 2024 (2y)
Nicole Lise Capuano Registered representative Feb 2025 (2y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/14/2026 1.01 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 10, 2026.

View current Form ADV (SEC/IAPD) ↗