Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20301 | Cornerstone Financial Planning, Inc. CRD 151866 | Appleton, WI | Insurance-Affiliated · Boutique (under $100M) | $42.8M | 101 | 357 | 3 | 02/06/2026 | ☆ |
| 20302 | Compound Wealth, Advisory And Tax Llc CRD 337358 | Waunakee, WI | Wealth Manager · Boutique (under $100M) | $42.8M | 81 | 176 | 5 | 08/27/2026 | ☆ |
| 20303 | Bluechip Financial Planning, Inc. CRD 114944 | Richardson, TX | Wealth Manager · Boutique (under $100M) | $42.8M | 80 | 80 | 1 | 05/14/2026 | ☆ |
| 20304 | Iii Financial, Llc CRD 159844 | Wealth Manager · Boutique (under $100M) | $42.8M | 39 | 105 | 1 | 02/11/2026 | ☆ | |
| 20305 | Watson Financial Llc CRD 306686 | Lake Oswego, OR | Wealth Manager · Boutique (under $100M) | $42.8M | 152 | 252 | 1 | 01/13/2026 | ☆ |
| 20306 | Mw Investment Strategy CRD 118433 | El Dorado Hills, CA | Wealth Manager · Boutique (under $100M) | $42.8M | 28 | 45 | 6 | 08/17/2026 | ☆ |
| 20307 | Formula Wealth Llc CRD 308923 | Wealth Manager · Boutique (under $100M) | $42.8M | 9 | 30 | 1 | 04/17/2026 | ☆ | |
| 20308 | Kfico, Llc CRD 155673 | Tustin, CA | Wealth Manager · Boutique (under $100M) | $42.8M | 78 | 78 | 1 | 09/22/2026 | ☆ |
| 20309 | Core Wealth Consultants, Llc CRD 165246 | Wealth Manager · Boutique (under $100M) | $42.8M | 87 | 150 | 1 | 07/21/2026 | ☆ | |
| 20310 | Long Lake Capital Management, Llc CRD 171644 | Birmingham, MI | Wealth Manager · Boutique (under $100M) | $42.8M | 41 | 75 | 1 | 02/02/2026 | ☆ |
| 20311 | Coast Wealth Management, Inc. CRD 129090 | San Clemente, CA | Wealth Manager · Boutique (under $100M) | $42.8M | 25 | 25 | 1 | 05/20/2026 | ☆ |
| 20312 | Eternal Capital, Llc CRD 333684 | Miami, FL | Investment Adviser · Boutique (under $100M) | $42.7M | 6 | 7 | 7 | 06/18/2026 | ☆ |
| 20313 | Nisman Investment Services Inc. CRD 121837 | East Brunswick, NJ | Wealth Manager · Boutique (under $100M) | $42.7M | 46 | 119 | 2 | 04/17/2025 | ☆ |
| 20314 | Buellesfeld Financial Services, Inc. CRD 115910 | Wellington, KS | Wealth Manager · Boutique (under $100M) | $42.7M | 229 | 310 | 1 | 01/08/2026 | ☆ |
| 20315 | Hart Investment Management Inc. CRD 145306 | Wealth Manager · Boutique (under $100M) | $42.7M | 82 | 82 | 1 | 03/17/2026 | ☆ | |
| 20316 | Drost Financial, Llc CRD 312103 | Wealth Manager · Boutique (under $100M) | $42.7M | 70 | 229 | 3 | 09/11/2026 | ☆ | |
| 20317 | Winston & Company, Inc. CRD 141514 | Wealth Manager · Boutique (under $100M) | $42.7M | 27 | 108 | 1 | 03/12/2026 | ☆ | |
| 20318 | Resonance Financial, Llc CRD 171095 | Wealth Manager · Boutique (under $100M) | $42.7M | 21 | 33 | 1 | 03/30/2026 | ☆ | |
| 20319 | Capview Advisors, Llc. CRD 173319 | Coral Gables, FL | Wealth Manager · Boutique (under $100M) | $42.6M | 29 | 29 | 4 | 01/05/2026 | ☆ |
| 20320 | Generation Pmca Corp. CRD 117842 | Toronto, Ontario | Wealth Manager · Boutique (under $100M) | $42.6M | 319 | 285 | 20 | 02/24/2026 | ☆ |
| 20321 | Ab Hhelio Associates, Inc. CRD 119567 | Wealth Manager · Boutique (under $100M) | $42.6M | 30 | 54 | 1 | 02/12/2026 | ☆ | |
| 20322 | Yorkville America Equities, Llc CRD 336431 | Mountainside, NJ | Mutual Fund / Asset Manager · Boutique (under $100M) | $42.6M | 5 | 5 | 3 | 03/31/2026 | ☆ |
| 20323 | Parkview Capital Llc CRD 316196 | Wealth Manager · Boutique (under $100M) | $42.6M | 25 | 92 | 1 | 01/27/2026 | ☆ | |
| 20324 | Skill Capital Management, Llc CRD 146111 | Wealth Manager · Boutique (under $100M) | $42.6M | 10 | 12 | 1 | 03/30/2026 | ☆ | |
| 20325 | Lava Wealth Management, Llc CRD 167674 | Wealth Manager · Boutique (under $100M) | $42.6M | 34 | 61 | 1 | 03/05/2026 | ☆ | |
| 20326 | Devil Mountain Investment Management CRD 150278 | Wealth Manager · Boutique (under $100M) | $42.6M | 54 | 54 | 1 | 08/07/2026 | ☆ | |
| 20327 | Prospect Credit Reit Advisor, Llc CRD 331345 | West Palm Beach, FL | Private Fund Manager · Boutique (under $100M) | $42.6M | 1 | 1 | 59 | 03/25/2026 | ☆ |
| 20328 | Turning Point Advisors, Llc CRD 291633 | Novelty, OH | Wealth Manager · Boutique (under $100M) | $42.6M | 51 | 124 | 2 | 03/06/2026 | ☆ |
| 20329 | Janco Investment Counsel, Llc CRD 108491 | Wealth Manager · Boutique (under $100M) | $42.5M | 11 | 11 | 1 | 01/19/2026 | ☆ | |
| 20330 | Intentional Finance, Llc CRD 288181 | Albuquerque, NM | Wealth Manager · Boutique (under $100M) | $42.5M | 112 | 245 | 1 | 03/18/2026 | ☆ |
| 20331 | Alternative Access Funds, Llc CRD 305210 | El Segundo, CA | Mutual Fund / Asset Manager · Boutique (under $100M) | $42.5M | 1 | 1 | 1 | 02/04/2026 | ☆ |
| 20332 | Trustmerit Capital Llc CRD 316575 | Eden Prairie, MN | Wealth Manager · Boutique (under $100M) | $42.5M | 42 | 81 | 1 | 03/27/2026 | ☆ |
| 20333 | Cjk Capital Management, Llc CRD 173895 | Wealth Manager · Boutique (under $100M) | $42.5M | 28 | 50 | 1 | 01/26/2026 | ☆ | |
| 20334 | N CRD 173212 | Wealth Manager · Boutique (under $100M) | $42.5M | 31 | 52 | 2 | 07/16/2025 | ☆ | |
| 20335 | Hkw Management, Llc CRD 333392 | Private Fund Manager · Boutique (under $100M) | $42.5M | 4 | 4 | 5 | 03/31/2026 | ☆ | |
| 20336 | Flight Capital Management, Llc CRD 152201 | Wealth Manager · Boutique (under $100M) | $42.5M | 35 | 42 | 1 | 01/10/2026 | ☆ | |
| 20337 | The Wealth Collective, Llc CRD 310389 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $42.5M | 49 | 189 | 1 | 02/05/2026 | ☆ |
| 20338 | Wyatt Financial L.L.C. CRD 145809 | Cary, NC | Wealth Manager · Boutique (under $100M) | $42.4M | 54 | 54 | 1 | 03/25/2026 | ☆ |
| 20339 | Vass Financial Strategies, Llc CRD 271038 | Lafayette Hill, PA | Insurance-Affiliated · Boutique (under $100M) | $42.4M | 66 | 123 | 1 | 03/23/2026 | ☆ |
| 20340 | Nowak, Joanna T. CRD 157446 | Wealth Manager · Boutique (under $100M) | $42.4M | 9 | 61 | 1 | 03/10/2026 | ☆ | |
| 20341 | Great Lakes Retirement Solutions, Inc. CRD 167046 | Saginaw, MI | Wealth Manager · Boutique (under $100M) | $42.4M | 252 | 252 | 4 | 03/12/2026 | ☆ |
| 20342 | Winship Park Asset Management, Llc CRD 127409 | Wealth Manager · Boutique (under $100M) | $42.4M | 14 | 14 | 2 | 06/10/2026 | ☆ | |
| 20343 | Lineguard Investments, Llc CRD 156618 | Troy, MI | Wealth Manager · Boutique (under $100M) | $42.4M | 54 | 85 | 1 | 03/03/2026 | ☆ |
| 20344 | Katam Hill Llc CRD 306521 | Sherman Oaks, CA | Wealth Manager · Boutique (under $100M) | $42.4M | 65 | 74 | 1 | 09/08/2026 | ☆ |
| 20345 | Mitchell Vaught & Taylor Inc CRD 106160 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $42.4M | 87 | 257 | 5 | 03/31/2025 | ☆ |
| 20346 | Advise Financial Llc CRD 282087 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $42.4M | 246 | 323 | 1 | 10/06/2026 | ☆ |
| 20347 | Valor Wealth Group, Llc CRD 337746 | Ada, MI | Wealth Manager · Boutique (under $100M) | $42.4M | 107 | 1 | 05/13/2026 | ☆ | |
| 20348 | Private Client Wealth Advisors, Llc CRD 172613 | Denver, CO | Insurance-Affiliated · Boutique (under $100M) | $42.4M | 98 | 98 | 3 | 03/30/2026 | ☆ |
| 20349 | Arrival Capital Management Llc CRD 126547 | New York, NY | Wealth Manager · Boutique (under $100M) | $42.4M | 36 | 69 | 1 | 03/06/2026 | ☆ |
| 20350 | Tamma Capital Llc CRD 156118 | Wealth Manager · Boutique (under $100M) | $42.4M | 73 | 221 | 1 | 08/28/2026 | ☆ |