Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20251 | Private Client Wealth Advisors, Llc CRD 172613 | Denver, CO | Insurance-Affiliated · Boutique (under $100M) | $42.4M | 98 | 98 | 3 | 03/30/2026 | ☆ |
| 20252 | Arrival Capital Management Llc CRD 126547 | New York, NY | Wealth Manager · Boutique (under $100M) | $42.4M | 36 | 69 | 1 | 03/06/2026 | ☆ |
| 20253 | Tamma Capital Llc CRD 156118 | Wealth Manager · Boutique (under $100M) | $42.4M | 73 | 221 | 1 | 01/27/2026 | ☆ | |
| 20254 | Responsible Asset Management, Llc. CRD 123398 | Insurance-Affiliated · Boutique (under $100M) | $42.4M | 147 | 147 | 2 | 04/15/2026 | ☆ | |
| 20255 | Brightview Financial Solutions, Llc CRD 300080 | Redwood City, CA | Wealth Manager · Boutique (under $100M) | $42.3M | 21 | 73 | 1 | 01/13/2026 | ☆ |
| 20256 | Life After Grief, Llc CRD 288358 | Wealth Manager · Boutique (under $100M) | $42.3M | 17 | 37 | 1 | 03/19/2026 | ☆ | |
| 20257 | Krauss Whiting Capital Advisors Llc CRD 109588 | Stamford, CT | Wealth Manager · Boutique (under $100M) | $42.3M | 32 | 59 | 2 | 03/31/2026 | ☆ |
| 20258 | Essex Asset Advisors Inc. CRD 164076 | Ivoryton, CT | Private Fund Manager · Boutique (under $100M) | $42.3M | 1 | 1 | 3 | 03/02/2026 | ☆ |
| 20259 | Dimatteo Financial Group, Inc. CRD 155988 | Chadds Ford, PA | Institutional / Pension Advisor · Boutique (under $100M) | $42.3M | 98 | 164 | 1 | 06/15/2026 | ☆ |
| 20260 | Capitol Wealth Management Llc CRD 287875 | Concord, NH | Insurance-Affiliated · Boutique (under $100M) | $42.3M | 62 | 90 | 3 | 03/31/2026 | ☆ |
| 20261 | Harvestwise Wealth Llc CRD 333146 | Escondido, CA | Wealth Manager · Boutique (under $100M) | $42.3M | 102 | 253 | 1 | 04/28/2026 | ☆ |
| 20262 | Prism Fund Solutions, Inc. CRD 124651 | Institutional / Pension Advisor · Boutique (under $100M) | $42.3M | 25 | 64 | 1 | 03/26/2026 | ☆ | |
| 20263 | Arseneau Financial Llc CRD 326865 | Westerville, OH | Wealth Manager · Boutique (under $100M) | $42.3M | 49 | 162 | 3 | 04/16/2026 | ☆ |
| 20264 | Diablo Investment Advisors, Llc CRD 148139 | Wealth Manager · Boutique (under $100M) | $42.3M | 27 | 53 | 1 | 03/20/2026 | ☆ | |
| 20265 | Capital Asset Advisors Llc. CRD 291635 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $42.3M | 74 | 259 | 3 | 03/23/2026 | ☆ |
| 20266 | Lewis Wealth Management, Llc CRD 289065 | Carmel, IN | Wealth Manager · Boutique (under $100M) | $42.3M | 97 | 312 | 1 | 01/05/2026 | ☆ |
| 20267 | Lexus Wealth Management, Llc CRD 325200 | Omaha, NE | Insurance-Affiliated · Boutique (under $100M) | $42.3M | 284 | 490 | 3 | 01/07/2026 | ☆ |
| 20268 | Confluence Capital Advisors, Llc CRD 283467 | Wealth Manager · Boutique (under $100M) | $42.3M | 15 | 61 | 1 | 04/07/2026 | ☆ | |
| 20269 | Iron Mountain Financial Planning, Llc CRD 290743 | Rapid City, SD | Wealth Manager · Boutique (under $100M) | $42.3M | 69 | 245 | 1 | 03/30/2026 | ☆ |
| 20270 | Terren George Berg CRD 145121 | Wealth Manager · Boutique (under $100M) | $42.2M | 112 | 112 | 1 | 02/10/2026 | ☆ | |
| 20271 | Pilot Retirement Advisors Llc CRD 311507 | Wealth Manager · Boutique (under $100M) | $42.2M | 25 | 43 | 2 | 03/24/2026 | ☆ | |
| 20272 | N CRD 166133 | Mutual Fund / Asset Manager · Boutique (under $100M) | $42.2M | 58 | 72 | 6 | 03/31/2025 | ☆ | |
| 20273 | Edgewater Asset Management Llc CRD 116948 | Virginia Beach, VA | Wealth Manager · Boutique (under $100M) | $42.2M | 28 | 30 | 2 | 04/15/2026 | ☆ |
| 20274 | Western Reserve Wealth Management Llc CRD 326772 | Wealth Manager · Boutique (under $100M) | $42.2M | 33 | 53 | 1 | 03/02/2026 | ☆ | |
| 20275 | Paramount Investment Advisors CRD 146217 | Buford, GA | Wealth Manager · Boutique (under $100M) | $42.2M | 74 | 83 | 1 | 04/02/2025 | ☆ |
| 20276 | Trs Advisors, Llc CRD 283248 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $42.1M | 211 | 408 | 3 | 09/04/2025 | ☆ |
| 20277 | Simpleadvisory Llc CRD 334785 | Garden City, NY | Private Fund Manager · Boutique (under $100M) | $42.1M | 4 | 4 | 3 | 03/30/2026 | ☆ |
| 20278 | Curated Wealth Solutions, Llc CRD 324663 | Wealth Manager · Boutique (under $100M) | $42.1M | 63 | 63 | 1 | 07/24/2026 | ☆ | |
| 20279 | Pia, Gary Ernest CRD 115310 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $42.1M | 39 | 55 | 3 | 02/18/2026 | ☆ |
| 20280 | Guide Wealth Management Llc CRD 264788 | Wealth Manager · Boutique (under $100M) | $42.1M | 38 | 183 | 2 | 03/24/2026 | ☆ | |
| 20281 | Encore Investment Advisors, Llc CRD 315512 | Wealth Manager · Boutique (under $100M) | $42.1M | 34 | 82 | 1 | 07/10/2026 | ☆ | |
| 20282 | Andy Ortiz Llc CRD 306243 | Windermere, FL | Wealth Manager · Boutique (under $100M) | $42.1M | 137 | 258 | 1 | 03/10/2026 | ☆ |
| 20283 | Affinity Financial The Walker Group Llc CRD 286517 | Wealth Manager · Boutique (under $100M) | $42.1M | 102 | 398 | 1 | 01/09/2026 | ☆ | |
| 20284 | Oak Grove Management Llc CRD 167286 | Greenwich, CT | Wealth Manager · Boutique (under $100M) | $42.1M | 13 | 13 | 1 | 01/16/2026 | ☆ |
| 20285 | Michael David Power CRD 120040 | Wealth Manager · Boutique (under $100M) | $42.1M | 40 | 40 | 1 | 03/26/2026 | ☆ | |
| 20286 | Qapital Invest, Llc CRD 283762 | New York, NY | Wealth Manager · Boutique (under $100M) | $42.1M | 30,166 | 30,166 | 9 | 01/30/2026 | ☆ |
| 20287 | Paragon Capital Advisors, Llc CRD 122759 | Wealth Manager · Boutique (under $100M) | $42.1M | 38 | 77 | 1 | 01/16/2026 | ☆ | |
| 20288 | Confidant Financial Solutions, Llc CRD 281048 | Wealth Manager · Boutique (under $100M) | $42.0M | 81 | 173 | 1 | 03/25/2026 | ☆ | |
| 20289 | Expected Value Management Llc CRD 308043 | Wealth Manager · Boutique (under $100M) | $42.0M | 8 | 30 | 1 | 10/18/2023 | ☆ | |
| 20290 | Kindness Financial Planning, Llc CRD 316923 | Wealth Manager · Boutique (under $100M) | $42.0M | 26 | 115 | 1 | 01/09/2026 | ☆ | |
| 20291 | Maguire Asset Management, Llc CRD 132407 | Oak Brook, IL | Wealth Manager · Boutique (under $100M) | $42.0M | 52 | 117 | 1 | 03/13/2026 | ☆ |
| 20292 | Speiro Investments, Llc CRD 171407 | Wealth Manager · Boutique (under $100M) | $42.0M | 47 | 47 | 1 | 06/10/2026 | ☆ | |
| 20293 | Acadia Investment Advisors Llc CRD 305957 | Wealth Manager · Boutique (under $100M) | $42.0M | 8 | 8 | 1 | 03/10/2026 | ☆ | |
| 20294 | Bentwood Investment Advisory Llc CRD 323415 | Wealth Manager · Boutique (under $100M) | $42.0M | 17 | 17 | 1 | 01/07/2026 | ☆ | |
| 20295 | Cigx, Llc CRD 149934 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $42.0M | 103 | 364 | 2 | 03/02/2026 | ☆ |
| 20296 | John C. Gower, Cfp, Ea CRD 117400 | Wealth Manager · Boutique (under $100M) | $42.0M | 68 | 112 | 1 | 07/27/2026 | ☆ | |
| 20297 | Missional Advisor Group Llc CRD 328104 | Mount Pleasant, SC | Wealth Manager · Boutique (under $100M) | $42.0M | 140 | 260 | 1 | 01/14/2026 | ☆ |
| 20298 | Naylor Asset Management, Llc CRD 179536 | Bloomington, MN | Wealth Manager · Boutique (under $100M) | $42.0M | 60 | 180 | 2 | 02/25/2026 | ☆ |
| 20299 | Panos Financial Partners, Llc CRD 158080 | Boston, MA | Insurance-Affiliated · Boutique (under $100M) | $42.0M | 71 | 134 | 1 | 03/31/2026 | ☆ |
| 20300 | The Ruben E. Guerra Company, Llc CRD 110564 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $42.0M | 108 | 132 | 4 | 03/06/2026 | ☆ |