Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20251 | Elemental Capital Management, Llc CRD 147218 | Wealth Manager · Boutique (under $100M) | $43.4M | 33 | 70 | 2 | 01/05/2026 | ☆ | |
| 20252 | Optimal Planning Llc CRD 283885 | Concord, NC | Insurance-Affiliated · Boutique (under $100M) | $43.4M | 100 | 146 | 1 | 03/31/2026 | ☆ |
| 20253 | Successful Resource Management, Llc CRD 110317 | Johnston, IA | Wealth Manager · Boutique (under $100M) | $43.3M | 111 | 191 | 2 | 03/06/2026 | ☆ |
| 20254 | Fletching Arrows Wealth Management Llc CRD 289254 | Loveland, CO | Wealth Manager · Boutique (under $100M) | $43.3M | 276 | 508 | 1 | 01/23/2026 | ☆ |
| 20255 | Physicians Wealth Solutions, Llc CRD 170623 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $43.3M | 68 | 135 | 4 | 03/31/2026 | ☆ |
| 20256 | Domain Money Advisors, Llc CRD 316434 | New York, NY | Wealth Manager · Boutique (under $100M) | $43.3M | 182 | 372 | 39 | 09/22/2026 | ☆ |
| 20257 | Cadence Wealth Partners, Llc CRD 329274 | Concord, NC | Insurance-Affiliated · Boutique (under $100M) | $43.3M | 97 | 97 | 2 | 01/19/2026 | ☆ |
| 20258 | White, Dunkirk & Price Investment Advisory Inc. CRD 138152 | Wealth Manager · Boutique (under $100M) | $43.3M | 18 | 110 | 1 | 06/09/2026 | ☆ | |
| 20259 | Booth Financial Planning, Llc CRD 289972 | Birmingham, AL | Wealth Manager · Boutique (under $100M) | $43.3M | 43 | 201 | 1 | 04/09/2026 | ☆ |
| 20260 | Cullen Financial Planning Llc CRD 315123 | Spokane, WA | Wealth Manager · Boutique (under $100M) | $43.3M | 75 | 250 | 2 | 06/15/2026 | ☆ |
| 20261 | Calidris Financial, Llc CRD 334935 | Charleston, SC | Wealth Manager · Boutique (under $100M) | $43.3M | 44 | 106 | 1 | 03/20/2026 | ☆ |
| 20262 | Larsen Wealth Management, Llc CRD 169482 | Wealth Manager · Boutique (under $100M) | $43.3M | 50 | 210 | 1 | 03/30/2026 | ☆ | |
| 20263 | Crane Capital Management Llc CRD 310157 | Spring Park, MN | Wealth Manager · Boutique (under $100M) | $43.2M | 22 | 67 | 2 | 03/31/2026 | ☆ |
| 20264 | Regal Capital Management, Inc. CRD 126952 | Bedford, IN | Insurance-Affiliated · Boutique (under $100M) | $43.2M | 167 | 349 | 1 | 02/24/2026 | ☆ |
| 20265 | O'dowd Asset Management Llc CRD 307641 | Morristown, NJ | Wealth Manager · Boutique (under $100M) | $43.1M | 70 | 142 | 1 | 03/10/2026 | ☆ |
| 20266 | Investor Resources Inc CRD 110766 | Bothell, WA | Wealth Manager · Boutique (under $100M) | $43.1M | 76 | 173 | 2 | 09/25/2026 | ☆ |
| 20267 | Donald E. Burton, Llc CRD 171381 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $43.1M | 92 | 124 | 2 | 02/09/2026 | ☆ |
| 20268 | Wright Wealth Management, Llc CRD 162326 | Wealth Manager · Boutique (under $100M) | $43.1M | 47 | 164 | 1 | 01/23/2026 | ☆ | |
| 20269 | Goldstrand, Dennis Joseph CRD 115906 | Stockton, CA | Wealth Manager · Boutique (under $100M) | $43.1M | 32 | 57 | 0 | 02/02/2026 | ☆ |
| 20270 | Nickel Investment Advisors, Inc CRD 139058 | Wealth Manager · Boutique (under $100M) | $43.1M | 27 | 76 | 1 | 03/09/2026 | ☆ | |
| 20271 | Jlj Capital Management, Llc CRD 136091 | Wealth Manager · Boutique (under $100M) | $43.1M | 98 | 98 | 1 | 09/10/2026 | ☆ | |
| 20272 | Eisenhilfer Capital Llc CRD 321763 | Lincoln, RI | Wealth Manager · Boutique (under $100M) | $43.1M | 230 | 366 | 1 | 05/26/2026 | ☆ |
| 20273 | Mission Peak Investors, Llc CRD 288518 | Wealth Manager · Boutique (under $100M) | $43.1M | 15 | 56 | 1 | 03/25/2026 | ☆ | |
| 20274 | Castle Hill Capital Llc CRD 285817 | Wealth Manager · Boutique (under $100M) | $43.1M | 104 | 180 | 1 | 01/29/2026 | ☆ | |
| 20275 | Carl F. Petersen, Inc. CRD 109489 | Wealth Manager · Boutique (under $100M) | $43.1M | 134 | 134 | 6 | 01/30/2020 | ☆ | |
| 20276 | Professional Investment Counsel, Inc CRD 105096 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $43.0M | 81 | 70 | 3 | 02/03/2026 | ☆ |
| 20277 | Lifestyle Planning, Llc CRD 321856 | Chandler, AZ | Wealth Manager · Boutique (under $100M) | $43.0M | 58 | 218 | 3 | 07/21/2026 | ☆ |
| 20278 | Ajax Asset Mgmt., Llc CRD 328746 | Los Angeles, CA | Investment Adviser · Boutique (under $100M) | $43.0M | 6 | 17 | 1 | 03/01/2026 | ☆ |
| 20279 | Beaulieu & Associates, Llc CRD 168829 | Somers, CT | Insurance-Affiliated · Boutique (under $100M) | $43.0M | 63 | 203 | 2 | 03/25/2026 | ☆ |
| 20280 | Franklin Parker Financial, Llc CRD 311908 | Wealth Manager · Boutique (under $100M) | $43.0M | 90 | 90 | 3 | 03/26/2026 | ☆ | |
| 20281 | Harris Financial Services, Inc. CRD 113275 | Oshkosh, WI | Wealth Manager · Boutique (under $100M) | $43.0M | 54 | 54 | 2 | 03/24/2026 | ☆ |
| 20282 | Mountain Wealth Management, Llc CRD 309244 | Bozeman, MT | Wealth Manager · Boutique (under $100M) | $43.0M | 28 | 180 | 2 | 01/16/2026 | ☆ |
| 20283 | Next Steps Advisors, Inc. CRD 301389 | Bellevue, WA | Wealth Manager · Boutique (under $100M) | $43.0M | 47 | 92 | 1 | 02/23/2026 | ☆ |
| 20284 | Southern Capital Management Corporation CRD 118508 | Charleston, SC | Wealth Manager · Boutique (under $100M) | $43.0M | 85 | 130 | 2 | 02/24/2026 | ☆ |
| 20285 | Stuyvesant Capital Management Corporation CRD 111998 | Armonk, NY | Wealth Manager · Boutique (under $100M) | $43.0M | 39 | 48 | 2 | 03/29/2026 | ☆ |
| 20286 | A & L Personal Business Management, Llc CRD 334626 | Wealth Manager · Boutique (under $100M) | $43.0M | 14 | 32 | 1 | 05/26/2026 | ☆ | |
| 20287 | Seren Wealth Advisors, Llc CRD 282770 | Wealth Manager · Boutique (under $100M) | $43.0M | 61 | 166 | 1 | 09/02/2026 | ☆ | |
| 20288 | Piedmont Capital Asset Management Llc CRD 143153 | Wealth Manager · Boutique (under $100M) | $43.0M | 20 | 105 | 1 | 03/02/2026 | ☆ | |
| 20289 | Wander Financial Services, Llc CRD 151534 | Insurance-Affiliated · Boutique (under $100M) | $43.0M | 34 | 34 | 2 | 04/18/2026 | ☆ | |
| 20290 | Rogers Financial Advisory Group, Llc CRD 130223 | Greenville, SC | Insurance-Affiliated · Boutique (under $100M) | $42.9M | 116 | 187 | 3 | 03/10/2026 | ☆ |
| 20291 | Secure Investment Management, Llc CRD 141195 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $42.9M | 942 | 942 | 31 | 08/14/2026 | ☆ |
| 20292 | Parkmont Wealth Advisors Llc CRD 291778 | Fremont, OH | Insurance-Affiliated · Boutique (under $100M) | $42.9M | 510 | 510 | 6 | 03/23/2026 | ☆ |
| 20293 | Stevard Llc CRD 285189 | Wealth Manager · Boutique (under $100M) | $42.9M | 15 | 53 | 1 | 03/24/2026 | ☆ | |
| 20294 | Mcm Advisory, Llc CRD 143273 | Richland, WA | Insurance-Affiliated · Boutique (under $100M) | $42.9M | 48 | 48 | 1 | 02/23/2026 | ☆ |
| 20295 | Alpha Capital Research, Llc CRD 113330 | Glastonbury, CT | Investment Adviser · Boutique (under $100M) | $42.9M | 1 | 2 | 03/18/2026 | ☆ | |
| 20296 | Baker Wealth Group Llc CRD 317841 | Lagrange, GA | Wealth Manager · Boutique (under $100M) | $42.9M | 23 | 92 | 1 | 03/16/2026 | ☆ |
| 20297 | Wealth Management Of Kentucky, Inc. CRD 171446 | Lexington, KY | Wealth Manager · Boutique (under $100M) | $42.9M | 87 | 203 | 3 | 06/17/2026 | ☆ |
| 20298 | Clifford Financial Planning, Inc. CRD 112978 | Santa Rosa, CA | Wealth Manager · Boutique (under $100M) | $42.9M | 127 | 263 | 2 | 03/23/2026 | ☆ |
| 20299 | Tomchaney Investment Services, Inc. CRD 139152 | Orland Park, IL | Wealth Manager · Boutique (under $100M) | $42.9M | 41 | 41 | 1 | 03/17/2026 | ☆ |
| 20300 | Compass Wealth Advisors, Llc CRD 165749 | Petaluma, CA | Wealth Manager · Boutique (under $100M) | $42.8M | 167 | 164 | 1 | 05/26/2026 | ☆ |