AUMdb

Mitchell Vaught & Taylor Inc

SEC-registered Wealth Manager · Boutique (under $100M) CRD 106160 · SEC file 801-52668 · Chicago, IL · WWW.MVTINVEST.COM
☆ Save with Pro ADV data as of Mar 31, 2025
Regulatory AUM
$42.4M
Discretionary
$39.3M
Clients
87
Avg AUM / client
$487K
Accounts
257
Employees
5

AUM over time

$42.4M $549M
Dec 2011 Dec 2024

Annual snapshots from Form ADV filings · as of Mar 31, 2025

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 67 $24.1M 56.8%
High net worth individuals 5 $12.4M 29.3%
State or municipal government entities 15 $5.9M 13.9%

People (4)

NameRole / titleCredentialsWith firm sinceOwnership
Mitchell, John, Thomas President, Director & Shareholder Jan 1998 (29y) 50% – 75%
Macnab, Judith, Whitley Treasurer, Director & Coo Nov 2017 (9y) 25% – 50%
Dwight Lloyd Ower Director Dec 2020 (6y) Less than 5%
Mitchell, Marjorie Director & Chief Compliance Officer Dec 2020 (6y) Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2025 853 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2025.

View current Form ADV (SEC/IAPD) ↗