Vass Financial Strategies, Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 271038
· Lafayette Hill, PA
· WWW.VASSFINANCIAL.COM
☆ Save with Pro
ADV data as of Mar 23, 2026
- Regulatory AUM
- $42.4M
- Discretionary
- $41.4M
- Clients
- 66
- Avg AUM / client
- $643K
- Accounts
- 123
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 34 | $7.6M | 17.8% |
| High net worth individuals | 32 | $33.8M | 79.7% |
| Corporations and other businesses | Fewer than 5 clients | $1.0M | 2.47% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel P Vass | Registered representative | Aug 2015 (11y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- TradePMR $33.8M (80% of AUM) Mar 2026
- Paychex Securities Corporation $598K (1% of AUM) Mar 2026
- Guideline Investments $449K (1% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗