Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 20351 | Responsible Asset Management, Llc. CRD 123398 | Insurance-Affiliated · Boutique (under $100M) | $42.4M | 147 | 147 | 2 | 04/15/2026 | ☆ | |
| 20352 | Brightview Financial Solutions, Llc CRD 300080 | Redwood City, CA | Wealth Manager · Boutique (under $100M) | $42.3M | 21 | 73 | 1 | 01/13/2026 | ☆ |
| 20353 | Life After Grief, Llc CRD 288358 | Wealth Manager · Boutique (under $100M) | $42.3M | 17 | 37 | 1 | 03/19/2026 | ☆ | |
| 20354 | Krauss Whiting Capital Advisors Llc CRD 109588 | Stamford, CT | Wealth Manager · Boutique (under $100M) | $42.3M | 32 | 59 | 2 | 03/31/2026 | ☆ |
| 20355 | Essex Asset Advisors Inc. CRD 164076 | Ivoryton, CT | Private Fund Manager · Boutique (under $100M) | $42.3M | 1 | 1 | 3 | 03/02/2026 | ☆ |
| 20356 | Dimatteo Financial Group, Inc. CRD 155988 | Chadds Ford, PA | Institutional / Pension Advisor · Boutique (under $100M) | $42.3M | 98 | 164 | 1 | 06/15/2026 | ☆ |
| 20357 | Capitol Wealth Management Llc CRD 287875 | Concord, NH | Insurance-Affiliated · Boutique (under $100M) | $42.3M | 62 | 90 | 3 | 03/31/2026 | ☆ |
| 20358 | Harvestwise Wealth Llc CRD 333146 | Escondido, CA | Wealth Manager · Boutique (under $100M) | $42.3M | 102 | 253 | 1 | 04/28/2026 | ☆ |
| 20359 | Prism Fund Solutions, Inc. CRD 124651 | Institutional / Pension Advisor · Boutique (under $100M) | $42.3M | 25 | 64 | 1 | 03/26/2026 | ☆ | |
| 20360 | Arseneau Financial Llc CRD 326865 | Westerville, OH | Wealth Manager · Boutique (under $100M) | $42.3M | 49 | 162 | 3 | 04/16/2026 | ☆ |
| 20361 | Diablo Investment Advisors, Llc CRD 148139 | Wealth Manager · Boutique (under $100M) | $42.3M | 27 | 53 | 1 | 03/20/2026 | ☆ | |
| 20362 | Capital Asset Advisors Llc. CRD 291635 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $42.3M | 74 | 259 | 3 | 03/23/2026 | ☆ |
| 20363 | Lewis Wealth Management, Llc CRD 289065 | Carmel, IN | Wealth Manager · Boutique (under $100M) | $42.3M | 97 | 312 | 1 | 01/05/2026 | ☆ |
| 20364 | Lexus Wealth Management, Llc CRD 325200 | Omaha, NE | Insurance-Affiliated · Boutique (under $100M) | $42.3M | 284 | 490 | 3 | 01/07/2026 | ☆ |
| 20365 | Confluence Capital Advisors, Llc CRD 283467 | Wealth Manager · Boutique (under $100M) | $42.3M | 15 | 61 | 1 | 04/07/2026 | ☆ | |
| 20366 | Iron Mountain Financial Planning, Llc CRD 290743 | Rapid City, SD | Wealth Manager · Boutique (under $100M) | $42.3M | 69 | 245 | 1 | 09/14/2026 | ☆ |
| 20367 | Terren George Berg CRD 145121 | Wealth Manager · Boutique (under $100M) | $42.2M | 112 | 112 | 1 | 02/10/2026 | ☆ | |
| 20368 | Pilot Retirement Advisors Llc CRD 311507 | Wealth Manager · Boutique (under $100M) | $42.2M | 25 | 43 | 2 | 03/24/2026 | ☆ | |
| 20369 | N CRD 166133 | Mutual Fund / Asset Manager · Boutique (under $100M) | $42.2M | 58 | 72 | 6 | 03/31/2025 | ☆ | |
| 20370 | Edgewater Asset Management Llc CRD 116948 | Virginia Beach, VA | Wealth Manager · Boutique (under $100M) | $42.2M | 28 | 30 | 2 | 04/15/2026 | ☆ |
| 20371 | Western Reserve Wealth Management Llc CRD 326772 | Wealth Manager · Boutique (under $100M) | $42.2M | 33 | 53 | 1 | 03/02/2026 | ☆ | |
| 20372 | Paramount Investment Advisors CRD 146217 | Buford, GA | Wealth Manager · Boutique (under $100M) | $42.2M | 74 | 83 | 1 | 04/02/2025 | ☆ |
| 20373 | Trs Advisors, Llc CRD 283248 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $42.1M | 211 | 408 | 3 | 09/04/2025 | ☆ |
| 20374 | Simpleadvisory Llc CRD 334785 | Garden City, NY | Private Fund Manager · Boutique (under $100M) | $42.1M | 4 | 4 | 3 | 09/24/2026 | ☆ |
| 20375 | Curated Wealth Solutions, Llc CRD 324663 | Wealth Manager · Boutique (under $100M) | $42.1M | 63 | 63 | 1 | 07/24/2026 | ☆ | |
| 20376 | Pia, Gary Ernest CRD 115310 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $42.1M | 39 | 55 | 3 | 02/18/2026 | ☆ |
| 20377 | Guide Wealth Management Llc CRD 264788 | Wealth Manager · Boutique (under $100M) | $42.1M | 38 | 183 | 2 | 03/24/2026 | ☆ | |
| 20378 | Encore Investment Advisors, Llc CRD 315512 | Wealth Manager · Boutique (under $100M) | $42.1M | 34 | 82 | 1 | 07/10/2026 | ☆ | |
| 20379 | Andy Ortiz Llc CRD 306243 | Windermere, FL | Wealth Manager · Boutique (under $100M) | $42.1M | 137 | 258 | 1 | 03/10/2026 | ☆ |
| 20380 | Affinity Financial The Walker Group Llc CRD 286517 | Wealth Manager · Boutique (under $100M) | $42.1M | 102 | 398 | 1 | 01/09/2026 | ☆ | |
| 20381 | Oak Grove Management Llc CRD 167286 | Greenwich, CT | Wealth Manager · Boutique (under $100M) | $42.1M | 13 | 13 | 1 | 01/16/2026 | ☆ |
| 20382 | Michael David Power CRD 120040 | Wealth Manager · Boutique (under $100M) | $42.1M | 40 | 40 | 1 | 03/26/2026 | ☆ | |
| 20383 | Paragon Capital Advisors, Llc CRD 122759 | Wealth Manager · Boutique (under $100M) | $42.1M | 38 | 77 | 1 | 01/16/2026 | ☆ | |
| 20384 | Confidant Financial Solutions, Llc CRD 281048 | Wealth Manager · Boutique (under $100M) | $42.0M | 81 | 173 | 1 | 03/25/2026 | ☆ | |
| 20385 | Expected Value Management Llc CRD 308043 | Wealth Manager · Boutique (under $100M) | $42.0M | 8 | 30 | 1 | 10/18/2023 | ☆ | |
| 20386 | Kindness Financial Planning, Llc CRD 316923 | Wealth Manager · Boutique (under $100M) | $42.0M | 26 | 115 | 1 | 01/09/2026 | ☆ | |
| 20387 | Maguire Asset Management, Llc CRD 132407 | Oak Brook, IL | Wealth Manager · Boutique (under $100M) | $42.0M | 52 | 117 | 1 | 03/13/2026 | ☆ |
| 20388 | Speiro Investments, Llc CRD 171407 | Wealth Manager · Boutique (under $100M) | $42.0M | 47 | 47 | 1 | 06/10/2026 | ☆ | |
| 20389 | Acadia Investment Advisors Llc CRD 305957 | Wealth Manager · Boutique (under $100M) | $42.0M | 8 | 8 | 1 | 03/10/2026 | ☆ | |
| 20390 | Bentwood Investment Advisory Llc CRD 323415 | Wealth Manager · Boutique (under $100M) | $42.0M | 17 | 17 | 1 | 01/07/2026 | ☆ | |
| 20391 | Cigx, Llc CRD 149934 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $42.0M | 103 | 364 | 2 | 03/02/2026 | ☆ |
| 20392 | John C. Gower, Cfp, Ea CRD 117400 | Wealth Manager · Boutique (under $100M) | $42.0M | 68 | 112 | 1 | 07/27/2026 | ☆ | |
| 20393 | Missional Advisor Group Llc CRD 328104 | Mount Pleasant, SC | Wealth Manager · Boutique (under $100M) | $42.0M | 140 | 260 | 1 | 01/14/2026 | ☆ |
| 20394 | Naylor Asset Management, Llc CRD 179536 | Bloomington, MN | Wealth Manager · Boutique (under $100M) | $42.0M | 60 | 180 | 2 | 02/25/2026 | ☆ |
| 20395 | Panos Financial Partners, Llc CRD 158080 | Boston, MA | Insurance-Affiliated · Boutique (under $100M) | $42.0M | 71 | 134 | 1 | 03/31/2026 | ☆ |
| 20396 | The Ruben E. Guerra Company, Llc CRD 110564 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $42.0M | 108 | 132 | 4 | 03/06/2026 | ☆ |
| 20397 | Thrift Financial, Inc. CRD 314917 | Newtown, PA | Wealth Manager · Boutique (under $100M) | $42.0M | 57 | 57 | 1 | 01/20/2026 | ☆ |
| 20398 | Esd Advisory Services Inc CRD 104927 | South Orange, NJ | Wealth Manager · Boutique (under $100M) | $42.0M | 23 | 23 | 1 | 11/15/2024 | ☆ |
| 20399 | Malone Wealth Ventures Llc CRD 312782 | Wealth Manager · Boutique (under $100M) | $42.0M | 112 | 112 | 1 | 03/25/2026 | ☆ | |
| 20400 | Delgado Private Wealth Management Llc CRD 329001 | Naples, FL | Wealth Manager · Boutique (under $100M) | $41.9M | 67 | 281 | 1 | 01/05/2026 | ☆ |