Investment advisers
45,009 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 1951 | Gc Wealth Management Ria, Llc CRD 327269 | Cambridge, MA | Multi-Family Office · Mid-sized ($1B–$10B) | $5.8B | 247 | 1,731 | 44 | 03/31/2026 | ☆ |
| 1952 | Sabal Investment Advisors, Llc CRD 169572 | Irvine, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.8B | 7 | 7 | 16 | 03/27/2026 | ☆ |
| 1953 | Axium Infrastructure Us Inc. CRD 168164 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.8B | 8 | 8 | 17 | 03/30/2026 | ☆ |
| 1954 | N CRD 111168 | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $5.8B | 7 | 7 | 13 | 06/03/2025 | ☆ | |
| 1955 | Saluda Grade Asset Management Llc CRD 304725 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.8B | 15 | 17 | 51 | 06/22/2026 | ☆ |
| 1956 | Mirae Asset Global Investments (Usa) Llc CRD 147548 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.8B | 45 | 45 | 25 | 05/06/2026 | ☆ |
| 1957 | Millstreet Capital Management Llc CRD 161566 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.8B | 2 | 3 | 14 | 03/30/2026 | ☆ |
| 1958 | Mayflower Financial Advisors, Llc CRD 307857 | Boston, MA | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $5.8B | 1,225 | 2,924 | 33 | 08/05/2026 | ☆ |
| 1959 | Sym Financial Corporation CRD 107517 | Winona Lake, IN | Wealth Manager · Mid-sized ($1B–$10B) | $5.8B | 1,959 | 6,673 | 84 | 03/31/2026 | ☆ |
| 1960 | Prospect Ridge Advisors, Llc CRD 299594 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.8B | 30 | 30 | 44 | 03/31/2026 | ☆ |
| 1961 | Fairmount Funds Management Llc CRD 284844 | West Conshohocken, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.8B | 4 | 4 | 30 | 08/07/2026 | ☆ |
| 1962 | Aetos Alternatives Management, L.P. CRD 116761 | New York, NY | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $5.8B | 104 | 107 | 19 | 03/25/2026 | ☆ |
| 1963 | Stepstone Group Private Debt Llc CRD 323711 | La Jolla, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.8B | 9 | 9 | 0 | 06/29/2026 | ☆ |
| 1964 | Trium Capital Llp CRD 306112 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $5.8B | 31 | 31 | 70 | 03/30/2026 | ☆ |
| 1965 | Chenavari Credit Partners Llp CRD 158713 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $5.8B | 28 | 28 | 43 | 03/31/2026 | ☆ |
| 1966 | Moss Adams Wealth Advisors Llc CRD 108917 | Bellevue, WA | Wealth Manager · Mid-sized ($1B–$10B) | $5.8B | 1,246 | 4,790 | 59 | 05/28/2026 | ☆ |
| 1967 | Aquamarine Financial (Cayman) Ltd CRD 335337 | Grand Cayman | Private Fund Manager · Mid-sized ($1B–$10B) | $5.8B | 7 | 7 | 5 | 09/11/2026 | ☆ |
| 1968 | Buckhead Capital Management, Llc CRD 110707 | Atlanta, GA | Investment Adviser · Mid-sized ($1B–$10B) | $5.8B | 203 | 365 | 13 | 03/31/2026 | ☆ |
| 1969 | Obra Capital Management, Llc. CRD 155231 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $5.7B | 64 | 64 | 132 | 09/23/2026 | ☆ |
| 1970 | Solamere Capital, Llc CRD 156902 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.7B | 29 | 29 | 12 | 07/07/2026 | ☆ |
| 1971 | Lasalle St. Investment Advisors, L.L.C. CRD 109701 | Elmhurst, IL | Wealth Manager · Mid-sized ($1B–$10B) | $5.7B | 14,284 | 14,284 | 155 | 07/29/2026 | ☆ |
| 1972 | Oasis Investment Strategies Llc CRD 152957 | Chicago, IL | Investment Adviser · Mid-sized ($1B–$10B) | $5.7B | 4 | 4 | 10 | 08/07/2026 | ☆ |
| 1973 | Becker Capital Management Inc CRD 110489 | Portland, OR | Wealth Manager · Mid-sized ($1B–$10B) | $5.7B | 841 | 2,085 | 42 | 03/31/2026 | ☆ |
| 1974 | Dalton Investments, Inc. CRD 308609 | El Segundo, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.7B | 40 | 40 | 46 | 03/30/2026 | ☆ |
| 1975 | Leadenhall Capital Partners Llp CRD 282820 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $5.7B | 20 | 20 | 35 | 03/25/2026 | ☆ |
| 1976 | Longpoint Partners Lp CRD 283800 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.7B | 11 | 11 | 35 | 03/31/2026 | ☆ |
| 1977 | Acadian Asset Management (Australia) Limited CRD 322795 | Sydney , Nsw | Investment Adviser · Mid-sized ($1B–$10B) | $5.7B | 13 | 13 | 19 | 03/27/2026 | ☆ |
| 1978 | Wedbush Securities Inc. CRD 877 | Pasadena, CA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $5.7B | 10,048 | 10,048 | 897 | 04/16/2026 | ☆ |
| 1979 | Gladstone Institutional Advisory Llc CRD 250787 | Palm Beach Gardens, FL | Wealth Manager · Mid-sized ($1B–$10B) | $5.7B | 8,385 | 18,794 | 186 | 08/10/2026 | ☆ |
| 1980 | Dynamic Beta Investments Llc CRD 164972 | Greenwich, CT | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $5.7B | 7 | 7 | 7 | 03/27/2026 | ☆ |
| 1981 | N CRD 314889 | Wealth Manager · Mid-sized ($1B–$10B) | $5.7B | 1,504 | 2,768 | 14 | 05/28/2025 | ☆ | |
| 1982 | Cortland Investment Management, Llc CRD 299369 | Atlanta, GA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.7B | 8 | 8 | 91 | 03/31/2026 | ☆ |
| 1983 | Metis Global Partners, Llc CRD 167276 | San Diego, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $5.7B | 18 | 23 | 11 | 05/13/2026 | ☆ |
| 1984 | Klingman And Associates, Llc CRD 125618 | New York, NY | Wealth Manager · Mid-sized ($1B–$10B) | $5.7B | 709 | 3,532 | 25 | 05/01/2026 | ☆ |
| 1985 | Altarock Partners Lp CRD 161005 | West Palm Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $5.7B | 2 | 2 | 7 | 04/24/2026 | ☆ |
| 1986 | Tfo Wealth Partners, Llc CRD 124407 | Maumee, OH | Wealth Manager · Mid-sized ($1B–$10B) | $5.7B | 1,986 | 5,341 | 67 | 04/24/2026 | ☆ |
| 1987 | Gallatin Point Capital Llc CRD 287716 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $5.7B | 44 | 44 | 23 | 07/23/2026 | ☆ |
| 1988 | N CRD 287758 | Multi-Family Office · Mid-sized ($1B–$10B) | $5.6B | 340 | 340 | 34 | 05/19/2025 | ☆ | |
| 1989 | Sepio Capital, Lp CRD 285645 | Salt Lake City, UT | Multi-Family Office · Mid-sized ($1B–$10B) | $5.6B | 295 | 374 | 31 | 04/27/2026 | ☆ |
| 1990 | Brave Warrior Advisors, Llc CRD 108894 | New York, NY | Wealth Manager · Mid-sized ($1B–$10B) | $5.6B | 116 | 288 | 6 | 04/06/2026 | ☆ |
| 1991 | Dynamic Advisor Solutions Llc CRD 151367 | Phoenix, AZ | Wealth Manager · Mid-sized ($1B–$10B) | $5.6B | 5,634 | 15,179 | 130 | 08/17/2026 | ☆ |
| 1992 | Dunham & Associates Investment Counsel, Inc. CRD 13162 | San Diego, CA | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $5.6B | 13,155 | 13,155 | 43 | 07/15/2026 | ☆ |
| 1993 | Texas Yale Capital Corp. CRD 126992 | St. Petersburg, FL | Multi-Family Office · Mid-sized ($1B–$10B) | $5.6B | 118 | 118 | 7 | 08/28/2026 | ☆ |
| 1994 | Alesco Advisors, Llc, An Esl Company CRD 339091 | Pittsford, NY | Endowment & Foundation Advisor · Mid-sized ($1B–$10B) | $5.6B | 639 | 1,777 | 26 | 04/20/2026 | ☆ |
| 1995 | Donald Smith & Co., Inc. CRD 104947 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $5.6B | 22 | 33 | 11 | 03/19/2026 | ☆ |
| 1996 | Geneva Capital Management Llc CRD 105432 | Milwaukee, WI | Investment Adviser · Mid-sized ($1B–$10B) | $5.6B | 4,049 | 4,049 | 20 | 03/25/2026 | ☆ |
| 1997 | Pentegra Investors, Inc. CRD 111503 | Shelton, CT | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $5.6B | 250 | 250 | 13 | 05/22/2026 | ☆ |
| 1998 | Allegheny Financial Group CRD 104690 | Pittsburgh, PA | Wealth Manager · Mid-sized ($1B–$10B) | $5.6B | 3,971 | 14,030 | 103 | 08/24/2026 | ☆ |
| 1999 | Planpilot, Llc CRD 160319 | Chicago, IL | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $5.6B | 172 | 29 | 15 | 02/10/2026 | ☆ |
| 2000 | Stratos Wealth Advisors Llc CRD 283816 | Beachwood, OH | Wealth Manager · Mid-sized ($1B–$10B) | $5.6B | 5,023 | 12,896 | 170 | 09/16/2026 | ☆ |