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Wealth Manager · Mid-sized ($1B–$10B)
CRD 314889
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ADV data as of May 28, 2025
- Regulatory AUM
- $5.7B
- Discretionary
- $4.9B
- Clients
- 1,504
- Avg AUM / client
- $3.8M
- Accounts
- 2,768
- Employees
- 14
AUM over time
$0
$5.7B
May 2021
May 2025
Annual snapshots from Form ADV filings · as of May 28, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 858 | $359M | 6.33% |
| High net worth individuals | 451 | $4.6B | 81.9% |
| Pooled investment vehicles (non-investment companies) | 2 | $3.7M | 0.06% |
| Pension and profit sharing plans | 52 | $39.1M | 0.69% |
| Corporations and other businesses | 141 | $622M | 11.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $5.7B (100% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 28, 2025.