Sym Financial Corporation
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 107517
· SEC file 801-23944
· Winona Lake, IN
· WWW.LINKEDIN.COM
☆ Save with Pro
ADV data as of Mar 31, 2026
- Regulatory AUM
- $5.8B
- Discretionary
- $5.1B
- Clients
- 1,959
- Avg AUM / client
- $3.0M
- Accounts
- 6,673
- Employees
- 84
AUM over time
$864M
$5.8B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Investments (13F portfolio — 414 positions, $1,000,860,162)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Dimensional Etf Trust | INTL CORE EQT MK | $253,959,504 | 6,518,468 | 25.4% | 4.37% |
| 2 | Wisdomtree Tr | INTERNATIONL EFI | $107,441,698 | 2,441,302 | 10.7% | 1.85% |
| 3 | Vanguard Index Fds | MCAP VL IDXVIP | $104,522,424 | 567,194 | 10.4% | 1.8% |
| 4 | Vanguard Index Fds | TOTAL STK MKT | $88,753,122 | 276,653 | 8.87% | 1.53% |
| 5 | Ishares Tr | US TREAS BD ETF | $85,301,663 | 3,723,338 | 8.52% | 1.47% |
| 6 | Schwab Strategic Tr | US BRD MKT ETF | $29,919,394 | 1,192,008 | 2.99% | 0.51% |
| 7 | Dow Hldgs Inc | COM | $22,981,262 | 551,771 | 2.3% | 0.4% |
| 8 | Vanguard Star Fds | VG TL INTL STK F | $15,992,306 | 207,396 | 1.6% | 0.28% |
| 9 | Apple Inc | COM | $13,154,976 | 51,834 | 1.31% | 0.23% |
| 10 | Vanguard Admiral Fds Inc | SMLCP 600 VAL | $11,868,581 | 116,656 | 1.19% | 0.2% |
| 11 | Nvidia Corporation | COM | $11,335,162 | 64,995 | 1.13% | 0.19% |
| 12 | Ishares Tr | CORE MSCI EAFE | $9,799,018 | 108,241 | 0.98% | 0.17% |
| 13 | Vanguard Intl Equity Index F | TT WRLD ST ETF | $8,941,742 | 64,645 | 0.89% | 0.15% |
| 14 | Microsoft Corp | COM | $7,910,615 | 21,370 | 0.79% | 0.14% |
| 15 | Eli Lilly & Co | COM | $6,787,843 | 7,380 | 0.68% | 0.12% |
| 16 | Ishares Inc | MSCI GBL MIN VOL | $5,764,923 | 48,238 | 0.58% | 0.1% |
| 17 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $5,623,148 | 87,752 | 0.56% | 0.1% |
| 18 | Dimensional Etf Trust | US CORE EQT MKT | $5,571,327 | 123,478 | 0.56% | 0.1% |
| 19 | Amazon Com Inc | COM | $5,565,150 | 26,721 | 0.56% | 0.1% |
| 20 | Alphabet Inc | CAP STK CL A | $5,222,752 | 18,162 | 0.52% | 0.09% |
| 21 | Spdr Index Shs Fds | STATE STREET SPD | $5,139,209 | 112,579 | 0.51% | 0.09% |
| 22 | Broadcom Inc | COM | $4,462,546 | 14,418 | 0.45% | 0.08% |
| 23 | Schwab Strategic Tr | INT-TRM U.S TRES | $4,310,700 | 173,051 | 0.43% | 0.07% |
| 24 | Lakeland Finl Corp | COM | $3,739,742 | 65,175 | 0.37% | 0.06% |
| 25 | Spdr Index Shs Fds | STATE STREET SPD | $3,358,696 | 23,465 | 0.34% | 0.06% |
Top 25 of 414 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 953 | $416M | 7.15% |
| High net worth individuals | 848 | $3.4B | 58.3% |
| Pension and profit sharing plans | 128 | $1.1B | 19.6% |
| Charitable organizations | 10 | $815M | 14.0% |
| Corporations and other businesses | 20 | $56.0M | 0.96% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (35)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jerald William Yeager | Chief Executive Officer | Jan 1999 (28y) | 25% – 50% | |
| Stephen Charles Yeager | Senior Financial Advisor | Oct 2000 (26y) | 10% – 25% | |
| Robert Seth Whicker | Senior Financial Advisor | CFP | Jan 2008 (19y) | 10% – 25% |
| Allen, Crystal, Lynn | Chief Compliance Officer | Jan 2009 (18y) | Less than 5% | |
| Rodney Scott Coleman | President | CFP | Nov 2009 (17y) | 10% – 25% |
| Andrew Lee Popenfoose | Chief Investment Officer | CFA | Oct 2016 (10y) | Less than 5% |
| Black, Kristin, Marie | Chief Financial Officer | Jan 2019 (8y) | Less than 5% | |
| Jonathan P Hueftle | Registered representative | Aug 2002 (24y) | ||
| Nicholas Eugene Gray | Registered representative | Feb 2013 (13y) | ||
| Richard Edward Harrison | Registered representative | May 2013 (13y) | ||
| Bradley Scott Duling | Registered representative | CFP | Jun 2014 (12y) | |
| Jonathan Thomas Slocum | Registered representative | CFP | Feb 2015 (11y) | |
| Sarah Lee Delahanty | Registered representative | CFP | May 2015 (11y) | |
| Dennis Paul Dornbier | Registered representative | CFA | Oct 2016 (10y) | |
| Michelle Marie Hipskind | Registered representative | CFP | Apr 2017 (9y) | |
| Gabriella Diana Tucker | Registered representative | CFP | Aug 2018 (8y) | |
| Brian Ernest Swinehart | Registered representative | CFP | Dec 2018 (8y) | |
| Evan Timothy Stark | Registered representative | CFP | May 2019 (7y) | |
| Thomas Robert Ackmann | Registered representative | Sep 2019 (7y) | ||
| Derek Scott Weed | Registered representative | CFP | Sep 2020 (6y) | |
| Joseph Ethan Brown | Registered representative | CFP | Mar 2021 (5y) | |
| Octavian Tuturu Sayumwe | Registered representative | CFP | Mar 2021 (5y) | |
| Shane Michael Bradley | Registered representative | CFP | Mar 2021 (5y) | |
| Tyler Scott Ostrom | Registered representative | CFP | May 2022 (4y) | |
| Jamie Lynn Mitchell | Registered representative | Jun 2022 (4y) | ||
| Logan Schuyler Timbrook | Registered representative | CFP | Dec 2022 (4y) | |
| Stephen Lamont Lawler | Registered representative | CFP | Jan 2023 (4y) | |
| Keith Andrew Beers | Registered representative | CFP | Feb 2025 (1y) | |
| Benjamin Keith Streeter | Registered representative | CFP | Jun 2025 (1y) | |
| Austin Johnson Burrows | Registered representative | Sep 2025 (1y) | ||
| Zachary Scott Kern | Registered representative | Sep 2025 (1y) | ||
| Janae D O'rourke | Registered representative | CFP Chartered Financial Consultant | Oct 2025 (1y) | |
| Adam Robert Cash | Registered representative | CFP | Feb 2026 (0y) | |
| Tyler Daniel Snover | Registered representative | CFP | Feb 2026 (0y) | |
| Bryan Stephen Aanderud | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (27)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Petroleum Traders Corporation 401(k) Salary Reduction Plan And Trust | Petroleum Traders Corporation | 103 | $13.0M | 07/01/2024 |
| Pathfinder Services Retirement Plan | Pathfinder Services, Inc. | 441 | $7.2M | 07/01/2024 |
| 4 C Health Retirement Plan | Four County Comprehensive Mental Health Center, Inc. | 472 | $11.4M | 07/01/2024 |
| Kruggel, Lawton & Co. Employees' Benefit Plan | Kruggel, Lawton & Co., Llc | 131 | $19.7M | 01/01/2024 |
| Partners 1 St Federal Credit Union 401 K Retirement Savings Plan | Partners 1 St Federal Credit Union | 171 | $18.8M | 01/01/2024 |
| Fort Wayne Wire Die Corporate 401(k) Plan | Fort Wayne Wire Die, Inc. | 86 | $21.5M | 01/01/2024 |
| Kelly Box And Packaging Corp. 401(k) Savings Plan | Kelly Box And Packaging Corp. | 133 | $8.4M | 01/01/2024 |
| Goodwill Industries Of Northeast Indiana, Inc. 401(k) Plan | Goodwill Industries Of Northeast Indiana, Inc. | 151 | $3.6M | 01/01/2024 |
| Ccg Services, Inc. Retirement Savings Plan | Ccg Services, Inc. | 1,596 | $106M | 01/01/2024 |
| Chromasource, Inc. Profit Sharing And 401(k) Plan | Chromasource, Inc. | 96 | $4.4M | 01/01/2024 |
| Grossnickle Eye Center 401(k) Retirement Plan | Grossnickle Eye Center | 116 | $19.2M | 01/01/2024 |
| Wagner Meinert, Llc 401(k) Plan | Wagner Meinert, Llc | 94 | $16.1M | 01/01/2024 |
| Advanced Emissions Solutions, Inc. Profit Sharing Retirement Plan | Advanced Emissions Solutions, Inc. | 202 | $19.7M | 01/01/2024 |
| Sonterra Medical Management Group Profit Sharing 401 K Plan | Sonterra Medical Management Group, Inc. | 486 | $59.5M | 01/01/2024 |
| Lasting Change, Inc. 403(b) Plan | Lasting Change, Inc. | 485 | $8.5M | 01/01/2024 |
| Reliable Pmw 401(k) Plan | Reliable Tool & Machine Company Inc. | 116 | $5.6M | 01/01/2024 |
| Ducharme, Mcmillen & Associates, Inc. 401(k) Savings Plan | Ducharme, Mcmillen & Associates, Inc. | 679 | $69.3M | 01/01/2024 |
| Seymour Midwest Retirement Plan | Seymour Midwest Llc | 105 | $4.0M | 01/01/2024 |
| Wildman Business Group, Llc 401(k) Retirement Plan | Wildman Business Group, Llc | 501 | $18.2M | 01/01/2024 |
| Uckele Health & Nutrition 401(k) Plan | Uckele Health & Nutrition, Inc. | 255 | $5.6M | 01/01/2024 |
| Hallmark Home Mortgage 401(k) Plan | Hallmark Home Mortgage | 179 | $16.7M | 01/01/2024 |
| Creighton Brothers Crystal Lake Eggspress 401 K Profit Sharing Plan And Trust | Creighton Brothers Llc | 140 | $10.2M | 01/01/2024 |
| The Flexaust/Flexadux 401(k) Profit Sharing Plan | The Flexaust Company, Inc. | 316 | $22.3M | 01/01/2024 |
| Laux Arnold, Inc 401(k) Salary Reduction Plan | Laux Arnold,Inc. Dba L A Electric | 108 | $15.6M | 01/01/2024 |
| The Fort Wayne Rescue Mission Ministries Inc. 403(b) Plan | The Fort Wayne Rescue Mission Ministries, Inc. | 122 | $3.2M | 01/01/2024 |
Top 25 of 27 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $4.0B (69% of AUM) Mar 2026
- National Financial Services (Fidelity) $1.1B (18% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗