Lasalle St. Investment Advisors, L.L.C.
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 109701
· SEC file 801-33422
· Elmhurst, IL
· WWW.LASALLEST.COM
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ADV data as of Jul 29, 2026
- Regulatory AUM
- $5.7B
- Discretionary
- $1.8B
- Clients
- 14,284
- Avg AUM / client
- $402K
- Accounts
- 14,284
- Employees
- 155
AUM over time
$460M
$5.7B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 12,817 | $2.5B | 44.0% |
| High net worth individuals | 894 | $2.7B | 46.5% |
| Pension and profit sharing plans | 469 | $483M | 8.4% |
| Charitable organizations | 5 | $1.9M | 0.03% |
| Corporations and other businesses | 99 | $61.7M | 1.07% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Glenkirk Pension Plan And Trust Glenkirk | 2024 |
People (161)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel John Schlesser | Cfo/Sec./Treas. | Nov 1990 (36y) | 50% – 75% | |
| Vincent Edward Incerto | Chief Compliance Officer | Jan 2018 (9y) | Less than 5% | |
| Michael Mitchell Drozd | Chief Investment Officer | Jul 2024 (2y) | Less than 5% | |
| Paul K Wong | Registered representative | CFP | Apr 1999 (27y) | |
| Jason Herbert Frank | Registered representative | CFP | Jan 2002 (25y) | |
| Thomas Francis Hivko | Registered representative | Jan 2003 (24y) | ||
| Dennis Richard Tierney | Registered representative | Nov 2005 (21y) | ||
| John Gerard Berger | Registered representative | Jan 2006 (21y) | ||
| Juliette Christine Romeo | Registered representative | Jan 2006 (21y) | ||
| Daniel Carter Stybr | Registered representative | Jan 2006 (21y) | ||
| Larry Thomas Vandeventer | Registered representative | Jan 2006 (21y) | ||
| Michael John Graham | Registered representative | Jan 2006 (21y) | ||
| Henry Michael Fisher | Registered representative | Feb 2006 (20y) | ||
| James Joseph Kelly | Registered representative | May 2006 (20y) | ||
| Regan Alan Beaver | Registered representative | Jun 2006 (20y) | ||
| Todd Stuart Morgan | Registered representative | Nov 2006 (20y) | ||
| Cheryl Lynn Germany Higgins | Registered representative | Sep 2008 (18y) | ||
| Robert Michael Widman | Registered representative | Jan 2009 (18y) | ||
| Larry Neil Goddard | Registered representative | Jul 2009 (17y) | ||
| Joseph Supina | Registered representative | Aug 2009 (17y) | ||
| Matthew Scott Hood | Registered representative | May 2010 (16y) | ||
| Thomas William Lind | Registered representative | CFP | Oct 2010 (16y) | |
| David Alan Johnson | Registered representative | Nov 2010 (16y) | ||
| Matthew Robert Nall | Registered representative | Jan 2011 (16y) | ||
| Thomas John Ervolina | Registered representative | Jan 2011 (16y) | ||
| Timothy Stephen Meisenheimer | Registered representative | Feb 2011 (15y) | ||
| David Steven Zoller | Registered representative | Feb 2011 (15y) | ||
| Vernon Kent Nicholson | Registered representative | Apr 2011 (15y) | ||
| Adam Joseph Kenworthy | Registered representative | Feb 2012 (14y) | ||
| Jerrod Iven Spriet | Registered representative | Mar 2012 (14y) | ||
| Kelly D Hene | Registered representative | CFP | Mar 2012 (14y) | |
| Jason Franklin Briscoe | Registered representative | Jun 2012 (14y) | ||
| Kirk Alan Loomis | Registered representative | Jul 2012 (14y) | ||
| Bradley Joseph Miller | Registered representative | Aug 2012 (14y) | ||
| Michael James Sykes | Registered representative | Jan 2013 (14y) | ||
| Kurt Edward Weiper | Registered representative | Jan 2013 (14y) | ||
| Gregory Shirk | Registered representative | May 2013 (13y) | ||
| Dwight Lewis Pigg | Registered representative | CFP | Jul 2013 (13y) | |
| Sidney Wayne Yeomans | Registered representative | Dec 2013 (13y) | ||
| John Carter Forbes | Registered representative | Feb 2014 (12y) | ||
| Marie Louise Kata | Registered representative | Feb 2014 (12y) | ||
| Mark James Hemmerly | Registered representative | May 2014 (12y) | ||
| Ryan L Backus | Registered representative | Dec 2014 (12y) | ||
| Elizabeth A Nanovic | Registered representative | Dec 2014 (12y) | ||
| Erin Crosby Ortiz | Registered representative | Jan 2015 (12y) | ||
| Eric Alexander Fox | Registered representative | Mar 2015 (11y) | ||
| Bruce Gene Vollrath | Registered representative | May 2015 (11y) | ||
| Mark Grayson Miracle | Registered representative | Chartered Financial Consultant | Dec 2015 (11y) | |
| Dwight Joseph Fontana | Registered representative | Jan 2016 (11y) | ||
| Edward Tobin Meisenheimer | Registered representative | Apr 2016 (10y) | ||
| James Lynn Spore | Registered representative | CFP | May 2016 (10y) | |
| Deborah Kay Vinson | Registered representative | Jun 2016 (10y) | ||
| Theodore Joseph Zamerski | Registered representative | Personal Financial Specialist | Jun 2016 (10y) | |
| Charles Francis Imhoff | Registered representative | Personal Financial Specialist | Aug 2016 (10y) | |
| Scott Erik Davis | Registered representative | Aug 2016 (10y) | ||
| Garrett Michael Mills | Registered representative | Sep 2016 (10y) | ||
| Michael J. O'callaghan | Registered representative | CFP | Sep 2016 (10y) | |
| Peter Michael Lewis | Registered representative | Oct 2016 (10y) | ||
| Mark Jason Hamende | Registered representative | Oct 2016 (10y) | ||
| Kathleen Ann Carrico | Registered representative | Jan 2017 (10y) | ||
| Sandra Catherine Evans | Registered representative | Jan 2017 (10y) | ||
| James Andrew Coshun | Registered representative | Jan 2017 (10y) | ||
| Malinda Sue Risen Sanders | Registered representative | Mar 2017 (9y) | ||
| Paul Bertrand Sirois | Registered representative | May 2017 (9y) | ||
| Kasha Marie Herrmann Flanders | Registered representative | Oct 2017 (9y) | ||
| Chester Anthony Winn | Registered representative | Dec 2017 (9y) | ||
| Phyllis Raelynn Spears | Registered representative | Dec 2017 (9y) | ||
| Lawrence Patrick Grill | Registered representative | Jan 2018 (9y) | ||
| Douglas Dirk Swanson | Registered representative | Feb 2018 (8y) | ||
| James Clayton Baldwin | Registered representative | CFA | May 2018 (8y) | |
| Luke Anthony Hofsommer | Registered representative | Sep 2018 (8y) | ||
| Todd Johnston Fennick | Registered representative | Sep 2018 (8y) | ||
| Matthew Edward Powell | Registered representative | Sep 2018 (8y) | ||
| James Arthur Steinbrenner | Registered representative | Feb 2019 (7y) | ||
| Benjamin John Raymond Feltes | Registered representative | CFP | Feb 2019 (7y) | |
| Jeffrey John Talarico | Registered representative | Jun 2019 (7y) | ||
| Daniel Ray Mayer | Registered representative | Jul 2019 (7y) | ||
| Steven Michael Cook | Registered representative | Sep 2019 (7y) | ||
| Eugene Edward Welsh | Registered representative | Personal Financial Specialist | Nov 2019 (7y) | |
| Shaena Leigh Yorke | Registered representative | Nov 2019 (7y) | ||
| Sean Russell Ford | Registered representative | CFP CFA | Feb 2020 (6y) | |
| Adam Tudor | Registered representative | CFP | May 2020 (6y) | |
| Peter Leonard Kearney | Registered representative | Aug 2020 (6y) | ||
| Jeffrey John Kinzler | Registered representative | Sep 2020 (6y) | ||
| Ronald Raymond Feltes | Registered representative | Feb 2021 (5y) | ||
| Edward Duane Luebe | Registered representative | Mar 2021 (5y) | ||
| Grant Michael Luebe | Registered representative | Mar 2021 (5y) | ||
| Charles Francis Imhoff | Registered representative | Personal Financial Specialist | Mar 2021 (5y) | |
| Patrick Leonard Kearney | Registered representative | Apr 2021 (5y) | ||
| Christopher M Sacco | Registered representative | Chartered Financial Consultant | May 2021 (5y) | |
| Joseph Philip Sarappo | Registered representative | May 2021 (5y) | ||
| Kyle Patrick Jennings | Registered representative | May 2021 (5y) | ||
| John William Bayrd | Registered representative | May 2021 (5y) | ||
| Gerri Lynn Michalski | Registered representative | May 2021 (5y) | ||
| Jocelyn Gonzales Bryant | Registered representative | May 2021 (5y) | ||
| Jon T. Zach | Registered representative | CFP | Jun 2021 (5y) | |
| Timothy Jon Reed | Registered representative | Chartered Financial Consultant | Jun 2021 (5y) | |
| Jeffrey Edward Kamien | Registered representative | Sep 2021 (5y) | ||
| Caitlyn Karl | Registered representative | Oct 2021 (5y) | ||
| Timothy Harrison | Registered representative | Dec 2021 (5y) | ||
| Conor Gerard Casey | Registered representative | Jan 2022 (5y) | ||
| Cameron Scott Crone | Registered representative | Feb 2022 (4y) | ||
| Troy Allan Chesnut | Registered representative | CFP | Feb 2022 (4y) | |
| Sagen Richard Augustin | Registered representative | CFP | Mar 2022 (4y) | |
| Nelson Cover | Registered representative | CFP | Mar 2022 (4y) | |
| Thomas B Damasco | Registered representative | CFA | Jun 2022 (4y) | |
| Jared Gregory Shirk | Registered representative | Aug 2022 (4y) | ||
| Matthew Fuhrman | Registered representative | CFP | Oct 2022 (4y) | |
| Michael John Bruno | Registered representative | Chartered Financial Consultant | Nov 2022 (4y) | |
| Scott Robert Uebelhoer | Registered representative | Nov 2022 (4y) | ||
| Lane Scott Swisher | Registered representative | CFP | Jan 2023 (4y) | |
| Caedmon S Meisenheimer | Registered representative | Jan 2023 (4y) | ||
| Cari Ann Schulz | Registered representative | Jan 2023 (4y) | ||
| Adam Robert Sarno | Registered representative | Apr 2023 (3y) | ||
| Richard James London | Registered representative | CFP | Apr 2023 (3y) | |
| Robert Pate Ellington Montes | Registered representative | Apr 2023 (3y) | ||
| Jason Johnson | Registered representative | Apr 2023 (3y) | ||
| Patrick John Wagner | Registered representative | Jun 2023 (3y) | ||
| Andrew John Lewis | Registered representative | Aug 2023 (3y) | ||
| Stacy Lynn Long | Registered representative | CFP | Sep 2023 (3y) | |
| John Sciaccotta | Registered representative | Nov 2023 (3y) | ||
| Joseph De Marco | Registered representative | Nov 2023 (3y) | ||
| Richard Joseph Wilkens | Registered representative | Nov 2023 (3y) | ||
| Kristi Anne Remus | Registered representative | Mar 2024 (2y) | ||
| Stephen Lawrence Brown | Registered representative | Apr 2024 (2y) | ||
| Christopher Hoy | Registered representative | Apr 2024 (2y) | ||
| Taylor Hubert | Registered representative | Jun 2024 (2y) | ||
| Craig Lee Dunn | Registered representative | Jun 2024 (2y) | ||
| Andrew Pagoulatos | Registered representative | Jul 2024 (2y) | ||
| Patrick Allen Daly | Registered representative | Jul 2024 (2y) | ||
| Jonathan Campbell Hoy | Registered representative | Aug 2024 (2y) | ||
| Jordan Lee | Registered representative | Dec 2024 (2y) | ||
| Mark Anton Groesbeck | Registered representative | CFP Chartered Financial Consultant | Dec 2024 (2y) | |
| Scott Legrand Slade | Registered representative | Dec 2024 (2y) | ||
| Kerry Vaun Poulson | Registered representative | Dec 2024 (2y) | ||
| Isaac Pelts | Registered representative | Jan 2025 (2y) | ||
| Timothy John Cleveland | Registered representative | Jan 2025 (2y) | ||
| Dustin Michael Emerling | Registered representative | CFP | Feb 2025 (1y) | |
| David Lefebre | Registered representative | Feb 2025 (1y) | ||
| Jayce J Wallace | Registered representative | CFP | Feb 2025 (1y) | |
| Michael J Kaminska | Registered representative | Feb 2025 (1y) | ||
| Jerrold Steven Bergner | Registered representative | Mar 2025 (1y) | ||
| Andrew George Palomo | Registered representative | CFP | Apr 2025 (1y) | |
| Levi John Palomo | Registered representative | Apr 2025 (1y) | ||
| Jacqueline Lee Bulava | Registered representative | Apr 2025 (1y) | ||
| Rudolph Litavsky | Registered representative | CFP | May 2025 (1y) | |
| Elijah Pinkevich | Registered representative | CFP | Jun 2025 (1y) | |
| Edward Anthony Perry | Registered representative | CFP | Jul 2025 (1y) | |
| Laura F Chiaramonte | Registered representative | Sep 2025 (1y) | ||
| Roger Cole Engel | Registered representative | Sep 2025 (1y) | ||
| Daniel John Schlesser | Registered representative | Nov 2025 (1y) | ||
| Kimberly Matley Threat | Registered representative | Dec 2025 (1y) | ||
| Courtney Paige Baxter | Registered representative | Jan 2026 (1y) | ||
| Graysen Laurence Vukasin | Registered representative | Feb 2026 (0y) | ||
| Carol Anne Mcginnis | Registered representative | Feb 2026 (0y) | ||
| Cynthia Allen Mann | Registered representative | Feb 2026 (0y) | ||
| Kyle Dell | Registered representative | Feb 2026 (0y) | ||
| Brendan James Feeney | Registered representative | Feb 2026 (0y) | ||
| Josie Joe Allred | Registered representative | Mar 2026 (0y) | ||
| Zak Sandeman | Registered representative | Apr 2026 (0y) | ||
| Anthony Degregorio | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Lasalle St. Holdings, Llc ("Lsh") Formerly Known As Mcdermott Holdings 1, Lp. | Sole Owner/ Manager | Apr 1999 | A | 75% or more |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Glenkirk Pension Plan And Trust | Glenkirk | 287 | $6.1M | 07/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.28 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory
as of Nov 01, 2024
Allegations: FAILURE TO ADEQUITLY DISCLOSE TO CLIENTS CONFLICTS OF INTEREST RELATED TO 12B-1 FEES AND SELECTION OF MUTUAL FUND SHARE CLASSES. Status: Final Sanction Detail: ON MARCH 11, 2019, LSIA WAS SUBJECT TO AN ORDER AND CEASE AND DESIST PROCEEDINGS WHEREBY IT VOLUNTARILY CONSENTED TO FINDINGS BY THE SEC THAT IT HAD NOT FULLY DISCLOSED CERTAIN CONFLICTS OF INTERST IN ITS ADV AND OTHERWISE RELATED TO RECEIPT OF 12B-1 FEES, ITS SELECTION OF MUTUAL FUND SHARE CLASSES THAT PAY SUCH FEES, AND THE EXISTENCE OF OTHER SHARE CLASSES THAT DID NOT PAY 12B-1 FEES. THE FIRM REFUNDED FEES TO AFFECTED CLIENTS WITH INTEREST IN THE AMOUNT OF $435,178.03, WAS CENSURED AND UNDERTOOK TO UPDATE ITS PROCEDURES. THESE FINDINGS RESULTED IN CERTAIN FINDINGS OF VIOLATIONS OF THE ADVISERS ACT. Summary: SEE 12B
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- National Financial Services (Fidelity) $3.9B (68% of AUM) Mar 2026
- Fidelity Distributors Company Llc $991M (17% of AUM) Mar 2026
- Fidelity Investments Institutional Services Company, Inc. $189M (14% of AUM) Sep 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 29, 2026.
View current Form ADV (SEC/IAPD) ↗