Dynamic Advisor Solutions Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 151367
· SEC file 801-72203
· Phoenix, AZ
· WWW.PALLADIANWEALTHMANAGEMENT.COM
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ADV data as of Jul 16, 2026
- Regulatory AUM
- $5.6B
- Discretionary
- $5.6B
- Clients
- 5,634
- Avg AUM / client
- $1.0M
- Accounts
- 15,179
- Employees
- 130
AUM over time
$50.7M
$5.6B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,696 | $863M | 15.3% |
| High net worth individuals | 1,813 | $4.5B | 79.0% |
| Pension and profit sharing plans | 69 | $236M | 4.19% |
| Charitable organizations | 15 | $25.4M | 0.45% |
| Corporations and other businesses | 41 | $60.4M | 1.07% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Davenport University Retirement Plan Davenport University | 2024 | |
| Gbi 401(k) Plan Great Basin Industrial | 2024 |
People (80)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cannon, Susan, Mcchesney | Trustee | May 2003 (23y) | ≈ 28.13% – 75% via Cannon Family Trust | |
| James Richard Cannon | Chief Executive Officer | May 2003 (23y) | ≈ 28.13% – 75% via Cannon Family Trust | |
| Cherie Jean Jolly | Chief Compliance Officer | Nov 2016 (10y) | Less than 5% | |
| Patrick, Justin | Chief Technology Officer | Dec 2019 (7y) | Less than 5% | |
| Konstantin Grigoryevich Etus | Chief Investment Officer | CFA | Jul 2021 (5y) | Less than 5% |
| Steven Philip Kulesza | Chief Business Development Officer | CFP | Oct 2022 (4y) | Less than 5% |
| Margot Suzanne Davis | Registered representative | Jun 2010 (16y) | ||
| Delvis Llanes | Registered representative | Jul 2013 (13y) | ||
| Erin Michael Goergen | Registered representative | CFP | Aug 2013 (13y) | |
| Vincent James Asaro | Registered representative | Sep 2013 (13y) | ||
| Celeste Karen Wall | Registered representative | Oct 2015 (11y) | ||
| Edward Jonathon Lebeau | Registered representative | Jul 2016 (10y) | ||
| Ross Daniel Emmer | Registered representative | CFP | Oct 2016 (10y) | |
| Michael A Acevedo | Registered representative | CFP | Nov 2016 (10y) | |
| Alano David Massi | Registered representative | CFP | Dec 2017 (9y) | |
| Brian Michael Bucell | Registered representative | CFP | Feb 2018 (8y) | |
| Thomas Scott Mccann | Registered representative | CFP | Feb 2018 (8y) | |
| Brock Benjamin Bowden | Registered representative | Mar 2018 (8y) | ||
| Donald Cutler Wiscomb | Registered representative | Mar 2018 (8y) | ||
| Mark Loal Anderson | Registered representative | CFA | Mar 2018 (8y) | |
| Mark Stephen Johnson | Registered representative | Mar 2018 (8y) | ||
| Justin Brooks Hardesty | Registered representative | Mar 2018 (8y) | ||
| Jose Guadalupe Longoria | Registered representative | Mar 2018 (8y) | ||
| Scott Allen Rader | Registered representative | Mar 2018 (8y) | ||
| Stephen Morgan Pease | Registered representative | CFP | Mar 2018 (8y) | |
| Matthew Robert Hansen | Registered representative | Mar 2018 (8y) | ||
| Laura Ann Bradford | Registered representative | Jul 2018 (8y) | ||
| Timothy M Garretson | Registered representative | Aug 2018 (8y) | ||
| Christopher Edward Ordway | Registered representative | Aug 2018 (8y) | ||
| Shannon Nicole Larson | Registered representative | Aug 2018 (8y) | ||
| Zachary Paul Liggett | Registered representative | CFA | Jan 2019 (8y) | |
| Athanassios Panagiotakopoulos | Registered representative | Mar 2019 (7y) | ||
| David Jeffery Marques Matuszak | Registered representative | May 2019 (7y) | ||
| Tomas Mcmillan | Registered representative | May 2019 (7y) | ||
| Charles Steven Sera | Registered representative | Jun 2019 (7y) | ||
| Laura Alice Evans | Registered representative | Jan 2020 (7y) | ||
| Patrick Edward Huey | Registered representative | CFP | Mar 2020 (6y) | |
| Desiree Ann Longoria | Registered representative | Mar 2020 (6y) | ||
| Marina Hernandez | Registered representative | CFP | Apr 2020 (6y) | |
| John Graton Gillespie | Registered representative | Jun 2020 (6y) | ||
| Derek Samuel Pantele | Registered representative | CFP CFA | Jul 2020 (6y) | |
| Craig Alan Nieschwietz | Registered representative | Sep 2020 (6y) | ||
| Matthew Michael Hoaglin | Registered representative | CFP | Oct 2020 (6y) | |
| Ryan C Olds | Registered representative | CFP | Oct 2020 (6y) | |
| Michelle Anne Kaufman Gulko | Registered representative | CFA | Oct 2020 (6y) | |
| Mark Edward Weil | Registered representative | CFP | Oct 2020 (6y) | |
| Stefan J Wolf | Registered representative | Mar 2021 (5y) | ||
| Melissa J Stewart | Registered representative | CFP | Jul 2021 (5y) | |
| Alecsander Angeles Zari | Registered representative | CFP | Sep 2021 (5y) | |
| David Jeng Huei Wu | Registered representative | Jan 2022 (5y) | ||
| Parker Elliott Dubreuil | Registered representative | Apr 2022 (4y) | ||
| Riley Stephen Johnson | Registered representative | May 2022 (4y) | ||
| Anthony James Fischetti | Registered representative | CFP | Jan 2023 (4y) | |
| Jeffrey Edward Krueg | Registered representative | Feb 2023 (3y) | ||
| Theresa Anne Krueg | Registered representative | Feb 2023 (3y) | ||
| Theresa Colette Standart | Registered representative | Feb 2023 (3y) | ||
| Roger Nusbaum | Registered representative | Mar 2023 (3y) | ||
| Jay David Rabins | Registered representative | Mar 2023 (3y) | ||
| Paul Thomas Swenson | Registered representative | Sep 2023 (3y) | ||
| David Anthony Hughes | Registered representative | CFP CFA | Oct 2023 (3y) | |
| Rodney Alan Smith | Registered representative | Nov 2023 (3y) | ||
| Joseph Andrew Harris | Registered representative | Feb 2024 (3y) | ||
| Kelly Lane Mc Cann | Registered representative | Apr 2024 (2y) | ||
| Michael Niewiadomski | Registered representative | CFP | May 2024 (2y) | |
| Cameron Luke Juhnke | Registered representative | Jul 2024 (2y) | ||
| Michael Aubrey Freeman | Registered representative | Dec 2024 (2y) | ||
| John Allen Davis | Registered representative | Jan 2025 (2y) | ||
| Sundip "Sonny" Rai | Registered representative | Jan 2025 (2y) | ||
| Jonas M Zamora | Registered representative | CFP | Jan 2025 (2y) | |
| Kushal Ashwin Shah | Registered representative | Jan 2025 (2y) | ||
| Sara Marshall Di Ruscio | Registered representative | CFP | Jan 2025 (2y) | |
| Matthew John Desmond | Registered representative | CFA | Jan 2025 (2y) | |
| Brian C Bowen | Registered representative | Jul 2025 (1y) | ||
| Jamie Brooke Thomas | Registered representative | Jul 2025 (1y) | ||
| Ryan Timothy Rippy | Registered representative | Oct 2025 (1y) | ||
| Heather Jackson | Registered representative | Oct 2025 (1y) | ||
| Andrew J. Sekula | Registered representative | Dec 2025 (1y) | ||
| Michael Richard Mazzella | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| David Russell Hoffman | Registered representative | Jan 2026 (1y) | ||
| Jason Garrett Noble | Registered representative | CFP | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dwa Management Llc | Manager Of Dynamic Advisor Solutions | Jan 2014 | A | 75% or more |
| Cannon Family Trust | Member | Dec 2013 | B | ≈ 56.25% – 100% via Dwa Management Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Cannon, Susan, Mcchesney: 50% – 75% of Cannon Family Trust × 75% – 100% of Dwa Management Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- James Richard Cannon: 50% – 75% of Cannon Family Trust × 75% – 100% of Dwa Management Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Cannon Family Trust: 75% – 100% of Dwa Management Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Davenport University Retirement Plan | Davenport University | 1,506 | $164M | 01/01/2024 |
| Gbi 401(k) Plan | Great Basin Industrial | 284 | $6.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 1.34 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • ASSET-BASED AND FLAT FEES FOR MODEL PORTFOLIO ADVISER SERVICES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $3.9B (69% of AUM) Jul 2026
- Fidelity Brokerage Services $874M (16% of AUM) Jul 2026
- Raymond James $387M (12% of AUM) Jan 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗