Investment advisers
45,206 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19851 | Elion Financial, Llc CRD 334200 | Tucson, AZ | Wealth Manager · Boutique (under $100M) | $47.8M | 53 | 370 | 1 | 08/21/2026 | ☆ |
| 19852 | Mac Investment Management Llc CRD 149788 | Wealth Manager · Boutique (under $100M) | $47.8M | 23 | 23 | 1 | 03/24/2026 | ☆ | |
| 19853 | Ziment Financial Advisors, Inc. CRD 123850 | Wealth Manager · Boutique (under $100M) | $47.8M | 10 | 57 | 3 | 02/16/2026 | ☆ | |
| 19854 | Dollinger Management Inc. CRD 154539 | Wealth Manager · Boutique (under $100M) | $47.7M | 50 | 50 | 2 | 01/06/2026 | ☆ | |
| 19855 | Rs Wealth Management, Inc. CRD 167002 | Wealth Manager · Boutique (under $100M) | $47.7M | 72 | 72 | 1 | 03/31/2026 | ☆ | |
| 19856 | Graylark Financial, Llc CRD 325833 | Wealth Manager · Boutique (under $100M) | $47.7M | 83 | 193 | 3 | 09/21/2026 | ☆ | |
| 19857 | Comprehensive Planning Associates, Ltd. CRD 158280 | Fairfield, CT | Insurance-Affiliated · Boutique (under $100M) | $47.7M | 54 | 118 | 5 | 06/30/2026 | ☆ |
| 19858 | Cookson Financial, Llc CRD 142407 | Excelsior, MN | Wealth Manager · Boutique (under $100M) | $47.7M | 48 | 70 | 1 | 01/18/2026 | ☆ |
| 19859 | Legacy Investment Services, Llc CRD 144127 | Rancho Cucamonga, CA | Wealth Manager · Boutique (under $100M) | $47.7M | 254 | 254 | 10 | 08/21/2026 | ☆ |
| 19860 | Gallatin Financial Advisors, Llc CRD 164901 | Insurance-Affiliated · Boutique (under $100M) | $47.7M | 79 | 197 | 3 | 01/14/2026 | ☆ | |
| 19861 | Grey Owl Capital Management, Llc CRD 149998 | Arlington, VA | Wealth Manager · Boutique (under $100M) | $47.7M | 33 | 114 | 3 | 04/08/2026 | ☆ |
| 19862 | Wealth Planning Group, Inc. CRD 143222 | Valencia, CA | Insurance-Affiliated · Boutique (under $100M) | $47.7M | 161 | 161 | 2 | 03/20/2026 | ☆ |
| 19863 | Frontier Financial Partners, Llc CRD 136465 | Insurance-Affiliated · Boutique (under $100M) | $47.7M | 158 | 309 | 5 | 03/23/2026 | ☆ | |
| 19864 | Katalgar Capital Management, Llc CRD 146525 | Multi-Family Office · Boutique (under $100M) | $47.6M | 4 | 4 | 1 | 03/12/2026 | ☆ | |
| 19865 | B. Riley Wealth Private Shares, Llc CRD 315851 | Memphis, TN | Private Fund Manager · Boutique (under $100M) | $47.6M | 8 | 8 | 8 | 03/31/2026 | ☆ |
| 19866 | Ocean Park Capital Management, Llc CRD 134517 | Santa Monica, CA | Private Fund Manager · Boutique (under $100M) | $47.6M | 2 | 2 | 5 | 03/31/2026 | ☆ |
| 19867 | Pacific Investment Counsel, Inc. CRD 136813 | Wealth Manager · Boutique (under $100M) | $47.6M | 64 | 67 | 2 | 09/19/2025 | ☆ | |
| 19868 | Asa Asset Management Llc CRD 335177 | New York, NY | Private Fund Manager · Boutique (under $100M) | $47.6M | 5 | 5 | 15 | 06/15/2026 | ☆ |
| 19869 | Lattice Wealth Advisors, Llc CRD 301132 | Chattanooga, TN | Wealth Manager · Boutique (under $100M) | $47.6M | 130 | 329 | 1 | 03/26/2026 | ☆ |
| 19870 | Model Capital Management Llc CRD 166921 | Waltham, MA | Investment Adviser · Boutique (under $100M) | $47.6M | 11 | 11 | 3 | 09/29/2025 | ☆ |
| 19871 | Advisors On Call, Llc CRD 315319 | Laguna Hills, CA | Wealth Manager · Boutique (under $100M) | $47.6M | 130 | 295 | 1 | 04/21/2026 | ☆ |
| 19872 | Chu Financial Management Corporation CRD 133207 | Wealth Manager · Boutique (under $100M) | $47.6M | 43 | 43 | 1 | 11/12/2024 | ☆ | |
| 19873 | True Wealth Stewards Llc CRD 305312 | Carmel, IN | Wealth Manager · Boutique (under $100M) | $47.5M | 55 | 180 | 1 | 03/30/2026 | ☆ |
| 19874 | Oak Park Wealth Management Llc CRD 195511 | Wealth Manager · Boutique (under $100M) | $47.5M | 32 | 32 | 1 | 03/05/2026 | ☆ | |
| 19875 | Dynic Wealth Management Llc CRD 321782 | Wealth Manager · Boutique (under $100M) | $47.5M | 15 | 100 | 3 | 02/18/2026 | ☆ | |
| 19876 | O'connor, Brian Thomas CRD 152267 | Boston, MA | Insurance-Affiliated · Boutique (under $100M) | $47.5M | 36 | 36 | 2 | 03/30/2026 | ☆ |
| 19877 | Hale & Doerr Wealth Management Llc CRD 301094 | Gulf Breeze, FL | Wealth Manager · Boutique (under $100M) | $47.5M | 185 | 390 | 2 | 07/15/2026 | ☆ |
| 19878 | Nurture Investment Strategies Llc CRD 317443 | Wealth Manager · Boutique (under $100M) | $47.4M | 26 | 64 | 1 | 02/05/2026 | ☆ | |
| 19879 | Gcr Financial Services, Llc CRD 151821 | Naperville, IL | Wealth Manager · Boutique (under $100M) | $47.4M | 39 | 39 | 1 | 03/31/2026 | ☆ |
| 19880 | Westlake Capital Inc CRD 105473 | Westlake Village, CA | Wealth Manager · Boutique (under $100M) | $47.4M | 13 | 14 | 1 | 12/17/2025 | ☆ |
| 19881 | Tower Wealth Advisors, Inc. CRD 154053 | Wheaton, IL | Insurance-Affiliated · Boutique (under $100M) | $47.4M | 218 | 218 | 2 | 08/25/2026 | ☆ |
| 19882 | Cadogan Park Advisors Inc. CRD 291546 | Vancouver, B.C. | Wealth Manager · Boutique (under $100M) | $47.4M | 76 | 75 | 3 | 10/31/2025 | ☆ |
| 19883 | Apm Wealth, Llc CRD 289340 | Portland, OR | Wealth Manager · Boutique (under $100M) | $47.4M | 79 | 426 | 3 | 08/11/2026 | ☆ |
| 19884 | Lailaps Capital, L.L.C. CRD 281628 | Abbeville, LA | Wealth Manager · Boutique (under $100M) | $47.4M | 27 | 66 | 1 | 03/30/2026 | ☆ |
| 19885 | 57 West Capital Advisors, Inc. CRD 115378 | Austin, TX | Wealth Manager · Boutique (under $100M) | $47.4M | 89 | 89 | 7 | 05/22/2026 | ☆ |
| 19886 | Cropsey Asset Management, Llc CRD 129503 | Wealth Manager · Boutique (under $100M) | $47.4M | 9 | 14 | 1 | 03/26/2026 | ☆ | |
| 19887 | Humanize Wealth Partners Llc CRD 325178 | Seattle, WA | Wealth Manager · Boutique (under $100M) | $47.4M | 21 | 109 | 3 | 08/17/2026 | ☆ |
| 19888 | Freedom Wealth Management Llc CRD 336097 | Spokane, WA | Wealth Manager · Boutique (under $100M) | $47.4M | 121 | 214 | 2 | 05/01/2026 | ☆ |
| 19889 | Mb Advisors Llc CRD 169490 | Wealth Manager · Boutique (under $100M) | $47.3M | 10 | 22 | 2 | 09/22/2026 | ☆ | |
| 19890 | Elevate Capital Management, L.L.C. CRD 301992 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $47.3M | 39 | 81 | 3 | 03/17/2026 | ☆ |
| 19891 | Dependent Financial Planning Llc CRD 330273 | Wealth Manager · Boutique (under $100M) | $47.3M | 87 | 180 | 1 | 08/03/2026 | ☆ | |
| 19892 | Lawrence Capital Management, Inc. CRD 106123 | Wealth Manager · Boutique (under $100M) | $47.3M | 10 | 22 | 2 | 03/30/2026 | ☆ | |
| 19893 | Yavapai Financial Planning, L.L.C. CRD 115912 | Prescott, AZ | Wealth Manager · Boutique (under $100M) | $47.3M | 79 | 183 | 1 | 03/13/2026 | ☆ |
| 19894 | Shuyi Kong Wealth Management, Inc. CRD 168953 | Millbrae, CA | Insurance-Affiliated · Boutique (under $100M) | $47.3M | 153 | 331 | 1 | 03/19/2026 | ☆ |
| 19895 | Axion Financial Group Llc CRD 154991 | Bethany Beach, DE | Wealth Manager · Boutique (under $100M) | $47.3M | 36 | 253 | 2 | 02/04/2026 | ☆ |
| 19896 | Steven Hecht Investments, Inc. CRD 145639 | Wealth Manager · Boutique (under $100M) | $47.3M | 31 | 68 | 1 | 03/31/2022 | ☆ | |
| 19897 | Leppla Capital Management Llc CRD 156328 | Investment Adviser · Boutique (under $100M) | $47.3M | 15 | 18 | 5 | 02/24/2026 | ☆ | |
| 19898 | 2 Nd Market Capital Advisory Corp. CRD 111562 | Madison, WI | Wealth Manager · Boutique (under $100M) | $47.2M | 35 | 37 | 4 | 03/04/2026 | ☆ |
| 19899 | Capstone Pacific Investment Strategies, Inc. CRD 154819 | Insurance-Affiliated · Boutique (under $100M) | $47.2M | 303 | 477 | 2 | 03/20/2026 | ☆ | |
| 19900 | Paladin Capital Inc. CRD 315305 | Cabot, AR | Wealth Manager · Boutique (under $100M) | $47.2M | 416 | 416 | 4 | 03/31/2026 | ☆ |